Runway Growth Finance Corp.

RWAY· Nasdaq

Since Oct 5, 2025

Transactions: 8
Purchases: 6
Sales: 2
Purchase value: $195.17K
Sale value: $15.00M

Values are shares multiplied by reported price when both were supplied, each trade counted once however many filers reported it.

Goldthorpe Edward J.Director

Filed Sep 22, 2026Period of report Sep 21, 20260001104659-26-109712

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
PurchaseSep 22, 2026	Common Stock, par value $0.01 per share^F2	6,251	$6.76	$42.26K	10,000	Direct
PurchaseSep 21, 2026	Common Stock, par value $0.01 per share^F1	3,749	$6.72	$25.19K	3,749	Direct

Filing footnotes · 2

F1The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.71 to $6.73 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.75 to $6.77 inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within such range.

Open on SEC EDGAR

Rovner MichaelCo-Chief Executive Officer

Filed Sep 10, 2026Period of report Sep 9, 20260001104659-26-106712

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
PurchaseSep 9, 2026	Common Stock, par value $0.01 per share^F1	7,000	$6.57	$45.99K	7,000

Spreng R DavidDirector · President and Co-CEO

Filed Aug 18, 2026Period of report Aug 14, 20260001104659-26-098403

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
PurchaseAug 14, 2026	Common Stock, par value $0.01 per share	1,000	$6.8891	$6.89K	194,504	Direct

Thomson CarmelaCFO, Treasurer and Secretary

Filed Aug 17, 2026Period of report Aug 13, 20260001104659-26-097933

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
PurchaseAug 13, 2026	Common Stock, par value $0.01 per share	8,000	$6.9679	$55.74K	12,840	Direct

Spreng R DavidDirector · President and CEO

4/AAmendment

Filed May 27, 2026Period of report May 20, 20260001104659-26-066916

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
Purchase

Carlson Capital, L.P.10% owner

Carlson Clint Duane10% owner

Filed Apr 13, 2026Period of report Apr 9, 20260001193125-26-153172

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
SaleApr 9, 2026	Common Stock, par value $0.01 per share (the "Common Stock")^F1^F2	560,105

Oaktree Capital Group Holdings GP, LLC10% owner

Oaktree Capital Holdings, LLC10% owner

OCM Growth Holdings LLC10% owner

Filed Nov 19, 2025Period of report Nov 17, 20250001193125-25-288545

Transaction	Security	Shares	Price	ValueValue (shares × price)	Held after	Ownership
SaleNov 17, 2025	Common Stock, par value $0.01 per share

P and S transaction codes only. Grants, gifts, option exercises, tax withholding, and Form 144 notices are not counted as purchases or sales. A row whose filed price fails a plausibility check, or that is not common stock, is listed but left out of the values; a trade reported by several filers is counted once.

Filing footnotes · 11

F1The transactions referenced herein provide for various per share prices ranging from $6.59 to $6.64. The Reporting Persons undertake to provide to Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon full information regarding the number of shares sold at each separate price.
F10These shares of Common Stock are held by Asgard II as the general partner of Carlson Capital who serves as the investment manager to the Fund. Asgard II disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F11These shares of Common Stock are held by Mr. Clint D. Carlson as the president of Carlson Capital, Carlson Capital GP, The Carlson Foundation, and Asgard II. Mr. Clint D. Carlson is also the Chief Investment Officer of the investment manager of the Fund. Furthermore, immediate family members of Mr. Clint D. Carlson hold shares. Each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Carlson Capital, and any of its affiliated entities and related parties ("Mr. Clint D. Carlson"). Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities.
F3These shares of Common Stock are held directly by Carlson Capital GP, L.P., an affiliated entity to Carlson Capital. Carlson Capital GP disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F4These shares of Common Stock are held directly by Mr. Clint D. Carlson. Carlson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5These shares of Common Stock are held directly by Lewis Carlson, an individual who works at Carlson Capital. Lewis Carlson disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F6These shares of Common Stock are held directly by Owen Augustus Carlson 1997 A Trust, a related party to Carlson Capital. Owen Augustus Carlson 1997 A Trust disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F7These shares of Common Stock are held directly by Julian Orlando Carlson 1997 A Trust, a related party to Carlson Capital. Julian Orlando Carlson 1997 A Trust disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F8These shares of Common Stock are held directly by The Carlson Foundation, an affiliated entity to Carlson Capital. The Carlson Foundation disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
F9These shares of Common Stock are held by Carlson Capital as the investment manager to the Fund. Carlson Capital disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.