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What covered companies filed with the SEC, day by day.

‹ Thu, Nov 14, 2019

Friday, November 15, 2019

Mon, Nov 18, 2019 ›813 filings · 539 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page7
Reports36
Results11
Insiders169
Officers and directors23
Agreements17
Also filed105

Front page

6 filings

AIOT Powerfleet, Inc. · Auditor change17:27

SPCE Virgin Galactic Holdings, Inc · Auditor change21:17

LIFD LFTD Partners Inc. · Agreement ended23:38

DAKT Daktronics Inc · Agreement ended · New agreement18:12

XRX Xerox Holdings Corp · Acquisition or sale completed16:31

FIVN Five9, Inc. · Acquisition or sale completed21:05

Delisting noticesS

Nothing from your lists

Reports

23 quarterly · 13 annual

SBUXStarbucks Corp$26.51B +7.2%10-K · Sep 29 · 21:16

TVETennessee Valley Authority$11.32B +0.8%10-K · Sep 30 · —

TVETennessee Valley Authority$11.32B +0.8%10-K/A · Sep 30 · —

PLXSPlexus Corp$3.30B +14.7%10-K · Sep 28 · 07:35

HPHelmerich & Payne, Inc.$2.79B +12.6%10-K · Sep 30 · 22:19

SPBSpectrum Brands Holdings, Inc.$2.45B −35.8%10-K · Sep 30 · —

FFIVF5, Inc.$2.24B +3.7%10-K · Sep 30 · —

NFGNational Fuel Gas Co$1.69B +6.3%10-K · Sep 30 · 19:36

+ 28 more

Nothing from your lists

Agreements

17 filings

Also filed

6-K 49
Form 144 1
Schedule 13G 7
Schedule 13D 9
Merger communications 6
Proxy statements 9
S-1 6
Prospectuses 18

Results

11 announced

Pre-marketC

Market hours

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12:41

+ 1 more

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11:02

After-hoursA

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Insiders

46 purchases $17.12M · 123 sales $202.46M

ADUSAddus HomeCare Corp · Eos Partners SBIC III, L.P., 10% owner$56.96MSale · 690,000 sh

CVLTCommvault Systems Inc · Bunte AL, Executive Vice President & COO$19.29MSale · 397,071 sh

ADPAutomatic Data Processing Inc · Rodriguez Carlos A, President & CEO$16.41MSale · 97,142 sh

SANMSanmina Corp · Sola Jure, Executive Chairman$9.18MSale · 281,409 sh

RLRalph Lauren Corp · Lauren Family, L.L.C., 10% owner$7.97MSale · 71,428 sh

NVRNVR Inc · Martchek Jeffrey D, President of Homebuilding Ops$6.55MSale · 1,818 sh

Open insider activity

Nothing from your lists

Officers and directors

23 filings

WSFS21:30+ 7 more

Nothing from your lists

The dayFriday, November 15