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What covered companies filed with the SEC, day by day.

‹ Fri, Nov 26, 2021

Monday, November 29, 2021

Tue, Nov 30, 2021 ›714 filings · 550 companiesAll checks passed · Updated Oct 16

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Thaler Agent

Front page6
Reports21
Results5
Insiders168
Officers and directors18
Agreements12
Also filed139

Front page

5 filings

PSQH PSQ Holdings, Inc. · Restated financials21:10

SLDP Solid Power, Inc. · Restated financials22:25

HE Hawaiian Electric Industries Inc · Change in control16:34

SVMB Jingbo Technology, Inc. · Agreement ended11:05

HTGC Hercules Capital, Inc. · Agreement ended22:05

Delisting noticesG

Nothing from your lists

Reports

6 quarterly · 15 annual

CBTCabot Corp$3.41B +30.4%10-K · Sep 30 · 22:01

SNEXStoneX Group Inc.$1.15B +32.5%10-K · Sep 30 · 21:59

ROADConstruction Partners, Inc.$910.74M +15.9%10-K · Sep 30 · 15:42

—Global Business Travel Group, Inc.$793.00M10-K/A · Dec 31 · 23:13

ESEEsco Technologies Inc$715.44M −2.1%10-K · Sep 30 · 21:53

SHOEShoe Station Group Inc$356.34M +29.8%10-Q · Oct 30 · 21:00

—Global Business Travel Group, Inc.$197.00M10-Q/A · Sep 30 · 23:22

PIIIP3 Health Partners Inc.$156.19M10-Q/A · Sep 30 · 12:20

+ 13 more

Nothing from your lists

Agreements

12 filings

Also filed

6-K 76
Schedule 13G 5
Schedule 13D 15
Merger communications 10
Proxy statements 7
S-1 5
Prospectuses 18
S-8 3

Results

5 announced

After-hoursC

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14:06

Nothing from your lists

GBDC

21:12

Nothing from your lists

Insiders

73 purchases $22.27M · 95 sales $171.89M

GTMZoomInfo Technologies Inc. · Carlyle Group Inc., 10% owner$40.67MSale · 581,932 sh

AXONAxon Enterprise, Inc. · Smith Patrick W, CHIEF EXECUTIVE OFFICER$14.13MSale · 78,474 sh

CSCOCisco Systems, Inc. · Robbins Charles, Chair and CEO$9.04MSale · 162,959 sh

EFSCEnterprise Financial Services Corp · Scavuzzo Tony, Director$6.76MSale · 140,000 sh

CRCTCricut, Inc. · Abdiel Capital LP, 10% owner$6.42MPurchase · 270,106 sh

MEDPMedpace Holdings, Inc. · Medpace Investors, LLC, 10% owner$6.29MSale · 29,649 sh

Open insider activity

Nothing from your lists

Officers and directors

18 filings

ONTO21:15+ 2 more

Nothing from your lists

The dayMonday, November 29