Open-market purchases and sales reported on SEC Forms 4 and 5, with each filing and its footnotes.
Since Oct 5, 2025
Transactions
75
Purchases
2
Sales
73
Purchase value
$130.24K
Sale value
$20.53M
Values are shares multiplied by reported price when both were supplied, each trade counted once however many filers reported it.
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Sep 11, 2026Period of report Sep 9, 20260001036743-26-000039
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleSep 10, 2026
Voting Common StockF1F3
10,000
$38.7485
$387.49K
2,747,844
IndirectBy James S. Mahan Revocable Trust
SaleSep 9, 2026
Voting Common StockF1F2
10,000
$38.6312
Filing footnotes · 3
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $38.255 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $38.35 to $39.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
Filed Sep 8, 2026Period of report Sep 3, 20260001824584-26-000007
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleSep 3, 2026
Voting Common Stock
1,600
$39.89
$63.82K
8,043
Direct
Williams William L. IIIDirector
4Rule 10b5-1 plan disclosed
Filed Sep 8, 2026Period of report Sep 3, 20260001635831-26-000010
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Sep 8, 2026Period of report Sep 3, 20260001036743-26-000037
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Williams William L. IIIDirector
4Rule 10b5-1 plan disclosed
Filed Sep 3, 2026Period of report Sep 2, 20260001635831-26-000008
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Sep 3, 2026Period of report Sep 2, 20260001036743-26-000035
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Aug 28, 2026Period of report Aug 26, 20260001036743-26-000033
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Aug 21, 2026Period of report Aug 19, 20260001036743-26-000031
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Aug 14, 2026Period of report Aug 12, 20260001036743-26-000029
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Spencer CourtneyChief Experience Officer
4
Filed Aug 5, 2026Period of report Aug 4, 20260001937224-26-000012
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleAug 4, 2026
Voting Common Stock
153.7958
$43.68
$6.72K
0
IndirectBy Spouse
Lucht David GDirector
4
Filed Aug 5, 2026Period of report Aug 4, 20260001231645-26-000008
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleAug 4, 2026
Voting Common StockF1
2,000
$44.3605
$88.72K
13,623
Direct
Williams William L. IIIDirector
4Rule 10b5-1 plan disclosed
Filed Aug 5, 2026Period of report Aug 3, 20260001635831-26-000006
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Moroz Mark MichaelChief Banking Officer
4
Filed Jul 29, 2026Period of report Jul 28, 20260002066890-26-000012
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleJul 28, 2026
Voting Common StockF1
6,100
$42.077
$256.67K
12,110
Direct
Lucht David GDirector
4
Filed Jul 29, 2026Period of report Jul 27, 20260001231645-26-000006
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleJul 27, 2026
Voting Common StockF1
3,000
$42.1321
$126.40K
15,623
Direct
Williams William L. IIIDirector
4Rule 10b5-1 plan disclosed
Filed Jul 6, 2026Period of report Jul 1, 20260001635831-26-000004
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Williams William L. IIIDirector
4Rule 10b5-1 plan disclosed
Filed Jun 25, 2026Period of report Jun 24, 20260001635831-26-000002
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Jun 12, 2026Period of report Jun 10, 20260001036743-26-000027
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Jun 5, 2026Period of report Jun 3, 20260001036743-26-000025
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed May 29, 2026Period of report May 27, 20260001036743-26-000023
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed May 26, 2026Period of report May 21, 20260001036743-26-000021
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed May 21, 2026Period of report May 20, 20260001036743-26-000019
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed May 18, 2026Period of report May 14, 20260001036743-26-000017
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed May 15, 2026Period of report May 13, 20260001036743-26-000015
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Derraik RenatoChief Info./Digital Off., Bank
4
Filed May 4, 2026Period of report Apr 30, 20260001864098-26-000010
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleApr 30, 2026
Voting Common StockF1
75,000
$37.828
$2.84M
4,243
Direct
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Mar 13, 2026Period of report Mar 11, 20260001036743-26-000013
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Mar 6, 2026Period of report Mar 4, 20260001036743-26-000011
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Phifer Walter JChief Financial Officer
4
Filed Mar 4, 2026Period of report Mar 2, 20260002006943-26-000010
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMar 2, 2026
Voting Common StockF1
4,712
$36.583
$172.38K
10,103
Direct
Seward Gregory WGeneral Counsel
4
Filed Mar 4, 2026Period of report Mar 2, 20260001656656-26-000010
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleMar 2, 2026
Voting Common Stock
3,000
$36.70
$110.10K
113,797
Direct
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Feb 27, 2026Period of report Feb 25, 20260001036743-26-000009
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Feb 20, 2026Period of report Feb 18, 20260001036743-26-000007
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Feb 13, 2026Period of report Feb 11, 20260001036743-26-000004
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Feb 6, 2026Period of report Feb 4, 20260001036743-26-000002
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Stasiowska Ewa MariaChief Risk Officer
4
Filed Jan 28, 2026Period of report Jan 26, 20260002099502-26-000002
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseJan 26, 2026
Voting Common StockF1
2,595.231
$38.532
$100.00K
2,595.231
Direct
Spencer CourtneyChief Experience Officer
4
Filed Jan 28, 2026Period of report Jan 26, 20260001937224-26-000002
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleJan 26, 2026
Voting Common StockF1
9,700
$39.005
$378.35K
25,160
Direct
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 23, 2025Period of report Dec 19, 20250001036743-25-000016
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 19, 2025Period of report Dec 17, 20250001036743-25-000014
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 16, 2025Period of report Dec 12, 20250001036743-25-000012
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 12, 2025Period of report Dec 10, 20250001036743-25-000010
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 9, 2025Period of report Dec 5, 20250001036743-25-000008
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 5, 2025Period of report Dec 3, 20250001036743-25-000006
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Mahan James S IIIDirector · Chief Executive Officer · 10% owner
4Rule 10b5-1 plan disclosed
Filed Dec 1, 2025Period of report Nov 26, 20250001036743-25-000004
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Bradford Tonya WilliamsDirector
4
Filed Nov 24, 2025Period of report Nov 20, 20250001824584-25-000003
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseNov 20, 2025
Voting Common Stock
1,000
$30.24
$30.24K
6,697
Direct
Seward Gregory WGeneral Counsel
4
Filed Nov 20, 2025Period of report Nov 18, 20250001656656-25-000003
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
SaleNov 19, 2025
Voting Common StockF1
1,200
$30.2015
$36.24K
106,126
Direct
P and S transaction codes only. Grants, gifts, option exercises, tax withholding, and Form 144 notices are not counted as purchases or sales. A row whose filed price fails a plausibility check, or that is not common stock, is listed but left out of the values; a trade reported by several filers is counted once.
$386.31K
2,757,844
IndirectBy James S. Mahan Revocable Trust
Filing footnotes · 2
F1Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.
F2This transaction was executed in multiple trades at prices ranging from $40.09 to $40.1850. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $39.54 to $40.17. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.
F2This transaction was executed in multiple trades at prices ranging from $40.00 to $40.01. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $35.855 to $39.79. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $39.84 to $39.975. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $39.86 to $40.12. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $39.10 to $39.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $40.785 to $41.75. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $41.77 to $42.6624. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $40.20 to $40.8137. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $42.395 to $42.97. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $42.895 to $43.39. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected
F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1This transaction was executed in multiple trades at prices ranging from $44.18 to $44.38. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2Each depositary share represents a 1/40th interest in a share of Live Oak Bancshares, Inc. (the "Company") 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share with a liquidation preference of $1,000 per share (equivalent to $25.00 per depositary share) (the "Series A Preferred Stock"). Each depositary share entitles the holder to a proportional fractional interest in all rights and preferences of the Series A Preferred Stock (including dividend, redemption, and liquidation rights).
F3Each restricted stock unit represents a contingent right to receive one share of the Company's voting common stock.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.
F2This transaction was executed in multiple trades at prices ranging from $42.56 to $43.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $42.01 to $42.18. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F3The RSUs vest in two equal annual installments beginning on February 14, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4The RSUs vest in three equal annual installments beginning on December 9, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in four equal annual installments beginning on February 12, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7The RSUs vest in five equal annual installments beginning on May 19, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F8The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1This transaction was executed in multiple trades at prices ranging from $42.13 to $42.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2Each depositary share represents a 1/40th interest in a share of Live Oak Bancshares, Inc. (the "Company") 8.375% Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series A, no par value per share with a liquidation preference of $1,000 per share (equivalent to $25.00 per depositary share) (the "Series A Preferred Stock"). Each depositary share entitles the holder to a proportional fractional interest in all rights and preferences of the Series A Preferred Stock (including dividend, redemption, and liquidation rights).
F3Each restricted stock unit represents a contingent right to receive one share of the Company's voting common stock.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.
F2This transaction was executed in multiple trades at prices ranging from $40.655 to $41.62. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $41.65 to $42.02. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2026.
F2Includes 1,250 shares of voting common stock that were previously directly beneficially owned and were transferred by the reporting person to his revocable trust.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $38.15 to $39.14. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $39.15 to $39.25. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $37.77 to $38.67 The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $36.01 to $36.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $37.13 to $37.28. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $36.64 to $37.61. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $37.40 to $38.22. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $36.785 to $37.68. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $36.37 to $37.3548. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $37.3569 to $37.49. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $36.137 to $37.1241. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $37.1279 to $37.2137. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $36.03 to $36.48. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $35.73 to $36.491. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $37.51 to $38.095. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F3The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F8The RSUs vest in five equal annual installments beginning on August 10, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $32.395 to $33.125. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $32.06 to $32.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $36.355 to $36.89. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $34.73 to $35.72. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $35.73 to $36.30. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $36.41 to $36.96. The price reporting in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F3The RSUs vest in five equal annual installments beginning on December 15, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4The RSUs vest in five equal annual installments beginning on December 9, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7The RSUs vest in five equal annual installments beginning on August 18, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F8The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F2The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F3The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F4The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $38.61 to $39.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $39.61 to $39.755. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $38.725 to $39.66. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F5This transaction was executed in multiple trades at prices ranging from $39.795 to $40.16. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $39.925 to $40.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $40.97 to $41.455. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $39.575 to $40.26. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $40.45 to $41.2227. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $41.445 to $41.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $39.565 to $40.42. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F5This transaction was executed in multiple trades at prices ranging from $40.66 to $41.07. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $41.26 to $42.21. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $42.38 to $42.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F4This transaction was executed in multiple trades at prices ranging from $39.70 to $40.63. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F5This transaction was executed in multiple trades at prices ranging from $41.03 to $41.68. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $38.532 to $38.535. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $39.000 to $39.155. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2The shares subject to this option vested and became exercisable yearly in seven installments beginning on February 16, 2017, as follows: 10% of the shares subject to the option vested on each of February 16, 2017, 2018, 2019, 2020, and 2021; 25% of the shares subject to the option vested on February 16, 2022; and 25% of the shares subject to the option vested on February 16, 2023.
F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F4The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F52,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7The RSUs vest in five annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F8The RSUs vest in five annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $35.89 to $36.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $35.64 to $36.1623. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $34.815 to $35.3658. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $33.10 to $34.06. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $34.1144 to $35.08. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $32.585 to $33.0238. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $32.206 to $33.189. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $33.19 to $33.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2025.
F2This transaction was executed in multiple trades at prices ranging from $31.90 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F3This transaction was executed in multiple trades at prices ranging from $31.78 to $32.29. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F1This transaction was executed in multiple trades at prices ranging from $30.16 to $30.247. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected.
F2The shares subject to this option vested and became exercisable yearly in seven installments beginning on November 19, 2016, as follows: 10% of the shares subject to the option vested on each of November 19, 2016, 2017, 2018, 2019, and 2020; and 25% of the shares subject to the option vested on each of November 19, 2021 and 2022.
F3Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
F4The RSUs vest in five equal annual installments beginning on February 22, 2022, subject to the reporting person's continuous service to the Company or a related entity on such date.
F5The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
F6The RSUs vest in five equal annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
F7The RSUs vest in five equal annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
F8The RSUs vest in five equal annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
