Open-market purchases and sales reported on SEC Forms 4 and 5, with each filing and its footnotes.
Since Oct 7, 2025
Transactions
30
Purchases
15
Sales
15
Purchase value
$634.78K
Sale value
$468.21K
Values are shares multiplied by reported price when both were supplied, each trade counted once however many filers reported it.
Forstenhausler Matthew E.Director
4
Filed Aug 28, 2026Period of report Aug 26, 20260001829126-26-009498
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseAug 27, 2026
Common Stock, par value $0.001 per shareF3
2,400
$9.285
$22.28K
12,495.679
Direct
SaleAug 26, 2026
Common Stock, par value $0.001 per shareF1
2,427.024
$9.202
$22.33K
8,495.679
Direct
Purchase
Filing footnotes · 3
F1The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F3The price reported in Column 4 is a weighted average price. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (3) to this Form 4.
Filed Feb 18, 2026Period of report Feb 13, 20260001829126-26-001444
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseFeb 13, 2026
Common Stock, par value $0.001 per share
2,000
$11.50
$23.00K
9,644.225
Direct
Ketchum StephenDirector · Chairman
4
Filed Feb 18, 2026Period of report Feb 13, 20260001829126-26-001443
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseFeb 13, 2026
Common Stock, par value $0.001 per share
1,000
$11.40
$11.40K
93,090
Direct
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Feb 2, 2026Period of report Jan 29, 20260000899140-26-000090
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Jan 27, 2026Period of report Jan 23, 20260000899140-26-000074
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Jan 14, 2026Period of report Jan 12, 20260000899140-26-000046
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Forstenhausler Matthew E.Director
4
Filed Dec 19, 2025Period of report Dec 17, 20250001829126-25-010191
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 19, 2025
Common Stock, par value $0.001 per share
1,000
$13.60
$13.60K
7,318
Direct
Desai UjjavalDirector · Chief Executive Officer
4
Filed Dec 16, 2025Period of report Dec 12, 20250001829126-25-010064
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseDec 16, 2025
Common stock, par value $0.001 per share
1,000
$13.37
$13.37K
81,741
Direct
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Nov 19, 2025Period of report Nov 17, 20250000899140-25-001323
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Oct 28, 2025Period of report Oct 24, 20250000899140-25-001183
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
Ketchum StephenDirector · Chairman
4
Filed Oct 22, 2025Period of report Oct 20, 20250001829126-25-008351
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseOct 22, 2025
Common Stock, par value $0.001 per share
1,000
$15.60
$15.60K
95,090
Direct
Desai UjjavalDirector · Chief Executive Officer
4
Filed Oct 22, 2025Period of report Oct 20, 20250001829126-25-008349
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
PurchaseOct 22, 2025
Common stock, par value $0.001 per shareF2
8,000
$15.71
$125.68K
78,579
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Oct 17, 2025Period of report Oct 15, 20250000899140-25-001178
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
AG Asset Strategies LLC10% owner
Assured Guaranty Inc.10% owner
Assured Guaranty Ltd10% owner
Assured Guaranty Municipal Holdings Inc.10% owner
Assured Guaranty US Holdings Inc.10% owner
4
Filed Oct 14, 2025Period of report Oct 9, 20250000899140-25-001172
Transaction
Security
Shares
Price
ValueValue (shares × price)
Held after
Ownership
Sale
P and S transaction codes only. Grants, gifts, option exercises, tax withholding, and Form 144 notices are not counted as purchases or sales. A row whose filed price fails a plausibility check, or that is not common stock, is listed but left out of the values; a trade reported by several filers is counted once.
F1Represents 815.039 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.57 to $13.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.51 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F1The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $13.59 to $13.60. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.34 to $15.79. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.29 to $15.34. The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (2) to this Form 4.
F3Represents 815.039 shares held by SPC Consolidator LLC ("SPC"), of which the reporting person is the Managing Member. Accordingly, the reporting person may be deemed to have or share beneficial ownership of the shares held by SPC. The reporting person disclaims beneficial ownership of all of the securities that are or may be beneficially owned by SPC, or any of its affiliates except to the extent of his pecuniary interest therein.
F1The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.35 to $15.39. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F2The price reported in Column 4 is a weighted average price. The shares were bought in multiple transactions at prices ranging from $15.65 to $15.75. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission ("SEC"), Sound Point Meridian Capital, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares bought at each separate price within the range set forth in this footnote (1) to this Form 4.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
F1The reported securities are owned directly by AG Asset Strategies LLC, which is owned by its member, Assured Guaranty Inc. Assured Guaranty Inc. is wholly-owned by Assured Guaranty Municipal Holdings Inc. Assured Guaranty Municipal Holdings Inc. is wholly-owned by Assured Guaranty US Holdings Inc., which is wholly-owned by Assured Guaranty Ltd. Each of the reporting persons, other than AG Asset Strategies LLC, is an indirect beneficial owner of the reported securities.
