Rivernorth Opportunities Fund, Inc.
RIV· NYSE
RIVRivernorth Opportunities Fund, Inc.
Who holds Rivernorth Opportunities Fund, Inc., from the managers’ Form 13F reports for the quarter ended Jun 30, 2026.
Form 13F covers managers with $100 million or more. Positions are as of the quarter end and filed up to 45 days later; the latest quarter fills in as reports land.
| Manager | Shares | Change | Value | Of portfolio | Filed |
|---|---|---|---|---|---|
| Morgan Stanley | 1.9M | −1.3% | $21.8M | 0.1% | Aug 13, 2026 |
| LPL Financial LLC | 595.6K | +11.4% | $6.9M | 0.1% | Aug 7, 2026 |
| Arete Wealth Advisors, LLC | 440.2K | +0.7% | $5.1M | 0.3% | Aug 13, 2026 |
| Bank of America Corp | 331.8K | +3.0% | $3.9M | 0.1% | Aug 14, 2026 |
| Wells Fargo & Company | 292.2K | +0.3% | $3.4M | 0.1% | Aug 14, 2026 |
| Yakira Capital Management, Inc. | 232.7K | −12.9% | $2.7M | 0.8% | Aug 13, 2026 |
| Everstar Asset Management, LLC | 213.7K | +26.8% | $2.5M | 1.2% | Aug 3, 2026 |
| Royal Bank of Canada | 199.9K | −2.6% | $2.3M | 0.1% | Aug 14, 2026 |
| Envestnet Asset Management Inc | 177.2K | +2.6% | $2.1M | 0.1% | Sep 23, 2026 |
| Raymond James Financial Inc | 169.7K | +183.4% | $2M | 0.1% | Aug 14, 2026 |
| Principal Securities, Inc. | 168.7K | +2.8% | $2M | 0.1% | Aug 4, 2026 |
| Baird Financial Group, Inc. | 118.8K | −3.2% | $1.4M | 0.1% | Aug 12, 2026 |
| Tennessee Valley Asset Management Partners | 114.2K | −12.9% | $1.3M | 0.1% | Aug 10, 2026 |
| Marks Group Wealth Management, Inc | 107.9K | ±0% | $1.3M | 0.1% | Jul 28, 2026 |
| Osaic Holdings, Inc. | 99.6K | −3.0% | $1.2M | 0.1% | Aug 14, 2026 |
| Nations Financial Group Inc, /IA | 85.3K | −1.6% | $995K | 0.1% | Jul 23, 2026 |
| Advisory Solutions Group, LLC | 84.5K | — | $984.9K | 0.3% | Jul 29, 2026 |
| Nomura Holdings Inc | 83.9K | ±0% | $977.9K | 0.1% | Aug 14, 2026 |
| Advisor OS, LLC | 71.3K | +20.9% | $831.2K | 0.1% | Aug 5, 2026 |
| Opal Wealth Advisors, LLC | 68.9K | +0.4% | $803.2K | 0.2% | Jul 20, 2026 |
| Creative Planning | 68.1K | New | $794.5K | 0.1% | Aug 13, 2026 |
| Allworth Financial LP | 66K | +2.2% | $770.1K | 0.1% | Aug 11, 2026 |
| Stifel Financial Corp | 56.9K | −7.8% | $663.1K | 0.1% | Aug 12, 2026 |
| Oppenheimer & Co Inc | 53.8K | +1.6% | $627.1K | 0.1% | Aug 3, 2026 |
| NWF Advisory Services Inc. | 44.5K | −12.6% | $519.2K | 0.1% | Jul 29, 2026 |
| CSS LLC | 43.9K | ±0% | $512K | 0.1% | Aug 14, 2026 |
| Kovack Advisors, Inc. | 40.5K | +8.2% | $471K | 0.1% | Jul 29, 2026 |
| CoreCap Advisors, LLC | 35.4K | +76.0% | $413.2K | 0.1% | Jul 6, 2026 |
| Total Wealth Planning & Management, Inc. | 31.4K | +3.0% | $366.6K | 0.2% | Jul 28, 2026 |
| Private Advisor Group, LLC | 26K | −1.1% | $302.9K | 0.1% | Jul 27, 2026 |
| Choreo, LLC | 24.4K | New | $284.1K | 0.1% | Aug 4, 2026 |
| UBS Group AG | 21.7K | ±0% | $253.1K | 0% | Aug 13, 2026 |
| SeaCrest Wealth Management, LLC | 21.6K | +4.0% | $251.8K | 0.1% | Jul 9, 2026 |
| HighTower Advisors, LLC | 19.3K | ±0% | $224.8K | 0.1% | Aug 5, 2026 |
| Commonwealth Equity Services, LLC | 18.8K | +0.3% | $219.8K | 0.1% | Jul 29, 2026 |
| NewEdge Advisors, LLC | 18.7K | ±0% | $218K | 0.1% | Aug 12, 2026 |
| Clear Street Group Inc. | 17.5K | New | $204.2K | 0.1% | Aug 12, 2026 |
| BlackRock, Inc. | 15.4K | ±0% | $179.2K | 0% | Aug 7, 2026 |
| Westside Investment Management, Inc. | 15K | −25.0% | $174.9K | 0.1% | Jul 27, 2026 |
| WealthTrust Asset Management, LLC | 14.5K | −4.4% | $168.5K | 0.1% | Jul 27, 2026 |
| Sequoia Financial Advisors, LLC | 14K | ±0% | $163.2K | 0.1% | Jul 17, 2026 |
| Gateway Wealth Partners, LLC | 13.8K | −47.1% | $161.3K | 0.1% | Aug 4, 2026 |
| Citadel Advisors LLC | 13K | New | $151.3K | 0% | Sep 2, 2026 |
| Cetera Investment Advisers | 12.4K | +1.3% | $145.1K | 0.1% | Aug 12, 2026 |
| Channel Wealth LLC | 11.1K | −4.3% | $129.7K | 0.1% | Aug 4, 2026 |
| Alterna Wealth Management, Inc | 11K | New | $128.3K | 0.1% | Jul 16, 2026 |
| CIBC Bancorp USA Inc. | 11K | ±0% | $128.3K | 0.1% | Aug 13, 2026 |
| SIT Investment Associates Inc | 2.5M | −0.4% | $29K | 0.5% | Aug 12, 2026 |
| Pinnacle Wealth Planning Services, Inc. | 2K | ±0% | $23.3K | 0.1% | Aug 7, 2026 |
| Larson Financial Group LLC | 930 | New | $10.8K | 0.1% | Aug 14, 2026 |
| Harbour Investments, Inc. | 856 | +59.1% | $10K | 0.1% | Aug 12, 2026 |
| Penserra Capital Management LLC | 776K | +4.0% | $9K | 0.1% | Aug 13, 2026 |
| Luminist Capital LLC | 537 | New | $6.3K | 0.1% | Aug 7, 2026 |
| Compass Financial Management LLC | 500 | — | $5.8K | 0.1% | Aug 12, 2026 |
| Geneos Wealth Management Inc. | 310 | ±0% | $3.6K | 0.1% | Aug 6, 2026 |
| Highline Wealth Partners LLC | 180 | ±0% | $2.1K | 0.1% | Jul 15, 2026 |
| Ameritas Advisory Services, LLC | 100 | New | $1.2K | 0% | Aug 14, 2026 |
| Farther Finance Advisors, LLC | 83 | ±0% | $968 | 0% | Jul 17, 2026 |
| Janney Montgomery Scott LLC | 32.3K | +0.9% | $376 | 0.1% | Aug 5, 2026 |
| Wedbush Securities Inc | 26.5K | −0.1% | $308 | 0.1% | Jul 28, 2026 |
