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What covered companies filed with the SEC, day by day.

‹ Wed, Nov 28, 2018

Thursday, November 29, 2018

Fri, Nov 30, 2018 ›537 filings · 387 companiesAll checks passed · Updated Oct 20

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Thaler Agent

Front page6
Reports21
Results16
Insiders107
Officers and directors13
Agreements17
Also filed103

Front page

4 filings

TOVX Theriva Biologics, Inc. · Restructuring costs · Officers or directors21:30

IPDN Professional Diversity Network, Inc. · Auditor change21:10

ULH Universal Logistics Holdings, Inc. · Agreement ended · New debt · New agreement21:00

UPLD Upland Software, Inc. · Acquisition or sale completed (amended)09:21

Delisting noticesC

Nothing from your lists

Reports

6 quarterly · 15 annual

TDToronto Dominion Bank$38.89B +7.4%40-F · Oct 31 · —

CMCanadian Imperial Bank of Commerce$17.83B +9.5%40-F · Oct 31 · —

ADNTAdient plc$17.44B +7.6%10-K · Sep 30 · 17:05

MDTMedtronic plc$7.48B +6.1%10-Q · Oct 26 · 22:10

DLTRDollar Tree, Inc.$5.54B +4.2%10-Q · Nov 3 · 14:16

DKSDick's Sporting Goods, Inc.$1.86B −4.5%10-Q · Nov 3 · 20:58

HZOMarinemax Inc$1.18B +11.9%10-K · Sep 30 · 21:32

ESEEsco Technologies Inc$683.65M −0.3%10-K · Sep 30 · 18:33

+ 13 more

Nothing from your lists

Agreements

17 filings

Also filed

6-K 46
Schedule 13G 8
Schedule 13D 11
Merger communications 3
Proxy statements 4
S-1 2
Prospectuses 27
Shelf registrations 2

Results

16 announced

Pre-marketO

Market hours

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13:00

+ 1 more

Nothing from your lists

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YETI

11:09

After-hoursA

Nothing from your lists

Insiders

36 purchases $3.02M · 71 sales $224.63M

SYYSysco Corp · Peltz Nelson, Director$101.38MSale · 1,524,475 sh

ADUSAddus HomeCare Corp · Eos Capital Partners III L P, 10% owner$39.13MSale · 540,000 sh

NDLSNOODLES & Co · Chu James Michael, 10% owner$16.54MSale · 1,858,387 sh

SEICSEI Investments Co · West Alfred P JR, 10% owner$11.38MSale · 212,995 sh

HASHasbro, Inc. · Hassenfeld Alan G, Director$8.92MSale · 92,430 sh

JBGSJBG SMITH Properties · Yale University, Director$6.00MSale · 153,279 sh

Open insider activity

Nothing from your lists

Officers and directors

13 filings

Nothing from your lists

The dayThursday, November 29