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What covered companies filed with the SEC, day by day.
‹ Fri, Oct 4, 2019
Monday, October 7, 2019
Tue, Oct 8, 2019 ›
497 filings · 301 companies
All checks passed · Updated Oct 17
F
M
T
W
T
F
M
Thaler Agent
As filed
Thaler Agent
Front page
10
Reports
3
Results
6
Insiders
47
Officers and directors
22
Agreements
13
Also filed
94
Front page
10 filings
C
CHTR
Charter Communications, Inc.
· Debt acceleration · New debt · New agreement
21:35
A
AA
Alcoa Corp
· Restructuring costs · Results, after-hours (amended)
20:46
G
GOVX
GeoVax Labs, Inc.
· Auditor change
08:57
S
SEII
Sharing Economy International Inc.
· Auditor change
14:44
S
SODI
Solitron Devices Inc
· Auditor change
20:00
J
JAGX
Jaguar Health, Inc.
· Agreement ended · New debt · Unregistered shares sold · New agreement
20:31
T
TWAV
TaoWeave, Inc.
· Shareholder rights changed · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement · Officers or directors
20:09
U
UPLD
Upland Software, Inc.
· Acquisition or sale completed
09:04
O
STKS
ONE Group Hospitality, Inc.
· Acquisition or sale completed · New debt · New agreement
13:05
O
OPRX
OptimizeRx Corp
· Acquisition or sale completed · Unregistered shares sold
21:15
Nothing from your lists
Reports
2 quarterly · 1 annual
P
PRGS
Progress Software Corp
$106.72M
+15.2%
10-Q · Aug 31
· 21:15
Read the 10-Q
A
AERG
Applied Energetics, Inc.
—
10-K/A · Dec 31
· 10:02
A
AERG
Applied Energetics, Inc.
—
10-Q/A · Jun 30
· 10:03
Nothing from your lists
Agreements
13 filings
I
IDYA
01:45
E
EZPW
11:47
D
Also filed
6-K
35
Schedule 13G
10
Schedule 13D
10
Merger communications
3
Proxy statements
11
S-1
4
Prospectuses
20
S-8
1
Results
6 announced
Pre-market
A
AIM
06:40
H
HL
08:30
After-hours
DMC
16:05
S
SBRA
16:22
A
ALDS
16:23
S
SMTI
19:02
C
CARS
20:05
O
OCGN
20:24
W
WKHS
20:30
S
SXT
20:35
C
CUE
20:42
O
OPTU
20:58
B
BDN
21:21
Nothing from your lists
A
ACGL
16:42
N
NEPH
20:05
A
AA
20:46
V
VLGEA
21:14
Nothing from your lists
Insiders
20 purchases $22.40M · 27 sales $36.83M
D
DLTR
Dollar Tree, Inc.
· Sasser BOB, Executive Chairman
$8.11M
Sale · 70,000 sh
A
APRE
Aprea Therapeutics, Inc.
· Versant Affiliates Fund V, L.P., 10% owner
$5.00M
Purchase · 333,333 sh
H
HRTX
Heron Therapeutics, Inc.
· Tang Kevin C, Director
$5.00M
Purchase · 285,714 sh
A
APRE
Aprea Therapeutics, Inc.
· HealthCap VII, L.P., 10% owner
$4.00M
Purchase · 266,667 sh
K
KRRO
Korro Bio, Inc.
· Deerfield Management Company, L.P. (series C), 10% owner
$4.00M
Purchase · 285,714 sh
R
RNG
RingCentral, Inc.
· Marlow John H, SVP, CAO & General Counsel
$3.86M
Sale · 27,000 sh
Open insider activity
Nothing from your lists
Officers and directors
22 filings
R
RKDA
17:52
K
KFY
06:04
L
LCII
12:11
C
CNBX
14:00
L
LOB
14:56
L
LKQ
15:36
S
SAIA
16:29
D
DSS
17:05
G
GOLD
19:08
R
RRGB
20:10
P
PRKS
20:16
A
AZZ
20:22
S
SMA
20:26
P
PFGC
20:30
E
EQT
20:31
K
KMX
20:32
+ 6 more
Nothing from your lists
Read the 8-K
Read the 8-K/A
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 10-K/A
Read the 10-Q/A
Read the 8-K
The day
Monday, October 7
