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What covered companies filed with the SEC, day by day.

‹ Mon, Nov 28, 2016

Tuesday, November 29, 2016

Wed, Nov 30, 2016 ›406 filings · 333 companiesAll checks passed · Updated Oct 21

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Thaler Agent

Front page8
Reports14
Results10
Insiders79
Officers and directors8
Agreements11
Also filed73

Front page

7 filings

WMS Advanced Drainage Systems, Inc. · Restated financials · Results, after-hours22:20

MBOT Microbot Medical Inc. · Change in control · Agreement ended · Shareholder rights changed · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement · Officers or directors21:06

MBOT Microbot Medical Inc. · Auditor change · Bylaws or fiscal year changed22:10

MTEX Mannatech Inc · Agreement ended · New agreement18:24

ASTH Astrana Health, Inc. · Agreement ended · New agreement21:00

CLDX Celldex Therapeutics, Inc. · Acquisition or sale completed · Unregistered shares sold21:04

REXR Rexford Industrial Realty, Inc. · Acquisition or sale completed22:27

Delisting noticesI

Nothing from your lists

Reports

2 quarterly · 12 annual

ADNTAdient plc$16.79B −16.1%10-K · Sep 30 · 16:49

LOWLowe's Companies Inc$15.74B +9.6%10-Q · Oct 28 · 21:08

ATKRAtkore Inc.$1.52B −11.9%10-K · Sep 30 · 11:20

ESEEsco Technologies Inc$571.46M +6.4%10-K · Sep 30 · 18:55

AZTAAzenta, Inc.$434.01M −21.5%10-K · Sep 30 · 12:47

CFFNCapitol Federal Financial, Inc.$215.49M +2.2%10-K · Sep 30 · 16:33

LEXXLexaria Bioscience Corp.$40.72K +177.0%10-K · Aug 31 · 01:35

AVLNFAvalon Advanced Materials Inc.—20-F · Aug 31 · 16:59

+ 6 more

Nothing from your lists

Agreements

11 filings

USAU12:33Selectis Health, Inc.17:15T

Also filed

6-K 26
Schedule 13G 5
Schedule 13D 9
Merger communications 4
S-1 4
Prospectuses 20
Shelf registrations 2
Late filing notices 3

Results

10 announced

Market hoursE

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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ATLC

20:42

Nothing from your lists

REX

13:41

After-hoursA

Nothing from your lists

Insiders

26 purchases $4.93M · 53 sales $44.22M

LVSLas Vegas Sands Corp · Goldstein Robert G, President & COO$10.63MSale · 169,111 sh

—Masimo Corp · Kiani JOE e, CEO and Chairman of the Board$6.53MSale · 104,870 sh

SNDSmart Sand, Inc. · Feliciano Jose Enrique, Director$5.84MSale · 564,696 sh

BANFBancfirst Corp · R Banking Ltd Ptnrshp, 10% owner$3.94MSale · 48,111 sh

MBIMbia Inc · Brown Joseph W, Chief Executive Officer$2.51MSale · 248,433 sh

CRICarter's Inc · Casey Michael Dennis, Chairman and CEO$1.91MSale · 20,700 sh

Open insider activity

Nothing from your lists

Officers and directors

8 filings

Nothing from your lists

The dayTuesday, November 29