Open-market purchases and sales reported on SEC Forms 4 and 5, with each filing and its footnotes.
Since Oct 4, 2025
Transactions
84
Purchases
83
Sales
1
Purchase value
$6.67M
Sale value
$288.20
Values are shares multiplied by reported price when both were supplied, each trade counted once however many filers reported it.
6 rows are listed but not counted: their filed prices fail a plausibility check, or they are not common stock.
Ault & Company, Inc.10% owner · See Remark
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Oct 1, 2026Period of report Sep 29, 20260001214659-26-012383
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 30, 2026
Class A Common StockF1
311,874
$0.1639
$51.12K
3,925,566
IndirectBy Ault & Company, Inc.
PurchaseSep 30, 2026
Class A Common StockF1
10,000,000
$0.50
$5.00M
13,925,566
Filing footnotes · 14
F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F10The Series G Convertible Preferred Stock has no expiration date.
F11As of September 30, 2026, the Series H Conversion Price was $0.165 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F12Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F13The Series H Convertible Preferred Stock has no expiration date.
F14The October 2023 Warrants, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.
F2The Class B Common Stock does not expire.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4On July 31, 2025, the Board of Directors of the Issuer granted stock options to Mr. Ault to purchase 400,000 shares of the Issuer's class A common stock. Fifty percent (50%) of these options vested and became exercisable on the date that receipt of approval of the option grants by the Issuer's stockholders and the NYSE American. Stockholder approval was obtained on April 10, 2026 and approval from the NYSE American was obtained on May 6, 2026, so May 6, 2026 was the date that these options vested and became exercisable. The remaining 50% vest in equal monthly increments over 24 months beginning June 1, 2026. The stock options were issued outside of any Issuer stock incentive plan.
Horne William B.Director · Chief Executive Officer
4
Filed Sep 30, 2026Period of report Sep 30, 20260001214659-26-012280
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 30, 2026
Class A Common Stock
100,000
$0.163
$16.30K
500,000
Direct
Horne William B.Director · Chief Executive Officer
4
Filed Sep 29, 2026Period of report Sep 29, 20260001214659-26-012204
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 29, 2026
Class A Common Stock
100,000
$0.168
$16.80K
400,000
Direct
Ault & Company, Inc.10% owner · See Remark
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 28, 2026Period of report Sep 24, 20260001214659-26-011988
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 25, 2026
Class A Common StockF4
56,600
$0.1649
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 24, 2026Period of report Sep 21, 20260001214659-26-011956
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 23, 2026
Class A Common Stock
2,000
$0.1718
$343.60
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 22, 2026Period of report Sep 18, 20260001214659-26-011871
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 18, 2026
Class A Common StockF1
20,000
$0.1821
$3.64K
866,500
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 21, 2026Period of report Sep 17, 20260001214659-26-011836
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 17, 2026
Class A Common StockF1
12,500
$0.177
Horne William B.Director · Chief Executive Officer
4
Filed Sep 18, 2026Period of report Sep 16, 20260001214659-26-011803
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 16, 2026
13% Series D Cumulative Redeemable Perpetual Preferred Stock
1,000
$18.00
Not counted
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 17, 2026Period of report Sep 15, 20260001214659-26-011758
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 16, 2026
Class A Common StockF1
19,500
$0.1816
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 15, 2026Period of report Sep 11, 20260001214659-26-011723
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 14, 2026
Class A Common StockF2
4,500
$0.1842
$828.90
794,600
Ault & Company, Inc.10% owner · See Remark
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4/AAmendment
Filed Sep 14, 2026Period of report Sep 9, 20260001214659-26-011678
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Purchase
Horne William B.Director · Chief Executive Officer
4
Filed Sep 8, 2026Period of report Sep 4, 20260001214659-26-011477
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 8, 2026
Class A Common Stock
60,000
$0.187
$11.22K
300,000
Direct
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 9, 2026Period of report Sep 8, 20260001214659-26-011521
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 4, 2026
Class A Common StockF2
196,800
$0.1926
$37.90K
679,500
Cragun Kenneth SChief Financial Officer
4
Filed Sep 8, 2026Period of report Sep 4, 20260001214659-26-011479
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 4, 2026
Class A Common StockF1
100,000
$0.1865
$18.65K
100,000
Direct
Nisser Henry CarlDirector · President and General Counsel
4
Filed Sep 8, 2026Period of report Sep 4, 20260001214659-26-011478
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 4, 2026
Class A Common StockF1
250,000
$0.1871
$46.78K
250,000
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 8, 2026Period of report Sep 3, 20260001214659-26-011476
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 4, 2026
Class A Common StockF2
196,800
$0.1926
Horne William B.Director · Chief Executive Officer
4
Filed Sep 2, 2026Period of report Sep 2, 20260001214659-26-011360
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 2, 2026
Class A Common StockF1
100,000
$0.1999
$19.99K
140,000
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Sep 2, 2026Period of report Sep 1, 20260001214659-26-011359
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseSep 2, 2026
Class A Common StockF2
42,000
$0.2348
$9.86K
444,500
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Aug 31, 2026Period of report Aug 27, 20260001214659-26-011255
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseAug 31, 2026
Class A Common StockF5
89,000
$0.2703
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Jul 2, 2026Period of report Jun 30, 20260001214659-26-008149
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 30, 2026
13% Series D Cumulative Redeemable Perpetual Preferred StockF1
100
Horne William B.Director · Chief Executive Officer
4
Filed Jul 1, 2026Period of report Jun 29, 20260001214659-26-008052
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 29, 2026
13% Series D Cumulative Redeemable Perpetual Preferred Stock
5,000
$19.00
Not counted
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Jun 22, 2026Period of report Jun 18, 20260001214659-26-007591
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 18, 2026
Class A Common StockF1
18,000
$0.2688
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Jun 17, 2026Period of report Jun 16, 20260001214659-26-007532
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 16, 2026
Class A Common StockF1
50,000
$0.2353
Horne William B.Director · Chief Executive Officer
4
Filed Jun 12, 2026Period of report Jun 11, 20260001214659-26-007425
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 11, 2026
Class A Common StockF1
200,000
$0.1688
$33.76K
200,000
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Jun 12, 2026Period of report Jun 10, 20260001214659-26-007423
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJun 11, 2026
Class A Common StockF2
15,000
$0.1634
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed May 29, 2026Period of report May 28, 20260001214659-26-006922
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseMay 28, 2026
13% Series D Cumulative Redeemable Perpetual Preferred StockF1
100
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed May 20, 2026Period of report May 19, 20260001214659-26-006624
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseMay 19, 2026
Common StockF1
397,500
$0.1318
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Jan 2, 2026Period of report Dec 30, 20250001214659-26-000004
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 31, 2025
Common StockF3
1,000,000
$0.1829
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 30, 2025Period of report Dec 23, 20250001214659-25-018630
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 29, 2025
Common StockF3
59,450
$0.2027
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 23, 2025Period of report Dec 19, 20250001214659-25-018438
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 22, 2025
Common StockF2
200,000
$0.2332
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 18, 2025Period of report Dec 16, 20250001214659-25-018227
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 17, 2025
Common Stock
5,000
$0.2493
$1.25K
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 16, 2025Period of report Dec 12, 20250001214659-25-018073
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 15, 2025
Common StockF2
12,000
$0.2432
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 12, 2025Period of report Dec 10, 20250001214659-25-017977
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 11, 2025
Common Stock
5,000
$0.2883
$1.44K
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 5, 2025Period of report Dec 3, 20250001214659-25-017676
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 3, 2025
Common StockF1
100,000
$0.2777
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 3, 2025Period of report Dec 1, 20250001214659-25-017570
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 2, 2025
Common Stock
1,000
$0.2921
$292.10
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Dec 1, 2025Period of report Nov 26, 20250001214659-25-017401
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseNov 26, 2025
Common Stock
1,000
$0.2936
$293.60
Ault & Company, Inc.10% owner
Ault Milton C IIIDirector · Executive Chairman · 10% owner
4
Filed Nov 20, 2025Period of report Sep 11, 20250001214659-25-017033
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseNov 19, 2025
Common StockF3
50,000
$0.229
P and S transaction codes only. Grants, gifts, option exercises, tax withholding, and Form 144 notices are not counted as purchases or sales. A row whose filed price fails a plausibility check, or that is not common stock, is listed but left out of the values; a trade reported by several filers is counted once.
IndirectBy Ault & Company, Inc.
PurchaseSep 29, 2026
Class A Common Stock
1,600
$0.1662
$265.92
962,500
Direct
F5As of September 30, 2026, the Series C Conversion Price was $0.165 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F6Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F7The Series C Convertible Preferred Stock has no expiration date.
F8As of September 30, 2026, the Series G Conversion Price was $0.165 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 6,060.61 shares of Class A Common Stock.
F9Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1723. The range of purchase prices on the transaction date was $0.1700 to $0.1798 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1819. The range of purchase prices on the transaction date was $0.178 to $0.183 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1649. The range of purchase prices on the transaction date was $0.16 to $0.1686 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1791. The range of purchase prices on the transaction date was $0.1787 to $0.1804 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1778. The range of purchase prices on the transaction date was $0.1758 to $0.1797 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1821. The range of purchase prices on the transaction date was $0.1811 to $0.1825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1770. The range of purchase prices on the transaction date was $0.1759 to $0.1795 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1816. The range of purchase prices on the transaction date was $0.1804 to $0.1825 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1826. The range of purchase prices on the transaction date was $0.1822 to $0.1834 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1842. The range of purchase prices on the transaction date was $0.1839 to $0.1845 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1890. The range of purchase prices on the transaction date was $0.1874 to $0.1934 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1887. The range of purchase prices on the transaction date was $0.1878 to $0.1893 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1857. The range of purchase prices on the transaction date was $0.1852 to $0.1898 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F4Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1863. The range of purchase prices on the transaction date was $0.18 to $0.1923 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1926. The range of purchase prices on the transaction date was $0.1763 to $0.2060 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1865. The range of purchase prices on the transaction date was $0.1847 to $0.1876 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1871. The range of purchase prices on the transaction date was $0.1846 to $0.1880 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1863. The range of purchase prices on the transaction date was $0.18 to $0.1923 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1926. The range of purchase prices on the transaction date was $0.1763 to $0.2060 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1999. The range of purchase prices on the transaction date was $0.1999 to $0.20 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2470. The range of purchase prices on the transaction date was $0.2351 to $0.2545 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2348. The range of purchase prices on the transaction date was $0.2319 to $0.2369 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3358. The range of purchase prices on the transaction date was $0.3336 to $0.3379 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.3070. The range of purchase prices on the transaction date was $0.2835 to $0.3334 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2967. The range of purchase prices on the transaction date was $0.2958 to $0.2986 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F4Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F5The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2703. The range of purchase prices on the transaction date was $0.2617 to $0.3050 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2688. The range of purchase prices on the transaction date was $0.2525 to $0.3000 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1688. The range of purchase prices on the transaction date was $0.1675 to $0.1695 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1662. The range of purchase prices on the transaction date was $0.1636 to $0.1726 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1634. The range of purchase prices on the transaction date was $0.1547 to $0.1775 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1318. The range of purchase prices on the transaction date was $0.1309 to $0.1369 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
13% Series D Cumulative Redeemable Perpetual Preferred Stock
33
$22.83
Not counted
149
Direct
Filing footnotes · 4
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1924. The range of purchase prices on the transaction date was $0.184 to $0.2092 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1894. The range of purchase prices on the transaction date was $0.1875 to $0.1899 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.1837. The range of purchase prices on the transaction date was $0.1814 to $0.1961 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
13% Series D Cumulative Redeemable Perpetual Preferred Stock
33
$22.83
Not counted
149
Direct
PurchaseDec 26, 2025
Common StockF2
10,000
$0.214
$2.14K
100,550
Direct
PurchaseDec 24, 2025
Common Stock
5,000
$0.2255
$1.13K
90,550
Direct
PurchaseDec 23, 2025
Common StockF1
10,000
$0.225
$2.25K
85,550
Direct
Filing footnotes · 4
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.225. The range of purchase prices on the transaction date was $0.2248 to $0.2252 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2140. The range of purchase prices on the transaction date was $0.2131 to $0.2148 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2027. The range of purchase prices on the transaction date was $0.1988 to $0.2099 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F4Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2262. The range of purchase prices on the transaction date was $0.2191 to $0.2333 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2680. The range of purchase prices on the transaction date was $0.2639 to $0.2719 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2432. The range of purchase prices on the transaction date was $0.2384 to $0.2565 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F1The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2363. The range of purchase prices on the transaction date was $0.2149 to $0.2439 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F10As of November 20, 2025, the Series G Conversion Price was $0.324 per share, so each share of Series G Convertible Preferred Stock is convertible into approximately 3,086.42 shares of Class A Common Stock.
F11Each share of Series G Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $6.74 or (B) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series G Conversion Price"). The Series G Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series G Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F12The Series G Convertible Preferred Stock has no expiration date
F13As of November 20, 2025, the Series H Conversion Price was $0.324 per share, so each share of Series H Convertible Preferred Stock is convertible into approximately 3,086.42 shares of Class A Common Stock.
F14Each share of Series H Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $0.79645 or (B) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series H Conversion Price"). The Series H Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series H Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F15The Series H Convertible Preferred Stock has no expiration date.
F16The October 2023, the Series C Warrants and the Series G Warrants have a five-year term, expiring on the fifth anniversary of the date of issuance, and become exercisable on the first business day after the six-month anniversary of the date of issuance.
F2The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.2372. The range of purchase prices on the transaction date was $0.2315 to $0.2432 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
F3Milton C. Ault, III, is the Chief Executive Officer of Ault & Company, Inc. ("Ault & Co.") and is deemed to beneficially own the shares held by Ault & Co.
F4Each share of Class B Common Stock is convertible into one share of Class A Common Stock.
F5The Class B Common Stock does not expire.
F6Received as stock dividend from Issuer.
F7As of November 20, 2025, the Series C Conversion Price was $0.324 per share, so each share of Series C Convertible Preferred Stock is convertible into approximately 3,086.42 shares of Class A Common Stock.
F8Each share of Series C Convertible Preferred Stock has a stated value of $1,000.00 and is convertible into shares of Class A Common Stock at a conversion price equal to the greater of (i) $0.10 per share and (ii) the lesser of (A) $183.58 or (B) 105% of the volume weighted average price of the Class A Common Stock during the ten trading days immediately prior to the date of conversion (the "Series C Conversion Price"). The Series C Conversion Price is subject to adjustment in the event of an issuance of Class A Common Stock at a price per share lower than the Series C Conversion Price then in effect, as well as upon customary stock splits, stock dividends, combinations or similar events.
F9The Series C Convertible Preferred Stock has no expiration date.