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What covered companies filed with the SEC, day by day.
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Azenta, Inc. · “On October 5, 2026, the Board of Directors of Azenta, Inc. (the “Company”) approved, and the Company committed to, a restructuring plan (the “Plan”) within the Company’s Multiomics reportable segment.”¶1
Greenlane Holdings, Inc. · “Under the Assignments, each Assignor transferred substantially all of its assets to the Assignee.”¶1
CTT Pharmaceutical Holdings, Inc. · “CTT Pharmaceutical Holdings, Inc. (OTCQB:CTTH) has parted ways with it’s auditor.”¶1
Ocean Power Technologies, Inc. · “In connection with Mr. Power’s departure, effective September 30, 2026, the Company entered into an engagement agreement (the “CFO Agreement”) with Flexible Consulting whereby Victoria Hay will serve as interim Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer of the Company.”¶1
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The Plan is intended primarily to consolidate the Company’s North American laboratory network, simplify its organizational structure and improve operating efficiency, and consists of workforce reductions and the closure of three of the Company’s Multiomics laboratory sites in North America.¶1
The Company estimates aggregate pre-tax charges of approximately $11.0 million to $13.0 million and future cash expenditures of approximately $7.0 million.¶2
The Company expects to substantially complete the Plan by March 31, 2027, and expects it to generate approximately $11.0 million of annualized cost savings once fully implemented.¶3
Four Greenlane subsidiaries assigned substantially all their assets to Philip J. von Kahle for liquidation and distribution to creditors, and the assignee now controls the assets and estates.¶2¶1
The company will deconsolidate the entities as of September 30, 2026, received no consideration, and expects to recognize a gain; preliminary pro forma gain was approximately $3.2 million.¶3¶4
Warehouse Goods LLC paid a $60,000 retainer for assignment proceeding costs, and the company agreed in principle to lend $100,000, but no loan agreement was signed and no funds were advanced.¶3
On October 1, 2026, CAC and WISeSat.Space Holdings Corp. completed the business combination, with CAC and WISeSat.Space Corp. becoming Pubco’s wholly owned subsidiaries.¶1¶2
CAC public stockholders redeemed 2,515,182 Public Shares, and immediately after closing Pubco had 16,818,772 Pubco Ordinary Shares and 12,997,400 Pubco Class F Shares.¶3¶4
Nasdaq permanently suspended trading of CAC’s ordinary shares, rights and units before trading opened on October 2, 2026, when Pubco Ordinary Shares began trading under the ticker symbol “SAIQ”.¶5¶6¶7
Following the business combination, Carlos Moreira became Pubco’s chief executive officer and Gwenael Rouy-Poirier became its chief financial officer, and seven directors were appointed to Pubco’s board.¶8¶9¶10
Corteva completed the separation of its seed operating segment into Vylor, distributing Vylor common stock pro rata to Corteva shareholders of record as of September 24, 2026.¶1
On October 1, 2026, Vylor issued 667,302,930 unregistered shares to EIDP for Pioneer Hi-Bred International, Inc., a cash distribution of approximately $761 million, subject to adjustments, and assumption of a portion of EIDP’s notes.¶2
On October 1, 2026, PHI borrowed $1,578 million and $1,500 million under Vylor’s credit facilities to repay $3,078 million under the PHI Bilateral Facility, which then ceased to be effective.¶3
On October 1, 2026, Vylor’s Audit Committee appointed PricewaterhouseCoopers LLP to audit the company’s consolidated financial statements for the fiscal year ending December 31, 2026.¶4
Two directors resigned, the Board expanded from two members to seven, and it appointed Karen H. Grimes, Victor J. Aguilar, Rajesh Kalathur, Marcos M. Lutz, Charles V. Magro, Johannes J. Oosthuizen and Kerry J. Preete.¶5¶6
Robert Powers departed from his role as Chief Financial Officer effective September 30, 2026, upon mutual agreement with the Board.¶2
Effective September 30, 2026, Victoria Hay will serve as the Company’s interim Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer through an agreement with Flexible Consulting.¶1
Through Flexible Consulting, Hay will receive cash compensation of $30,000 per month and monthly expense reimbursement.¶3
Under his severance agreement, Powers will receive six months of base salary, the balance of his agreed fiscal 2026 bonus and Company health benefits through October 31, 2026, and will remain employed through October 14, 2026.¶4
The Company paid IBS a single lump-sum settlement amount of $20,000, which was the sole and entire consideration for amounts asserted under the Financing Documents and IBS Notices.¶1
At closing, the Financing Documents terminated, obligations were discharged, IBS’s warrant and security interests were cancelled or released, and the IBS Notices and asserted defaults were withdrawn.¶2¶3
Following closing, no amounts, indebtedness, guaranty, lien or equity right in favor of IBS remained outstanding, and IBS confirmed receipt of the Settlement Amount and withdrawal of its notices on October 5, 2026.¶4
The IBS Notices and asserted defaults and acceleration were withdrawn, and the amounts demanded were fully and finally resolved for the $20,000 Settlement Amount.¶5
On October 1, 2026, FatPipe entered into a $4.5 million secured term loan and a secured revolving line of credit of up to $1.5 million with KeyBank National Association.¶2
On October 1, 2026, approximately $4.47 million of the Term Loan proceeds repaid the Fortis Bank SBA loan in full, and the Fortis Bank loan was terminated.¶3¶4
Based on benchmark rates at the time of refinancing, the Company expects an approximately 110 basis point reduction in its annual borrowing rate.¶3
Robert Powers departed his role as Chief Financial Officer on September 30, 2026, upon mutual agreement with the Board, and his employment letter was terminated effective that date.¶2¶1
Effective September 30, 2026, Victoria Hay, through Flexible Consulting, became interim Chief Financial Officer, Principal Financial Officer and Principal Accounting Officer.¶3
Through Flexible Consulting, Hay will receive cash compensation of $30,000 per month and monthly expense reimbursement.¶4
Under his separation agreement, Powers will receive six months of base salary and the balance of his agreed fiscal 2026 bonus, plus Company health benefits through October 31, 2026.¶5
On October 5, 2026, REP LLC prepaid in full its $130.0 million of outstanding 10.50% Senior Unsecured Notes due 2028 at 100% of principal plus accrued and unpaid interest, with no prepayment premium.¶1
On October 5, 2026, the Company borrowed $130 million under the Credit Agreement to fund the prepayment; following the borrowing, $245 million was outstanding, against a $425 million borrowing base and $400 million in elected commitments.¶2
After the prepayment, no Senior Notes remained outstanding, all commitments under the Note Purchase Agreement were terminated, and the Company’s obligations were satisfied and discharged except for certain customary continuing obligations.¶1
The Board set a 1-for-20 reverse stock split, filed the certificate amendment on October 7, 2026, and scheduled it to take effect at 12:01 a.m., Eastern Time, on October 12, 2026.¶1
At the effective time, every twenty shares will combine into one share, the $0.001 par value and authorized share count will remain unchanged, and fractional shares will be rounded up with no cash paid in lieu.¶2¶3
The split will proportionally adjust shares and prices for outstanding equity awards and convertible or exercisable securities; the common stock will remain listed as NXGL under CUSIP number 65344E 206.¶4¶5¶6
On October 1, 2026, Vylor completed exchange offers for EIDP senior notes and related consent solicitations to adopt amendments to the notes’ indentures.¶1
Accepted notes were retired and canceled; $65,161,000 of 2.300% Senior Notes due 2030, $23,786,000 of 5.125% Senior Notes due 2032 and $72,416,000 of 4.800% Senior Notes due 2033 remained outstanding.¶2¶3
The amendments became operative on October 1, 2026 upon settlement.¶3
On October 1, 2026, Vylor completed exchange offers for EIDP senior notes and related consent solicitations to adopt amendments to the notes’ indentures.¶1
Accepted notes were retired and canceled; $65,161,000 of 2.300% Senior Notes due 2030, $23,786,000 of 5.125% Senior Notes due 2032 and $72,416,000 of 4.800% Senior Notes due 2033 remained outstanding.¶2¶3
The amendments became operative on October 1, 2026 upon settlement.¶3
The Board unanimously approved a 1-for-25 reverse stock split, effective at 12:01 a.m. Eastern Time on October 5, 2026.¶1¶2
Each holder’s shares were converted to the number held immediately before the split divided by 25, with cash paid instead of fractional shares.¶3¶4
Options, warrants and other convertible securities were adjusted by dividing underlying share amounts by 25 and multiplying exercise or conversion prices by 25.¶4
The Company said the split was intended, among other things, to regain compliance with Nasdaq continued listing rules requiring a minimum bid price of $1.00 per share.¶5
On July 21, 2026, Innovative Solutions and Support, Inc. acquired all of the issued and outstanding membership interests of Sparton Aydin, LLC, which does business as Aydin Displays.¶1
The amendment provides Aydin’s audited financial statements for the year ended December 31, 2025, unaudited financial statements for the six months ended June 30, 2026, and pro forma financial information.¶2¶3¶4
Richardson Electronics reported first-quarter fiscal 2027 net sales of $64.9 million, up 18.9% from $54.6 million in the prior year’s first quarter.¶2
First-quarter fiscal 2027 net income was $4.1 million, compared with $1.9 million in the prior-year quarter, and diluted earnings per common share were $0.27 versus $0.13.¶3
The Board declared quarterly cash dividends of $0.06 per common share and $0.054 per Class B common share, payable November 25, 2026, to stockholders of record November 6, 2026.¶4
Backlog was $184.4 million at the end of the first quarter of fiscal 2027, compared with $164.4 million at the end of fiscal 2026.¶5
