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What covered companies filed with the SEC, day by day.

‹ Fri, Nov 17, 2023

Monday, November 20, 2023

Tue, Nov 21, 2023 ›1,469 filings · 882 companiesAll checks passed · Updated Oct 14

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Thaler Agent

Front page9
Reports133
Results17
Insiders240
Officers and directors25
Agreements21
Also filed370

Front page

8 filings

NTRP NextTrip, Inc. · Director nominations15:59

OMCC OLD MARKET CAPITAL Corp · Restructuring costs16:45

PLBC Plumas Bancorp · Auditor change14:15

CZWI Citizens Community Bancorp Inc. · Auditor change16:01

BLBD Blue Bird Corp · Agreement ended · New debt · New agreement12:52

WT WisdomTree, Inc. · Agreement ended · Bylaws or fiscal year changed · New agreement21:15

LUMN Lumen Technologies, Inc. · Shareholder rights changed · New agreement22:03

ZVRA Zevra Therapeutics, Inc. · Acquisition or sale completed · New agreement12:36

Delisting noticesF

Nothing from your lists

Reports

124 quarterly · 9 annual

PTCPTC Inc.$2.10B +8.5%10-K · Sep 30 · 23:09

SONOSonos Inc$1.66B −5.5%10-K · Sep 30 · 16:35

VVVValvoline Inc$1.44B +16.8%10-K · Sep 30 · 14:23

UONEUrban One, Inc.$129.65M +9.3%10-Q · Jun 30 · 13:02

UONEUrban One, Inc.$109.87M −2.0%10-Q · Mar 31 · 12:56

CIRCCIRCLE8 Group Inc$97.79M10-Q · Sep 30 · 21:45

GPUSHyperscale Data, Inc.$43.09M −2.7%10-Q · Sep 30 · 21:57

KINSKingstone Companies, Inc.$34.24M −3.7%10-Q · Sep 30 · 15:52

+ 125 more

Nothing from your lists

Agreements

21 filings

Also filed

6-K 92
Form 144 198
Schedule 13G 5
Schedule 13D 19
Merger communications 3
Proxy statements 15
S-1 13
Prospectuses 25

Results

17 announced

Market hoursS

After-hours

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NRG

08:24

+ 5 more

Nothing from your lists

N

NGS

17:59

Nothing from your lists

Insiders

83 purchases $31.60M · 157 sales $625.10M

SKWDSkyward Specialty Insurance Group, Inc. · WESTAIM Corp, 10% owner$109.80MSale · 3,600,000 sh

TDGTransDigm Group INC · Small Robert J, Director$102.67MSale · 106,258 sh

CHTRCharter Communications, Inc. · Rutledge Thomas, Executive Chairman$98.60MSale · 239,726 sh

INTAIntapp, Inc. · Temasek Holdings (Private) Ltd, 10% owner$97.53MSale · 2,500,000 sh

NVRNVR Inc · Saville Paul C, Executive Chairman$31.46MSale · 5,000 sh

AAPLApple Inc. · Adams Katherine L., SVP, GC and Secretary$23.31MSale · 123,448 sh

Open insider activity

Nothing from your lists

Officers and directors

25 filings

GLXZ21:15+ 9 more

Nothing from your lists

The dayMonday, November 20