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What covered companies filed with the SEC, day by day.
‹ Wed, Nov 1, 2023
Thursday, November 2, 2023
Fri, Nov 3, 2023 ›
1,946 filings · 1,124 companies
All checks passed · Updated Oct 14
W
T
F
M
T
W
T
Thaler Agent
As filed
Thaler Agent
Front page
28
Reports
389
Results
348
Insiders
138
Officers and directors
40
Agreements
23
Also filed
343
Front page
24 filings
F
FOXO
Foxo Technologies Inc.
· Debt acceleration · Delisting notice · Bylaws or fiscal year changed · New agreement
17:19
O
OMCL
Omnicell, Inc.
· Restructuring costs · Results, pre-market
08:06
V
VSAT
Viasat Inc
· Restructuring costs
12:30
B
BYND
Beyond Meat, Inc.
· Restructuring costs · Results, market hours
12:46
M
MSGM
Motorsport Games Inc.
· Restructuring costs
15:30
C
CMBMF
Cambium Networks Corp
· Restructuring costs · Results, after-hours
16:05
N
NLOP
Net Lease Office Properties
· Change in control · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement · Officers or directors
06:05
L
LEGH
Legacy Housing Corp
· Auditor change
16:28
G
GYRE
Gyre Therapeutics, Inc.
· Auditor change · Officers or directors
17:00
W
WPC
W. P. Carey Inc.
· Agreement ended · New agreement · Officers or directors
10:02
S
STEX
Streamex Corp.
· Agreement ended
11:17
S
SRI
Stoneridge Inc
· Agreement ended · New debt · New agreement
12:29
A
AQST
Aquestive Therapeutics, Inc.
· Agreement ended · New debt · Unregistered shares sold · New agreement
12:45
S
SBFM
Sunshine Biopharma Inc.
· Agreement ended
16:18
P
PLBY
Playboy, Inc.
· Agreement ended
17:06
Z
ZYME
Zymeworks Inc.
· Agreement ended
20:17
V
VHI
Valhi Inc
· Shareholder rights changed · Bylaws or fiscal year changed · Officers or directors
16:19
N
NREF
NexPoint Real Estate Finance, Inc.
· Shareholder rights changed · Bylaws or fiscal year changed · New agreement
16:33
B
BFRI
Biofrontera Inc.
· Shareholder rights changed · New agreement
17:10
E
EVTC
EVERTEC, Inc.
· Acquisition or sale completed · New debt · Unregistered shares sold · New agreement
21:03
A
APGH
AleeanPeace Group Holdings Ltd
· Acquisition or sale completed
06:09
P
PW
Power REIT
· Acquisition or sale completed
10:08
T
TPG
TPG Inc.
· Acquisition or sale completed · Unregistered shares sold · New agreement
16:30
A
ACU
Acme United Corp
· Acquisition or sale completed · New agreement
20:30
Delisting notices
O
OCGN
22:18
C
CNET
16:05
N
NIXX
16:30
Nothing from your lists
Reports
388 quarterly · 1 annual
M
MCK
McKesson Corp
$77.22B
+10.1%
10-Q · Sep 30
· 21:34
Read the 10-Q
C
CVX
Chevron Corp
$51.92B
−18.2%
10-Q · Sep 30
· 15:16
C
CI
Cigna Group
$49.05B
+8.3%
10-Q · Sep 30
· 15:18
E
ET
Energy Transfer LP
$20.74B
−9.6%
10-Q · Sep 30
· 15:22
C
COP
ConocoPhillips
$12.60B
−21.1%
10-Q · Sep 30
· 13:19
P
PBF
PBF Energy Inc.
$10.73B
−15.9%
10-Q · Sep 30
· 10:55
E
LLY
ELI LILLY & Co
$9.50B
+36.8%
10-Q · Sep 30
· 15:21
C
COF
Capital One Financial Corp
$9.37B
+6.4%
10-Q · Sep 30
· 20:06
+ 381 more
Nothing from your lists
Agreements
23 filings
D
DFNS
22:30
T
TVRD
07:10
K
Also filed
6-K
131
Form 144
113
Schedule 13G
9
Schedule 13D
13
Merger communications
11
Proxy statements
29
S-1
4
Prospectuses
33
Results
348 announced
Pre-market
T
TTSH
03:30
A
AUPH
06:01
G
I
INO
20:01
KELYA
08:44
T
THRM
12:16
G
GERN
12:50
B
BAFN
13:00
B
BKYI
14:38
G
GATX
15:05
Y
YHC
16:05
C
CCTSF
16:05
A
ATXI
16:10
R
RDN
16:30
A
AKBA
16:34
R
RNR
16:55
D
DLPN
20:05
T
TRUG
20:10
+ 7 more
Nothing from your lists
GOLF
06:01
E
ENTG
06:02
P
PBH
06:06
E
ECVT
06:10
T
TRGP
06:15
C
CIM
06:30
G
GECC
06:31
I
ITT
06:35
A
ARHS
06:36
E
ESNT
06:37
D
DT
06:37
S
SGI
06:38
M
MD
06:50
N
NRG
06:55
P
PWR
06:58
P
PENN
07:00
P
PZZA
07:00
B
BRKR
07:00
T
TFX
07:00
O
OWL
07:01
S
SHAK
07:01
H
H
07:01
A
AGIO
07:02
C
CROX
07:03
C
CMPS
07:04
D
DNOW
07:04
C
CRTO
07:04
B
BCRX
07:05
V
VIRT
07:05
M
MCRB
07:05
K
KRP
07:17
V
VITL
07:25
W
WLK
07:29
W
WLKP
07:29
I
ICE
07:30
N
NTCT
07:30
L
LNG
07:32
A
AMR
07:32
C
CQP
07:32
R
RDN
07:33
A
AAMI
07:34
O
OGN
07:38
A
APG
07:39
C
CGTX
07:41
S
SABR
07:45
C
CLRB
07:45
C
CMI
07:47
P
PH
07:48
D
DLX
07:50
A
AFG
07:51
A
ATI
07:56
T
TCPC
08:00
C
CRIS
08:01
N
NSIT
08:03
G
GSAT
08:03
B
BDC
08:06
O
OMCL
08:06
F
FLWS
08:07
I
IDA
08:10
C
CRAI
08:10
B
BALL
08:11
K
KLRS
08:11
C
COHN
08:11
N
NREF
08:16
G
GPJA
08:17
B
BWA
08:17
C
COP
08:24
P
PNW
08:29
T
TWIN
08:30
I
ITIC
08:32
R
RAVE
09:01
S
SGA
09:05
A
APTV
09:08
M
MAGN
09:09
A
ACIW
09:21
C
CLDT
09:26
Market hours
A
AVNT
10:01
C
CWEN
10:02
W
WCC
10:04
S
SBUX
10:04
C
CI
10:16
H
HAE
10:16
M
MUR
10:23
C
CSW
10:29
S
STRA
10:30
S
SBFG
10:33
M
MRNA
10:33
D
DINO
10:34
C
COR
10:35
P
PBF
10:43
R
RRX
10:44
V
VNT
10:44
K
KTB
10:51
E
EXC
10:55
M
MAR
10:59
C
CCLD
11:00
P
PBI
11:00
I
IIPR
11:00
A
AEP
11:00
L
LLY
11:02
T
TAP
11:02
P
PLTR
11:02
F
FHTX
11:03
A
ADT
11:04
R
ROK
11:04
P
PTON
11:05
Z
ZTS
11:05
B
BCYC
11:05
B
BHC
11:05
I
IRM
11:05
L
LAMR
11:05
W
WMS
11:06
T
TDAY
11:07
R
REGN
11:10
H
HWM
11:10
W
WEN
11:10
S
SPGI
11:10
K
KYMR
11:10
A
ALGM
11:12
L
LAUR
11:13
I
IONS
11:15
B
BSBK
11:16
B
BAX
11:18
L
LIND
11:21
H
HII
11:23
X
XRAY
11:27
S
STGW
11:27
M
MGPI
11:30
B
BBIO
11:31
C
CW
11:32
J
JLL
11:32
F
FOXA
11:32
T
THRY
11:33
K
KPTI
11:37
M
MZTI
11:38
R
ROCK
11:39
L
LNTH
11:44
C
CARS
11:45
D
DSGR
11:53
B
BR
12:00
P
PCRX
12:01
A
ARW
12:02
P
PTLO
12:04
M
MHLA
12:05
A
ALNY
12:10
N
NFG
12:16
S
SO
12:17
I
ITRI
12:31
I
IDCC
12:33
M
MDU
12:35
D
DRS
12:39
P
PPL
12:41
B
BYND
12:46
G
GERN
12:50
D
DFH
13:00
I
ISPC
13:01
U
UPBD
13:02
S
SNDR
13:05
G
GEL
13:09
C
COGT
13:18
T
TRN
13:21
C
CALC
13:26
A
APA
14:40
A
ALGT
14:49
M
MGEE
15:21
After-hours
L
LPG
17:54
A
AROC
17:57
C
CHRD
18:13
L
LXU
19:02
E
EPAM
19:20
K
KBR
21:50
D
DUK
21:53
O
OGE
21:58
F
FMBM
22:01
R
RGLD
22:30
A
AHRT
22:42
L
LYTS
23:38
K
KN
16:01
A
AGL
16:01
C
CERS
16:02
C
COLD
16:02
S
SNDX
16:03
K
KURA
16:03
A
ALLO
16:03
B
BKNG
16:03
B
BAND
16:05
C
CMBMF
16:05
A
ALGS
16:05
B
BL
16:05
C
CRDF
16:06
F
FDUS
16:06
U
UEIC
16:06
D
DMLP
16:07
B
BOOM
16:07
F
FIVN
16:08
L
LOCO
16:09
Q
QLYS
16:09
S
SBAC
16:10
F
FOXF
16:10
B
BOOT
16:10
L
LASR
16:10
A
AORT
16:10
A
ANIK
16:11
V
VXRT
16:11
A
ABCL
16:13
C
CVCO
16:14
S
SLQT
16:14
P
PEN
16:14
P
PRDO
16:15
RE/MAX Holdings, Inc.
16:15
D
DFTX
16:15
M
MC
16:15
S
SM
16:16
H
HASI
16:17
R
RYAN
16:17
A
AMN
16:17
F
FND
16:17
F
FNKO
16:18
E
EVH
16:18
W
WLDN
16:18
R
RGA
16:21
S
STEM
16:21
A
ACAD
16:21
K
KRO
16:21
A
AMH
16:22
N
NUVB
16:23
R
RPT
16:23
N
NL
16:24
K
KTOS
16:26
O
OPEN
16:27
S
SFES
16:30
U
UNB
16:30
B
BZFD
16:31
N
NMFC
16:31
O
OEC
16:36
Q
QNTO
16:37
H
HRTG
16:40
M
MBI
16:47
U
UPLD
16:50
K
KINS
16:52
I
III
16:57
T
TSLX
17:02
B
BMNM
17:05
A
AES
17:05
H
HSDT
17:15
I
IBOC
17:16
E
EGAN
20:00
C
CRUS
20:00
C
CLDX
20:01
W
WW
20:01
M
MG
20:01
A
ALHC
20:02
T
TRUP
20:02
O
OTEX
20:02
P
PODD
20:03
E
EXPE
20:03
S
SWKS
20:03
C
CLPR
20:03
V
VIAV
20:04
E
EVC
20:05
L
LOPE
20:05
C
CYTK
20:05
P
PDEX
20:05
C
COIN
20:05
T
TXG
20:05
M
MIRM
20:06
G
GDYN
20:06
D
DBX
20:06
B
BILL
20:07
Y
YELP
20:07
A
APPN
20:07
D
DOCN
20:07
P
PCTY
20:08
O
OLED
20:08
I
ICFI
20:08
S
SPT
20:08
F
FRT
20:08
P
PRTA
20:09
I
IRTC
20:09
C
CSTL
20:09
V
VIR
20:09
R
RLAY
20:10
A
AEYE
20:10
L
LSTA
20:10
G
GDDY
20:10
N
NXTC
20:10
C
COHU
20:10
A
AXTI
20:10
S
SG
20:10
M
MSGS
20:10
S
SPXC
20:11
F
FTNT
20:11
C
CVNA
20:11
I
INSG
20:11
X
XYZ
20:12
F
FIGS
20:12
D
DH
20:12
P
PRSU
20:13
M
MP
20:13
M
MSI
20:13
M
MTUS
20:14
A
ACCO
20:14
O
OUT
20:15
H
HIPO
20:15
C
CABO
20:15
C
CDXS
20:16
M
MYPS
20:16
N
NET
20:16
R
RARE
20:17
M
MCHP
20:17
C
CHMI
20:17
U
UVV
20:17
H
HCAT
20:17
L
LYV
20:17
A
ALG
20:17
A
ANAB
20:18
C
CODI
20:18
D
DKNG
20:18
P
PBYI
20:19
N
NWPX
20:19
M
MNST
20:19
B
BFLY
20:20
S
SYK
20:20
M
MX
20:20
H
HURN
20:21
V
VTR
20:21
H
HTGC
20:22
E
ED
20:23
M
MAIN
20:23
E
EOG
20:24
B
BFS
20:24
O
OHI
20:26
V
VCTR
20:30
A
AAPL
20:30
O
OFS
20:31
M
MERC
20:33
K
KWR
20:38
P
PTGX
20:40
A
AGNT
20:44
D
DTE
20:46
H
HMN
20:47
C
CPK
20:47
H
HLIO
20:56
R
RKT
21:20
A
ACHC
21:21
I
INOD
21:29
Nothing from your lists
Insiders
63 purchases $10.87M · 75 sales $86.75M
T
TTD
Trade Desk, Inc.
· Green Jeffrey Terry, President and CEO
$11.20M
Sale · 153,524 sh
V
V
Visa Inc.
· Kelly Alfred F JR, EXECUTIVE CHAIRMAN
$9.45M
Sale · 40,000 sh
N
NVR
NVR Inc
· Malzahn Daniel David, Chief Financial Officer
$9.25M
Sale · 1,685 sh
N
NFLX
Netflix Inc
· Hastings Reed, Executive Chairman
$6.69M
Sale · 16,030 sh
S
SPSC
SPS Commerce Inc
· Nelson Kimberly K., EVP & CFO
$5.25M
Sale · 32,539 sh
C
CMG
Chipotle Mexican Grill Inc
· Baldocchi Albert S, Director
$4.08M
Sale · 2,000 sh
Open insider activity
Nothing from your lists
Officers and directors
40 filings
C
CIM
19:18
R
RMCO
20:15
L
LDOS
21:41
O
OLN
07:59
D
DBVT
08:00
S
SFBS
08:30
K
KELYA
08:44
R
RYN
10:58
X
XRAY
11:27
M
MGPI
11:30
K
KDP
12:04
P
PTLO
12:04
B
BB
13:31
W
WLY
14:03
N
NWPP
15:32
C
CMT
15:35
+ 24 more
Nothing from your lists
Read the 8-K
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Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
Read the 8-K
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Read the 10-Q
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The day
Thursday, November 2
