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What covered companies filed with the SEC, day by day.

‹ Mon, Jan 11, 2021

Tuesday, January 12, 2021

Wed, Jan 13, 2021 ›891 filings · 530 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page4
Reports7
Results32
Insiders98
Officers and directors21
Agreements18
Also filed159

Front page

3 filings

CLOV Clover Health Investments, Corp. · Auditor change · Shareholder rights changed · Acquisition or sale completed · Shell status changed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors22:18

AERA AI Era Corp. · Shareholder rights changed · Bylaws or fiscal year changed18:30

CLNN Clene Inc. · Acquisition or sale completed (amended)21:04

Delisting noticesE

Nothing from your lists

Reports

5 quarterly · 2 annual

BBCPConcrete Pumping Holdings, Inc.$304.30M10-K · Oct 31 · 17:05

NRUCNational Rural Utilities Cooperative Finance Corp$188.34M −29.3%10-Q · Nov 30 · —

FGCOFinancial Gravity Companies, Inc.$3.69M −9.5%10-K · Sep 30 · —

AXILAxil Brands, Inc.$644.06K +96.0%10-Q · Nov 30 · 21:35

MGTIMGT Capital Investments, Inc.$460.00K +557.1%10-Q · Jun 30 · —

DBMMDigital Brand Media & Marketing Group, Inc.$36.97K −76.9%10-Q · Nov 30 · —

—DyTb, LLC—10-Q · Nov 30 · —

Nothing from your lists

Agreements

18 filings

Also filed

6-K 33
Form 144 2
Schedule 13G 27
Schedule 13D 27
Merger communications 11
Proxy statements 28
S-1 6
Prospectuses 25

Results

32 announced

Pre-marketA

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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AMRX

06:15

+ 2 more

Nothing from your lists

APRE

08:00

Market hoursB

After-hoursE

Nothing from your lists

Insiders

8 purchases $34.65M · 90 sales $215.59M

GNKGenco Shipping & Trading Ltd · Strategic Value Partners, LLC, 10% owner$56.73MSale · 6,902,062 sh

NBIXNeurocrine Biosciences Inc · Gorman Kevin Charles, Chief Executive Officer$33.97MSale · 308,250 sh

FATEFate Therapeutics Inc · Redmile Group, LLC, Director$28.00MPurchase · 327,485 sh

OKTAOkta, Inc. · Race Charles, See Remarks$12.59MSale · 50,000 sh

CHWYChewy, Inc. · Singh Sumit, Chief Executive Officer$12.54MSale · 128,000 sh

UBERUber Technologies, Inc · Khosrowshahi Dara, Chief Executive Officer$10.89MSale · 200,000 sh

Open insider activity

Nothing from your lists

Officers and directors

21 filings

OM21:30+ 5 more

Nothing from your lists

The dayTuesday, January 12