Open-market purchases and sales reported on SEC Forms 4 and 5, with each filing and its footnotes.
Since Oct 4, 2025
Transactions
144
Purchases
0
Sales
144
Purchase value
$0.00
Sale value
$255.79M
Values are shares multiplied by reported price when both were supplied, each trade counted once however many filers reported it.
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed Jun 16, 2026Period of report Jun 12, 20260001048268-26-000112
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleJun 12, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
19,996
$750.24
$15.00M
10,433,283
IndirectSee footnotes
SaleJun 12, 2026
Common Stock, par value $0.01 per share
Filing footnotes · 10
F1All shares of Common Stock reported as sold in this Form 4 were sold by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $750.24 to $750.43, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10These shares were sold in multiple transactions each at a price of $764.54. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F2This report is filed jointly by TCP, Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,477,671 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 44,599 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
Filed Jun 16, 2026Period of report Jun 12, 20260001048268-26-000110
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleJun 12, 2026
Common StockF1
1,100
$760.41
$836.45K
64,774
Direct
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed May 28, 2026Period of report May 26, 20260001048268-26-000108
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed May 15, 2026Period of report May 13, 20260001048268-26-000106
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
McLauchlin TracySVP & CFO
4
Filed May 12, 2026Period of report May 8, 20260001048268-26-000100
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMay 8, 2026
Common StockF1
3,000
$662.61
$1.99M
62,525
Direct
Cleveland Todd MDirector
4
Filed May 8, 2026Period of report May 6, 20260001048268-26-000097
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMay 8, 2026
Common StockF5
4,308
$660.23
$2.84M
73,087
Direct
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed May 8, 2026Period of report May 6, 20260001048268-26-000092
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Simmes Matthew JPresident and CEO
4
Filed May 7, 2026Period of report May 5, 20260001048268-26-000088
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMay 5, 2026
Common StockF1
730
$655.41
$478.45K
92,845
Direct
Cleveland Todd MDirector
4
Filed Mar 4, 2026Period of report Mar 2, 20260001048268-26-000062
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMar 4, 2026
Common StockF5
825
$500.28
$412.73K
78,689
Direct
Cleveland Todd MDirector
4
Filed Feb 26, 2026Period of report Feb 24, 20260001048268-26-000061
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleFeb 26, 2026
Common StockF5
714
$510.26
$364.33K
81,803
Direct
Simmes Matthew JPresident and CEO
4
Filed Feb 20, 2026Period of report Feb 18, 20260001048268-26-000057
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleFeb 18, 2026
Common StockF1
20
$493.51
$9.87K
98,555
Direct
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed Feb 17, 2026Period of report Feb 12, 20260001048268-26-000051
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Allen Matthew MichaelChief Technical Officer
4
Filed Dec 18, 2025Period of report Dec 15, 20250001048268-25-000227
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 15, 2025
Common Stock
700
$457.95
$320.57K
1,098
Direct
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed Dec 12, 2025Period of report Dec 10, 20250001048268-25-000222
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Newman Mary KSVP, CAO and General Counsel
4
Filed Dec 12, 2025Period of report Dec 11, 20250001048268-25-000221
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 11, 2025
Common StockF1
1,335
$477.43
$637.37K
22,508.3
Direct
Gendell David B.Director
4
Filed Dec 12, 2025Period of report Dec 10, 20250001048268-25-000220
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 10, 2025
Common StockF1
17,867
$452.20
$8.08M
70,669
Direct
Koshkin Joe DDirector
4
Filed Dec 11, 2025Period of report Dec 9, 20250001048268-25-000214
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 9, 2025
Common StockF1
400
$452.63
$181.05K
49,323
Direct
Gendell Jeffrey L et ALDirector · Executive Chairman · 10% owner
Tontine Asset Associates, L.L.C.10% owner
Tontine Associates, LLC10% owner
Tontine Capital Management LLC10% owner
Tontine Capital Overseas GP, LLC10% owner
Tontine Capital Overseas Master Fund II, L.P.10% owner
Tontine Capital Partners L P10% owner
Tontine Management LLC10% owner
4
Filed Dec 5, 2025Period of report Dec 3, 20250001048268-25-000211
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
McLauchlin TracySVP, CFO & Treasurer
4
Filed Dec 3, 2025Period of report Dec 2, 20250001048268-25-000205
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 2, 2025
Common Stock
5,000
$411.48
$2.06M
65,525
Direct
Simmes Matthew JPresident and CEO
4
Filed Dec 3, 2025Period of report Dec 1, 20250001048268-25-000207
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleDec 1, 2025
Common StockF1
360
$399.30
$143.75K
108,215
Direct
P and S transaction codes only. Grants, gifts, option exercises, tax withholding, and Form 144 notices are not counted as purchases or sales. A row whose filed price fails a plausibility check, or that is not common stock, is listed but left out of the values; a trade reported by several filers is counted once.
F2
F3
F4
F5
F6
4
$752.18
$3.01K
10,433,279
IndirectSee footnotes
SaleJun 12, 2026
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
7,491
$758.74
$5.68M
10,425,788
IndirectSee footnotes
SaleJun 12, 2026
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
10,000
$760.47
$7.60M
10,415,788
IndirectSee footnotes
SaleJun 12, 2026
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
2,509
$761.73
$1.91M
10,413,279
IndirectSee footnotes
SaleJun 12, 2026
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
6,720
$764.54
$5.14M
10,406,559
IndirectSee footnotes
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $758.74 to $759.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8These shares were sold in multiple transactions each at a price of $760.47. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F9These shares were sold in multiple transactions each at a price of $761.73. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
SaleJun 12, 2026
Common StockF2
1,200
$761.31
$913.57K
63,574
Direct
SaleJun 12, 2026
Common StockF3
1,200
$762.01
$914.41K
62,374
Direct
SaleJun 12, 2026
Common StockF4
1,500
$763.35
$1.15M
60,874
Direct
Filing footnotes · 4
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $760.00 to $760.75, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $761.00 to $761.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $762.00 to $762.28, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $763.00 to $763.86, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
6,000
$702.65
$4.22M
10,477,589
IndirectSee footnotes
SaleMay 27, 2026
Common Stock, par value $0.01 per shareF2F3F4F5F6
2,250
$703.51
$1.58M
10,475,339
IndirectSee footnotes
SaleMay 27, 2026
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
8,251
$705.38
$5.82M
10,467,088
IndirectSee footnotes
SaleMay 27, 2026
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
4,000
$706.60
$2.83M
10,463,088
IndirectSee footnotes
SaleMay 27, 2026
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
7,000
$708.10
$4.96M
10,456,088
IndirectSee footnotes
SaleMay 27, 2026
Common Stock, par value $0.01 per shareF11F2F3F4F5F6
2,809
$710.14
$1.99M
10,453,279
IndirectSee footnotes
SaleMay 26, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
2,006
$702.24
$1.41M
10,483,638
IndirectSee footnotes
SaleMay 26, 2026
Common Stock, par value $0.01 per shareF2F3F4F5F6
49
$703.89
$34.49K
10,483,589
IndirectSee footnotes
Filing footnotes · 11
F1All shares reported as sold in this Form 4 were shares directly held by Jeffrey L. Gendell ("Mr. Gendell"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.24 to $702.49, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $707.72 to $708.54, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $710.11 to $710.37, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Mr. Gendell. Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,524,391 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 44,599 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $702.37 to $703.33, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $704.89 to $705.73, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $706.38 to $706.81, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
8,767
$692.90
$6.07M
10,514,238
IndirectSee footnotes
SaleMay 14, 2026
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
15,846
$693.89
$11.00M
10,498,392
IndirectSee footnotes
SaleMay 14, 2026
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
4,154
$694.82
$2.89M
10,494,238
IndirectSee footnotes
SaleMay 14, 2026
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
8,189
$697.47
$5.71M
10,486,049
IndirectSee footnotes
SaleMay 14, 2026
Common Stock, par value $0.01 per shareF11F2F3F4F5F6
405
$698.03
$282.70K
10,485,644
IndirectSee footnotes
SaleMay 13, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
15,000
$692.71
$10.39M
10,525,005
IndirectSee footnotes
Filing footnotes · 11
F1All shares reported as sold in this Form 4 were shares directly held by Jeffrey L. Gendell ("Mr. Gendell"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.27 to $693.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $696.89 to $697.84, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $697.90 to $698.12, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Mr. Gendell. Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,524,391 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 76,964 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $692.41 to $693.37, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $693.52 to $694.45, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $694.54 to $695.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $662.00 to $662.61, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $675.00 to $675.02, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $666.08 to $667.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $667.49 to $668.15, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $668.77 to $669.31, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $670.00 to $670.70, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $671.00 to $671.18, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15These shares were sold in multiple transactions each at a price of $672.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F2These shares were sold in multiple transactions each at a price of $680.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.26 to $683.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4These shares were sold in multiple transactions each at a price of $683.31. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEXC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $660.00 to $660.98, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $661.06 to $662.01, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $662.08 to $663.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $663.31 to $663.72, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $665.00 to $665.87, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common Stock, par value $0.01 per shareF15F1F2F3F4F5
2,000
$672.45
$1.34M
10,545,057
IndirectSee footnotes
SaleMay 8, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5
52
$673.47
$35.02K
10,545,005
IndirectSee footnotes
SaleMay 8, 2026
Common Stock, par value $0.01 per shareF16F1F2F3F4F5
5,000
$674.98
$3.37M
10,540,005
IndirectSee footnotes
SaleMay 7, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5
1
$677.47
$677.47
10,547,057
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5
2,000
$670.03
$1.34M
10,585,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF6F1F2F3F4F5
4,000
$671.22
$2.68M
10,581,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF7F1F2F3F4F5
7,000
$672.52
$4.71M
10,574,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF8F1F2F3F4F5
3,610
$673.74
$2.43M
10,570,551
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF9F1F2F3F4F5
390
$674.85
$263.19K
10,570,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5
3,000
$675.62
$2.03M
10,567,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF10F1F2F3F4F5
5,000
$677.16
$3.39M
10,562,161
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF11F1F2F3F4F5
103
$678.29
$69.86K
10,562,058
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF12F1F2F3F4F5
2,788
$681.30
$1.90M
10,559,270
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF13F1F2F3F4F5
7,206
$682.71
$4.92M
10,552,064
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5
4,000
$684.33
$2.74M
10,548,064
IndirectSee footnotes
SaleMay 6, 2026
Common Stock, par value $0.01 per shareF14F1F2F3F4F5
1,006
$686.41
$690.53K
10,547,058
IndirectSee footnotes
Filing footnotes · 16
F1This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $677.14 to $677.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11These shares were sold in multiple transactions each at a price of $678.29. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $681.26 to $682.20, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $682.37 to $683.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $686.41 to $686.81, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $672.43 to $673.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $674.53 to $675.17, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2TCP directly owns 5,524,391 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 131,325 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F3All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F4Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F5TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F6All shares reported as sold in this Form 4 were shares directly held by Mr. Gendell. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $671.17 to $672.01, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $672.27 to $673.13, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $673.47 to $674.41, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $674.57 to $675.14, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $654.85 to $655.77, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $656.00 to $656.96, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $657.05 to $657.93 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $658.13 to $659.06, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $659.24 to $660.22, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $660.28 to $661.23, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $661.32 to $661.87, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8These shares were sold in multiple transactions each at a price of $662.33. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $513.26 to $513.94, inclusive. The reporting person undertakes to provide IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.09 to $501.03, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3These shares were sold in multiple transactions each at a price of $501.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.67 to $502.81, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.00 to $500.75, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $501.00 to $501.80, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7These shares were sold in multiple transactions each at a price of $502.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F1These shares were sold in multiple transactions each at a price of $520.25. The reporting person undertakes to provide to IES Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.00 to $510.99, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.00 to $511.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4These shares were sold in multiple transactions each at a price of $521.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.00 to $510.97, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $511.00 to $511.25, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7These shares were sold in multiple transactions each at a price of $512.00. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $513.64 to $513.84, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $493.47 to $493.61, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $505.41 to $506.32, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $506.45 to $507.40, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $507.45 to $508.43, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $508.72 to $509.705, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $509.94 to $510.85, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.985 to $511.96, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $496.33 to $497.18, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $497.35 to $498.24, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $498.44 to $499.00, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $499.49 to $499.95, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $500.48 to $500.59, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $502.01 to $502.82, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $503.01 to $503.88, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $504.41 to $505.37, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common Stock, par value $0.01 per shareF13F2F3F4F5F6
320
$520.43
$166.54K
10,587,161
IndirectSee footnotes
SaleFeb 13, 2026
Common Stock, par value $0.01 per shareF12F2F3F4F5F6
2,791
$520.10
$1.45M
10,587,481
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
980
$525.05
$514.55K
10,594,340
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
1,083
$526.51
$570.21K
10,593,257
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF2F3F4F5F6
100
$527.27
$52.73K
10,593,157
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
257
$528.65
$135.86K
10,592,900
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
180
$530.68
$95.52K
10,592,720
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
874
$531.71
$464.71K
10,591,846
IndirectSee footnotes
SaleFeb 12, 2026
Common Stock, par value $0.01 per shareF11F2F3F4F5F6
1,574
$533.26
$839.35K
10,590,272
IndirectSee footnotes
Filing footnotes · 13
F1All shares of Common Stock reported as sold in this Form 4 were sold by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $525.00 to $525.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10These shares were sold in multiple transactions each at a price of $531.71. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F11These shares were sold in multiple transactions each at a price of $533.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F12These shares were sold in multiple transactions each at a price of $520.10. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $520.41 to $520.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2This report is filed jointly by TCP, Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,524,391 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 178,481 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $526.00 to $526.53, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $528.49 to $528.93, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9These shares were sold in multiple transactions each at a price of $530.68. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
28,264
$470.40
$13.30M
10,643,456
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
884
$471.50
$416.81K
10,642,572
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF11F2F3F4F5F6
24,382
$472.44
$11.52M
10,618,190
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF12F2F3F4F5F6
60
$473.32
$28.40K
10,618,130
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF13F2F3F4F5F6
716
$474.26
$339.57K
10,617,414
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF14F2F3F4F5F6
10,000
$476.50
$4.77M
10,607,414
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF15F2F3F4F5F6
671
$477.81
$320.61K
10,606,743
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF16F2F3F4F5F6
10,000
$478.83
$4.79M
10,596,743
IndirectSee footnotes
SaleDec 11, 2025
Common Stock, par value $0.01 per shareF17F2F3F4F5F6
1,423
$480.37
$683.57K
10,595,320
IndirectSee footnotes
SaleDec 10, 2025
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
5,534
$472.40
$2.61M
10,671,880
IndirectSee footnotes
SaleDec 10, 2025
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
80
$473.70
$37.90K
10,671,800
IndirectSee footnotes
SaleDec 10, 2025
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
80
$475.35
$38.03K
10,671,720
IndirectSee footnotes
Filing footnotes · 17
F1All shares of Common Stock reported as sold in this Form 4 were sold by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $472.24 to $472.68, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $471.24 to $472.07, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $472.24 to $473.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $473.26 to $473.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13These shares were sold in multiple transactions each at a price of $474.26. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $476.26 to $477.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $477.76 to $478.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.76 to $479.55, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17These shares were sold in multiple transactions each at a price of $480.37. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F2This report is filed jointly by TCP, Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,532,550 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 178,481 shares of Common Stock and 65,069 phantom stock units granted to him pursuant to the IES Holdings, Inc. 2006 Equity Incentive Plan, as amended and restated, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7These shares were sold in multiple transactions each at a price of $473.70. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F8These shares were sold in multiple transactions each at a price of $475.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $470.24 to $471.23, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $477.20 to $478.20, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $478.25 to $479.05, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $451.88 to $452.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $452.48 to $453.05, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $450.65 to $451.33, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $449.46 to $450.40, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Common Stock, par value $0.01 per shareF15F2F3F4F5F6
3,774
$420.24
$1.59M
10,677,414
IndirectSee footnotes
SaleDec 4, 2025
Common Stock, par value $0.01 per shareF10F2F3F4F5F6
35,823
$420.52
$15.06M
10,707,084
IndirectSee footnotes
SaleDec 4, 2025
Common Stock, par value $0.01 per shareF11F2F3F4F5F6
5,193
$421.74
$2.19M
10,701,891
IndirectSee footnotes
SaleDec 4, 2025
Common Stock, par value $0.01 per shareF12F2F3F4F5F6
6,924
$423.21
$2.93M
10,694,967
IndirectSee footnotes
SaleDec 4, 2025
Common Stock, par value $0.01 per shareF13F2F3F4F5F6
12,528
$423.69
$5.31M
10,682,439
IndirectSee footnotes
SaleDec 4, 2025
Common Stock, par value $0.01 per shareF14F2F3F4F5F6
1,251
$424.91
$531.56K
10,681,188
IndirectSee footnotes
SaleDec 3, 2025
Common Stock, par value $0.01 per shareF1F2F3F4F5F6
16,122
$417.93
$6.74M
10,761,292
IndirectSee footnotes
SaleDec 3, 2025
Common Stock, par value $0.01 per shareF7F2F3F4F5F6
12,922
$418.92
$5.41M
10,748,370
IndirectSee footnotes
SaleDec 3, 2025
Common Stock, par value $0.01 per shareF8F2F3F4F5F6
2,636
$419.90
$1.11M
10,745,734
IndirectSee footnotes
SaleDec 3, 2025
Common Stock, par value $0.01 per shareF9F2F3F4F5F6
2,827
$420.89
$1.19M
10,742,907
IndirectSee footnotes
Filing footnotes · 15
F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $417.52 to $418.48, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $420.24 to $421.23, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $421.27 to $422.23, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $422.27 to $423.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $423.27 to $424.26, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $424.32 to $425.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15These shares were sold in multiple transactions each at a price of $420.24. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold in each separate transaction described in this footnote.
F2This report is filed jointly by Tontine Capital Partners, L.P., a Delaware limited partnership ("TCP"), Tontine Capital Management, L.L.C., a Delaware limited liability company ("TCM"), Tontine Management, L.L.C., a Delaware limited liability company ("TM"), Tontine Capital Overseas Master Fund II, L.P., a Delaware limited partnership ("TCP 2"), Tontine Asset Associates, L.L.C., a Delaware limited liability company ("TAA"), Tontine Associates, L.L.C., a Delaware limited liability company ("TA"), Tontine Capital Overseas GP, L.L.C., a Delaware limited liability company ("TCO"), and Jeffrey L. Gendell ("Mr. Gendell"). Mr. Gendell is the managing member of: (a) TCM, the general partner of TCP; (b) TM; (c) TAA, the general partner of TCP 2; (d) TA; and (e) TCO.
F3TCP directly owns 5,614,644 shares of Common Stock, TCM directly owns 1,910,529 shares of Common Stock, TM directly owns 1,410,162 shares of Common Stock, TCP 2 directly owns 710,934 shares of Common Stock, TAA directly owns 96,891 shares of Common Stock, TA directly owns 640,057 shares of Common Stock, TCO directly owns 47,284 shares of Common Stock, Mr. Gendell directly owns 178,481 shares of Common Stock and 65,069 PSUs, and Mr. Gendell's adult children own 3,363 shares of Common Stock through trusts for which Mr. Gendell acts as trustee.
F4All of the foregoing securities may be deemed to be beneficially owned by Mr. Gendell. The foregoing securities held by TCP may be deemed to be beneficially owned by TCM. The foregoing securities held by TCP 2 may be deemed to be beneficially owned by TAA.
F5Mr. Gendell disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by Mr. Gendell or representing Mr. Gendell's pro rata interest in, and interest in the profits of, TCM, TCP, TM, TCP 2, TAA, TA and TCO. TCM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCM or representing TCM's pro rata interest in, and interest in the profits of, TCP.
F6TAA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TAA or representing TAA's pro rata interest in, and interest in the profits of, TCP 2. TA disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TA. TM disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TM. TCO disclaims beneficial ownership of the Issuer's securities reported herein for purposes of Section 16(a) under the Securities Exchange Act of 1934, as amended, or otherwise, except as to securities directly owned by TCO.
F7The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $418.52 to $419.50, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $419.52 to $420.49, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $420.54 to $421.46, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $398.88 to $399.35, inclusive. The reporting person undertakes to provide IES Holdings, Inc. ("IES"), any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $400.01 to $400.53, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $402.16 to $402.85, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $403.87 to $404.72, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F5The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $405.08 to $406.04, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F6The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $406.23 to $407.10, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F7The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $407.44 to $408.31, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F8The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $408.50 to $409.38, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
F9The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $409.72 to $410.00, inclusive. The reporting person undertakes to provide IES, any security holder of IES, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
