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What covered companies filed with the SEC, day by day.
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Nuburu, Inc. · “As a result of the material misstatements, the Company is restating the previously issued financial statements for the period referenced above, in accordance with Accounting Standards Codification Topic 250, Accounting Changes and Error Corrections, in an amendment to its Q2 2026 Form 10-Q.”¶1
Alpha Pro Tech Ltd · “On September 14, 2026, the Audit Committee (the “Audit Committee”) of the Board of Directors of Alpha Pro Tech, Ltd. (the “Company”) dismissed Tanner LLP (“Tanner”) as the Company’s independent registered public accounting firm, effective immediately.”¶1
Stark Focus Group, Inc. · “On September 10, 2026, the Company engaged CBIZ CPAs P.C. (the “ New Auditor ”) to act as its new independent registered public accounting firm.”¶1
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On September 16, 2026, Nuburu’s Board and management concluded that its previously issued unaudited condensed consolidated financial statements for the three and six months ended June 30, 2026, should no longer be relied upon and will be restated.¶2
The restatement will increase the value of the Company’s assets by $761,001.¶2
The fair value of the Tekne Convertible Note Receivable increased from €20,523,000 ($23,446,999) to €21,189,000 ($24,208,000).¶1
On September 11, 2026, Mission Produce determined it will consolidate Swedesboro, New Jersey operations, combine Dallas-area facilities in Garland, Texas, and close Calavo’s Jacksonville, Florida facility.¶1
The actions follow Calavo’s acquisition, completed on May 28, 2026, and include workforce reductions related to facility closures and California operations consolidation.¶1¶2
Expected costs include employee severance and related benefits, accelerated depreciation, asset retirement obligations, and lease termination costs that are not determinable at this time.¶2
On September 14, 2026, Alpha Pro Tech dismissed Tanner LLP as its independent registered public accounting firm, effective immediately.¶1
The Company reported no disagreements or reportable events with Tanner through September 14, 2026, and Tanner agreed with those statements in a September 16, 2026 letter.¶2¶3
The Audit Committee approved MNP LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026, effective immediately.¶4¶5
On September 10, 2026, Stark Focus Group, Inc. discharged Boladale Lawal & Co. as its independent registered public accounting firm because it wanted a firm closer to its new operating headquarters in New York City.¶2
On September 10, 2026, the Company engaged CBIZ CPAs P.C. as its new independent registered public accounting firm, and its Board of Directors approved the engagement.¶1
The Prior Auditor’s reports for the two most recent fiscal years noted substantial doubt about the Company’s ability to continue as a going concern, and the Company reported a material weakness in its most recent filings.¶3¶4
On September 16, 2026, SurgePays, Inc. notified TAAD LLP of its dismissal as the Company’s independent registered public accounting firm, and its Audit Committee approved the dismissal.¶2¶3¶4
On September 11, 2026, the Company engaged Sadler, Gibb & Associates, LLC as its independent registered public accounting firm.¶1
The report of the Former Accounting Firm on the Company’s financial statements as of and for the year ended December 31, 2025, contained an explanatory paragraph which noted that there was substantial doubt as to the Company’s ability to continue as a going concern.¶5
During the fiscal year ending December 31, 2025, and during the interim period through September 16, 2026, there were no disagreements with the Former Accounting Firm or reportable events.¶6¶7
On September 10, 2026, Schneider National Leasing, Inc. entered into a $350 million Credit Agreement and terminated its existing $250 million Credit Agreement dated as of November 4, 2022.¶1
The 2026 Credit Facility matures on September 10, 2031, permits increasing the total commitment to $700 million, and includes a $100 million letters-of-credit sublimit.¶2
Effective September 10, 2026, the Existing Credit Facility was terminated, and there were no outstanding borrowings at termination.¶3
On September 10, 2026, the Borrower entered into a First Amendment to the Term Loan Agreement, which relates to an unsecured term loan facility maturing on November 22, 2029.¶4¶5
The amendment increased commitments under the Revolving Credit Facility from $1.0 billion to $1.3 billion and reset the accordion feature to permit $700.0 million of availability.¶1
The amendment reduced pricing for the Revolving Credit Facility and term loans and released the Subsidiary Guarantors from their Guarantee Obligations and status as Loan Parties.¶1
The Company repaid in full its obligations under the Capital One Credit Agreement and terminated that agreement.¶1¶2¶3
On September 16, 2026, the Company and Computershare Trust Company, N.A. entered into an amendment to the Rights Agreement.¶1¶2¶3
The Rights Agreement will terminate at the close of business on September 16, 2026, and all Rights distributed to holders of the Company’s common stock will expire.¶4
Ruger said applicable regulatory conditions under its Strategic Cooperation Agreement with Beretta Holding S.A. were satisfied, and its Board unanimously approved the amendment.¶5¶6
On September 10, 2026, the Company issued and sold FirstFire Global Opportunities Fund, LLC a convertible promissory note with a principal amount of $280,000 and a purchase price of $250,000.¶1
The note bears interest at 12% per annum, matures on September 10, 2027, and may be converted beginning on the six-month anniversary at the lesser of $1.40 per share or 85% of the lowest trading price during the preceding ten trading days.¶2
The holders exchanged all 2,238.655 outstanding Series A Preferred Stock shares for 2,238.655 newly designated Series C Convertible Preferred Stock shares.¶3¶4
On September 15, 2026, the Company filed a certificate designating 3,000 preferred shares as Series C Preferred Stock, with conversion at $1.40 per share, 8% annual cumulative dividends, and no voting rights.¶5¶6¶7¶8
On September 15, 2026, Barnwell completed the sale of its remaining Hawaii development interests, effectively completing its exit from all known remaining Hawaii real-estate-related interests.¶2¶3
The Sellers sold partnership interests, project rights and termination rights for $1,770,000 in cash, and total cash receipts to the Company were approximately $1.7 million.¶4¶5
The transaction produced approximately $1.54 million in net cash proceeds to Barnwell and included indirect partnership interests and development rights in the Increment 1 and Increment 2 areas of Lot 4-A at Ka‘upulehu.¶6¶7
On September 11, 2026, Reliance Global Group completed the sale of SMI to Scali, LLC, and SMI ceased to be a subsidiary.¶1
The buyer paid $2,625,000 in cash at closing, with uncapped contingent consideration tied to EBITDA above $300,000 for the twelve months ending August 31, 2027.¶2
Reliance applied $1,207,324.67 of transaction proceeds to repay outstanding term-loan principal to Oak Street Funding LLC, which released SMI as borrower and its liens.¶3
On July 1, 2026, Cemtrex completed the acquisition of substantially all of PES’s assets through AIS, and PES’s business operations were integrated into the Industrial Services Segment.¶1¶2¶3
Cemtrex agreed to pay $3,500,000 in cash, subject to a customary working capital adjustment, assume certain liabilities, and provide up to approximately $1,750,000 in contingent earnout consideration over three years.¶4¶5
The amendment added PES’s audited statement of assets acquired and liabilities assumed and an unaudited proforma condensed balance sheet as required by Item 9.01 of Form 8-K.¶6¶7¶8
Identiv completed the sale of its specialty Internet of Things business to Trackonomy Systems, Inc. for $50 million of Trackonomy Series C Preferred Stock, subject to customary adjustments.¶1¶2
The Company changed its name to INVE Technologies, Inc. effective September 15, 2026, and appointed James Greenwell as Interim Chief Executive Officer effective September 21, 2026.¶3¶4
At the September 10, 2026 annual meeting, stockholders approved the Stock and Asset Sale, approved the Series B Preferred Stock conversion issuance, elected five directors, and ratified BPM LLP as auditor.¶5¶6¶7¶8
CareDx amended its Original 8-K to file Naveris’s historical financial statements and related pro forma financial information after completing the acquisition.¶2¶3¶4¶5
CareDx acquired Naveris through a merger in which Naveris became CareDx’s wholly owned subsidiary, and the Acquisition closed on July 1, 2026.¶6¶1¶7
The merger agreement provided for base consideration of $160.0 million, escrowed $5.0 million at closing, and included contingent consideration of up to $100.0 million.¶8¶9
On September 14, 2026, the Sellers completed the sale of the Net Lease 1 Investment.¶1
The sale consideration totaled $300.0 million, consisting of assumed mortgage and mezzanine loans and $97.9 million of cash, net of closing and other transaction expenses.¶1
The pro forma gain on sale was $60.4 million as if the sale occurred on January 1, 2025.¶2
