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What covered companies filed with the SEC, day by day.
‹ Thu, Jan 9, 2020
Friday, January 10, 2020
Mon, Jan 13, 2020 ›
761 filings · 480 companies
All checks passed · Updated Oct 17
T
F
M
T
W
T
F
Thaler Agent
As filed
Thaler Agent
Front page
9
Reports
7
Results
13
Insiders
77
Officers and directors
24
Agreements
18
Also filed
193
Front page
5 filings
P
PWCM
Powercompute, Inc.
· Restructuring costs · Acquisition or sale completed · New agreement · Officers or directors
22:10
A
AUSI
Aura Systems Inc
· Auditor change
11:04
G
GTEC
Greenland Technologies Holding Corp.
· Auditor change
17:23
I
IIIV
i3 Verticals, Inc.
· Auditor change
22:26
A
AYTU
Aytu Biopharma, Inc
· Acquisition or sale completed (amended)
17:24
Delisting notices
B
BGMS
21:06
F
FTEK
21:20
K
KWY
22:00
Nothing from your lists
Reports
4 quarterly · 3 annual
T
TRCK
Track Group, Inc.
$34.02M
+11.3%
10-K · Sep 30
· 18:26
Read the 10-K
P
PKE
Park Aerospace Corp
$15.85M
+23.3%
10-Q · Dec 1
· 15:13
A
ANIX
Anixa Biosciences Inc
$250.00K
−77.5%
10-K/A · Oct 31
· 17:16
N
NRIS
Norris Industries, Inc.
$166.32K
+21.8%
10-Q · Nov 30
· 21:37
S
SDCH
SideChannel, Inc.
$46.60K
−85.3%
10-K · Sep 30
· 22:08
R
RVPH
Reviva Pharmaceuticals Holdings, Inc.
—
10-Q · Nov 30
· —
G
GTIC
Greentech Innovations, Inc.
—
10-Q · Nov 30
· —
Nothing from your lists
Agreements
18 filings
T
TXNM
08:25
N
NKTR
12:01
N
Also filed
6-K
42
Schedule 13G
78
Schedule 13D
22
Merger communications
2
Proxy statements
11
S-1
8
Prospectuses
28
S-8
2
Results
13 announced
Market hours
A
AQST
11:35
E
ELAN
11:37
N
O
OMEX
22:02
NCRA
14:33
F
FATE
16:01
K
KURA
16:05
R
RLMD
16:15
A
AERA
16:37
M
MTNB
16:50
Y
YCBD
17:15
I
IMDX
17:27
G
GPMT
21:11
R
RRC
21:20
F
FTFT
21:30
A
AMT
21:30
A
AXR
21:31
A
ASH
21:39
+ 2 more
Nothing from your lists
NEWT
13:17
After-hours
M
MGNX
22:31
B
BOOT
16:13
B
BBWI
16:23
T
TELA
19:38
X
XFOR
21:00
G
GBDC
21:04
C
CHRN
21:06
R
RICK
21:10
B
BHR
21:36
A
AHT
21:38
Nothing from your lists
Insiders
12 purchases $8.19M · 65 sales $170.52M
D
DOCU
DocuSign, Inc.
· Salem Enrique T, Director
$54.56M
Sale · 722,647 sh
B
AVGO
Broadcom Inc.
· TAN Hock e, President and CEO
$23.33M
Sale · 75,000 sh
T
TDG
TransDigm Group INC
· Howley W Nicholas, Exec. Chairman of the Board
$10.09M
Sale · 17,083 sh
B
BDX
Becton Dickinson & Co
· Forlenza Vincent a, Chairman, CEO and President
$9.23M
Sale · 33,535 sh
S
BRW
Saba Capital Income & Opportunities Fund
· Saba Capital Management, L.P., 10% owner
$7.84M
Purchase · 1,549,975 sh
C
STZ
Constellation Brands, Inc.
· Klein David Eric, Exec Vice Pres. & CFO
$7.13M
Sale · 36,488 sh
Open insider activity
Nothing from your lists
Officers and directors
24 filings
O
OMTK
22:42
R
REPL
08:45
J
JRSH
10:11
X
XENE
11:08
B
BWMG
11:42
P
PCRX
12:31
G
GWRE
13:35
R
RLMD
16:15
B
BFST
16:15
K
KPRX
16:16
P
PNW
17:01
S
SCOR
17:16
C
CMT
17:19
C
COLD
17:20
T
TGT
19:31
B
BLNK
21:00
+ 8 more
Nothing from your lists
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K/A
Read the 10-Q
Read the 10-K/A
Read the 10-Q
Read the 10-K
Read the 10-Q
Read the 10-Q
The day
Friday, January 10
