Saratoga Investment Corp.
SAR· NYSE
SARSaratoga Investment Corp.
Who holds Saratoga Investment Corp., from the managers’ Form 13F reports for the quarter ended Jun 30, 2026.
Form 13F covers managers with $100 million or more. Positions are as of the quarter end and filed up to 45 days later; the latest quarter fills in as reports land.
| Manager | Shares | Change | Value | Of portfolio | Filed |
|---|---|---|---|---|---|
| Lido Advisors, LLC | 181.5K | −8.8% | $4M | 0.1% | Aug 7, 2026 |
| Private Advisor Group, LLC | 146.7K | −11.2% | $3.3M | 0.1% | Jul 27, 2026 |
| Legal & General Group Plc | 141.2K | +14.9% | $3.2M | 0.1% | Aug 14, 2026 |
| Hennion & Walsh Asset Management, Inc. | 127K | −7.7% | $2.8M | 0.1% | Jul 8, 2026 |
| Advisors Asset Management, Inc. | 121.6K | +14.1% | $2.7M | 0.1% | Aug 14, 2026 |
| International Assets Investment Management, LLC | 116K | +40.8% | $2.6M | 0.2% | Jul 22, 2026 |
| LPL Financial LLC | 111.9K | −1.8% | $2.5M | 0.1% | Aug 7, 2026 |
| Wells Fargo & Company | 85.1K | −0.2% | $1.9M | 0.1% | Aug 14, 2026 |
| Ethos Financial Group, LLC | 56.5K | +7.0% | $1.3M | 0.1% | Aug 7, 2026 |
| BlackRock, Inc. | 53.3K | −2.4% | $1.2M | 0% | Aug 7, 2026 |
| Citadel Advisors LLC | 50.5K | +116.7% | $1.1M | 0.1% | Sep 2, 2026 |
| Raymond James Financial Inc | 49.1K | +1.4% | $1.1M | 0.1% | Aug 14, 2026 |
| Wealthcare Advisory Partners LLC | 49.1K | −2.8% | $1.1M | 0.1% | Jul 9, 2026 |
| Palogic Value Management, L.P. | 46.7K | ±0% | $1M | 0.3% | Aug 14, 2026 |
| Next Level Private LLC | 43.5K | ±0% | $971.1K | 0.2% | Jul 9, 2026 |
| Morgan Stanley | 41.7K | +47.5% | $930.6K | 0% | Aug 13, 2026 |
| JB Capital Partners LP | 33.8K | ±0% | $737.2K | 0.1% | Aug 11, 2026 |
| Focus Partners Wealth | 31.4K | +13.5% | $701.4K | 0.1% | Aug 12, 2026 |
| Focus Financial Network, Inc. | 25.2K | +19.1% | $562.6K | 0.1% | Jul 9, 2026 |
| XTX Topco Ltd | 24.9K | +147.4% | $556.4K | 0.1% | Aug 14, 2026 |
| Cetera Investment Advisers | 23K | +3.1% | $513.1K | 0.1% | Aug 12, 2026 |
| Osaic Holdings, Inc. | 22.7K | +0.2% | $507.5K | 0.1% | Aug 14, 2026 |
| Greenwood Gearhart Inc | 21.5K | +20.8% | $479.7K | 0.1% | Jul 24, 2026 |
| Virtus Investment Advisers, LLC | 20.8K | −19.4% | $463.1K | 0.1% | Aug 11, 2026 |
| Royal Bank of Canada | 19.2K | +7.2% | $429K | 0.1% | Aug 14, 2026 |
| Two Sigma Investments, LP | 17.4K | −68.2% | $388.6K | 0.1% | Aug 14, 2026 |
| D.A. Davidson & Co. | 14.9K | −18.6% | $332.3K | 0.1% | Jul 24, 2026 |
| Ameriprise Financial Inc | 14.8K | −18.5% | $329.8K | 0.1% | Aug 14, 2026 |
| Commonwealth Equity Services, LLC | 11.1K | −35.3% | $248.1K | 0.1% | Jul 29, 2026 |
| Davidson Trust Co | 11K | ±0% | $245.4K | 0.1% | Jul 29, 2026 |
| Steward Partners Investment Advisory, LLC | 9.9K | +31.8% | $219.8K | 0.1% | Aug 13, 2026 |
| VestGen Advisors, LLC | 9.7K | −49.5% | $216.8K | 0.1% | Aug 11, 2026 |
| Bank of America Corp | 9.6K | −61.7% | $213.7K | 0% | Aug 14, 2026 |
| JPMorgan Chase & Co | 6.9K | −1.3% | $154.3K | 0% | Aug 12, 2026 |
| UBS Group AG | 6.7K | −75.6% | $148.7K | 0% | Aug 13, 2026 |
| Register Financial Advisors LLC | 6K | +0.4% | $134.5K | 0.1% | Jul 15, 2026 |
| Triumph Capital Management | 3K | +66.2% | $65.8K | 0.1% | Jul 21, 2026 |
| Aquatic Capital Management LLC | 1K | −82.3% | $22.6K | 0.1% | Aug 14, 2026 |
| IFG Advisory, LLC | 1K | New | $22.3K | 0.1% | Aug 14, 2026 |
| IFP Advisors, Inc | 1K | ±0% | $22.3K | 0.1% | Jul 20, 2026 |
| BNP Paribas Financial Markets | 809 | +18.3% | $18K | 0% | Aug 13, 2026 |
| Evolution Wealth Management Inc. | 701 | ±0% | $15.6K | 0.1% | Jul 21, 2026 |
| PFS Partners, LLC | 503 | ±0% | $11.2K | 0.1% | Jul 20, 2026 |
| Russell Investments Group, Ltd. | 285 | −13.1% | $6.4K | 0% | Aug 6, 2026 |
| NewEdge Advisors, LLC | 100 | New | $2.2K | 0% | Aug 12, 2026 |
| Strategic Investment Solutions, Inc. | 100 | ±0% | $2.2K | 0.1% | Jul 8, 2026 |
| MJT & Associates Financial Advisory Group, Inc. | 94 | ±0% | $2.1K | 0.1% | Jul 6, 2026 |
| West Financial Advisors, LLC | 57 | +1.8% | $1.3K | 0.1% | Jul 8, 2026 |
| Janney Montgomery Scott LLC | 56.2K | +447.6% | $1.3K | 0.1% | Aug 5, 2026 |
| Larson Financial Group LLC | 49 | ±0% | $1.1K | 0% | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | 23.2K | −3.2% | $518 | 0.1% | Jul 27, 2026 |
| Quarry LP | 20 | New | $446 | 0% | Aug 14, 2026 |
| Hurley Capital, LLC | 15 | ±0% | $344 | 0.1% | Aug 10, 2026 |
| Wedbush Securities Inc | 10.2K | −4.7% | $228 | 0.1% | Jul 28, 2026 |
| Frazier Financial Advisors, LLC | 10 | New | $224 | 0.1% | Aug 10, 2026 |
| BI Asset Management Fondsmaeglerselskab A/S | 5K | −81.6% | $111 | 0.1% | Aug 10, 2026 |
| State of Alaska, Department of Revenue | 630 | ±0% | $14 | 0.1% | Jul 20, 2026 |
| Avion Wealth | 218 | +3.3% | $4 | 0.1% | Jul 31, 2026 |
