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What covered companies filed with the SEC, day by day.

‹ Tue, Apr 4, 2017

Wednesday, April 5, 2017

Thu, Apr 6, 2017 ›848 filings · 428 companiesAll checks passed · Updated Oct 21

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Thaler Agent

Front page19
Reports15
Results6
Insiders81
Officers and directors13
Agreements20
Also filed157

Front page

16 filings

TLSS Transportation & Logistics Systems, Inc. · Change in control · Acquisition or sale completed · Shell status changed · Unregistered shares sold · New agreement · Officers or directors20:00

LXP LXP Industrial Trust · Auditor change (amended)20:57

ORN Orion Group Holdings Inc · Auditor change21:29

TNC Tennant Co · Agreement ended · New debt · New agreement16:01

LTSV Lightstone Value Plus REIT IV, Inc. · Agreement ended21:19

PLUG Plug Power Inc · Shareholder rights changed · Unregistered shares sold · New agreement07:18

JAZZ Jazz Pharmaceuticals plc · Shareholder rights changed · New agreement16:44

IGC IGC Pharma, Inc. · Acquisition or sale completed21:54

NDSN Nordson Corp · Acquisition or sale completed · New debt · New agreement14:42

AYTU Aytu Biopharma, Inc · Acquisition or sale completed · New agreement16:05

SXI Standex International Corp · Acquisition or sale completed17:51

BDN Brandywine Realty Trust · Acquisition or sale completed20:03

XRN Chiron Real Estate Inc. · Acquisition or sale completed · New agreement20:20

BANC Banc of California, Inc. · Acquisition or sale completed20:34

BHR Braemar Hotels & Resorts Inc. · Acquisition or sale completed21:11

DLPN Dolphin Entertainment, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement21:26

Delisting noticesI

Nothing from your lists

Reports

6 quarterly · 9 annual

CHSCPCHS Inc$7.40B +11.5%10-Q · Feb 28 · 20:20

VYXNCR Voyix Corp$6.54B +2.7%10-K/A · Dec 31 · 16:40

PREJFPartnerre Ltd$5.42B −0.2%20-F · Dec 31 · 13:23

GFIGold Fields Ltd$2.67B +8.7%20-F · Dec 31 · 14:28

KBHKB Home$818.60M +20.7%10-Q · Feb 28 · 21:11

GBXGreenbrier Companies Inc$566.28M −15.4%10-Q · Feb 28 · 20:07

—Golden Ocean Group Limited$256.86M +35.0%20-F · Dec 31 · —

NRUCNational Rural Utilities Cooperative Finance Corp$121.42M10-Q · Feb 28 · —

+ 7 more

Nothing from your lists

Agreements

20 filings

Also filed

6-K 49
Form 144 3
Schedule 13G 2
Schedule 13D 5
Merger communications 4
Proxy statements 80
S-1 7
Prospectuses 7

Results

6 announced

Pre-marketE

Market hoursG

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RYES

01:13

+ 4 more

Nothing from your lists

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WYY

14:49

After-hoursM

Nothing from your lists

Insiders

8 purchases $1.62M · 73 sales $659.05M

ATH-PAAthene Holding Ltd. · Apollo Management Holdings GP, LLC, 10% owner$607.83MSale · 12,532,624 sh

HPQHP Inc · Lesjak Catherine a, CFO$12.67MSale · 719,775 sh

AMTAmerican Tower Corp · Hess William H, EVP, Int'l. Operations$10.95MSale · 90,489 sh

AXTAAxalta Coating Systems Ltd. · Bryant Robert W., EVP & CFO$3.64MSale · 114,500 sh

HUNHuntsman CORP · Huntsman Jon M, Executive Chairman$2.47MSale · 100,000 sh

BURLBurlington Stores, Inc. · Kingsbury Thomas, President & CEO$1.93MSale · 20,000 sh

Open insider activity

Nothing from your lists

Officers and directors

13 filings

Nothing from your lists

The dayWednesday, April 5