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What covered companies filed with the SEC, day by day.

‹ Thu, Nov 4, 2021

Friday, November 5, 2021

Mon, Nov 8, 2021 ›1,517 filings · 960 companiesAll checks passed · Updated Oct 16

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Thaler Agent

Front page8
Reports361
Results64
Insiders231
Officers and directors16
Agreements24
Also filed254

Front page

7 filings

ESOA Energy Services of America CORP · Auditor change20:02

SINT Sintx Technologies, Inc. · Agreement ended13:05

CFFI C & F Financial Corp · Agreement ended14:37

OCC Optical Cable Corp · Shareholder rights changed · New agreement17:30

APVO Aptevo Therapeutics Inc. · Shareholder rights changed · New agreement20:15

CELZ Creative Medical Technology Holdings, Inc. · Shareholder rights changed · Bylaws or fiscal year changed20:35

GE General Electric Co · Acquisition or sale completed10:38

Delisting noticesC

Nothing from your lists

Reports

360 quarterly · 1 annual

IBMInternational Business Machines Corp$13.25B −24.5%10-Q · Sep 30 · 11:23

MRKMerck & Co., Inc.$13.15B +20.4%10-Q · Sep 30 · 20:09

AIGAmerican International Group, Inc.$12.84B +25.6%10-Q · Sep 30 · 18:54

COFCapital One Financial Corp$7.83B +6.1%10-Q · Sep 30 · 19:38

FCXFreeport-McMoran Inc$6.19B +65.5%10-Q · Sep 30 · 00:46

GTGoodyear Tire & Rubber Co$4.93B +42.4%10-Q · Sep 30 · 16:02

WCCWesco International Inc$4.73B +14.2%10-Q · Sep 30 · 20:37

KKRKKR & Co. Inc.$4.48B +695.9%10-Q · Sep 30 · 20:23

+ 353 more

Nothing from your lists

Agreements

24 filings

Also filed

6-K 126
Form 144 1
Schedule 13G 18
Schedule 13D 22
Merger communications 10
Proxy statements 19
S-1 14
Prospectuses 44

Results

64 announced

Pre-marketN

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22:46

+ 8 more

Nothing from your lists

HR

06:07

Crinetics Pharmaceuticals, Inc.08:00

Market hoursB

After-hoursC

MAIN22:39Old QVC Group, Inc.16:26T

Nothing from your lists

Insiders

39 purchases $62.36M · 192 sales $2.35B

AMZNAmazon Com Inc · Bezos Jeffrey P, Executive Chair$571.01MSale · 172,140 sh

KKRKKR & Co. Inc. · Kravis Henry R, Executive Co-Chairman$383.87MSale · 4,667,166 sh

AMZNAmazon Com Inc · Bezos Jeffrey P, Executive Chair$245.00MSale · 72,455 sh

AMZNAmazon Com Inc · Bezos Jeffrey P, Executive Chair$225.92MSale · 67,430 sh

AMZNAmazon Com Inc · Bezos Jeffrey P, Executive Chair$128.99MSale · 37,345 sh

AMZNAmazon Com Inc · Bezos Jeffrey P, Executive Chair$113.98MSale · 32,700 sh

Open insider activity

Nothing from your lists

Officers and directors

16 filings

Nothing from your lists

The dayFriday, November 5