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What covered companies filed with the SEC, day by day.

‹ Mon, Sep 9, 2019

Tuesday, September 10, 2019

Wed, Sep 11, 2019 ›747 filings · 478 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page4
Reports12
Results10
Insiders116
Officers and directors15
Agreements20
Also filed181

Front page

3 filings

AEIS Advanced Energy Industries Inc · Agreement ended · Acquisition or sale completed · New debt · New agreement20:10

VCTR Victory Capital Holdings, Inc. · Acquisition or sale completed (amended)13:01

ECHO EchoStar CORP · Acquisition or sale completed13:24

Delisting noticesE

Nothing from your lists

Reports

11 quarterly · 1 annual

DELLDell Technologies Inc.$23.37B +1.9%10-Q · Aug 2 · —

PLAYDave & Buster's Entertainment, Inc.$344.60M +8.0%10-Q · Aug 4 · 21:04

TLYSTilly's, Inc.$161.74M +2.8%10-Q · Aug 3 · 16:07

LXFRLuxfer Holdings PLC$98.00M −23.6%10-Q/A · Jun 30 · 20:30

ESTCElastic N.V.$89.71M +58.4%10-Q · Jul 31 · 20:29

XESPElectronic Servitor Publication Network, Inc.$165.87K +82,832.5%10-Q · Jun 30 · 17:46

KCRDKindcard, Inc.$125.00 +98.4%10-Q · Jul 31 · 17:47

SNBHSentient Brands Holdings Inc.—10-Q · Mar 31 · 22:41

+ 4 more

Nothing from your lists

Agreements

20 filings

Also filed

6-K 51
Schedule 13G 65
Schedule 13D 11
Merger communications 5
Proxy statements 14
S-1 6
Prospectuses 25
S-8 4

Results

10 announced

Pre-marketP

Market hoursN

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BZH

11:18

Purebase Corp16:37

+ 4 more

Nothing from your lists

C

CUBE

12:01

After-hoursC

Nothing from your lists

Insiders

29 purchases $5.44M · 87 sales $141.43M

LULUlululemon athletica inc. · Wilson Dennis J.$29.16MSale · 145,858 sh

APPNAppian Corp · Calkins Matthew W, CEO and President$20.89MSale · 375,000 sh

IARTIntegra Lifesciences Holdings Corp · Arduini Peter J, President & CEO$15.14MSale · 250,000 sh

ZUMZZumiez Inc · Brooks Richard Miles, CEO$10.70MSale · 340,000 sh

RNGRingCentral, Inc. · Shmunis Vladimir, CEO & Chairman$8.22MSale · 62,500 sh

SAMBoston Beer Co Inc · Koch C James, Chairman$5.60MSale · 14,000 sh

Open insider activity

Nothing from your lists

Officers and directors

15 filings

Nothing from your lists

The dayTuesday, September 10