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What covered companies filed with the SEC, day by day.

‹ Tue, Sep 27, 2016

Wednesday, September 28, 2016

Thu, Sep 29, 2016 ›414 filings · 280 companiesAll checks passed · Updated Oct 21

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Thaler Agent

Front page4
Reports27
Results8
Insiders42
Officers and directors10
Agreements7
Also filed55

Front page

3 filings

HOPE Hope Bancorp Inc · Change in control21:11

QXL Quantum X Labs Inc. · Auditor change13:17

LVO LiveOne, Inc. · Acquisition or sale completed · New agreement17:18

Delisting noticesA

Nothing from your lists

Reports

0 quarterly · 27 annual

UNFIUnited Natural Foods Inc$8.47B +3.5%10-K · Jul 30 · 19:44

GOLDGold.com, Inc.$6.78B +11.8%10-K/A · Jun 30 · 21:19

FGPRFerrellgas Partners L P$2.04B +0.7%10-K · Jul 31 · 07:15

CPRTCopart Inc$1.27B +10.7%10-K · Jul 31 · 21:29

INTGIntergroup Corp$72.90M +0.2%10-K · Jun 30 · 17:27

FKWLFranklin Wireless Corp$59.80M +29.0%10-K · Jun 30 · 21:02

PRSIPortsmouth Square Inc$58.57M +3.1%10-K · Jun 30 · 17:11

TRTTrio-Tech International$34.45M +1.5%10-K · Jun 30 · 14:02

+ 19 more

Nothing from your lists

Agreements

7 filings

Also filed

6-K 24
Schedule 13G 1
Schedule 13D 5
Merger communications 1
Proxy statements 4
S-1 5
Prospectuses 13
S-8 2

Results

8 announced

Pre-marketF

Market hoursE

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CBOE

13:01

Nothing from your lists

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LUVU

13:27

After-hoursS

Nothing from your lists

Insiders

15 purchases $11.15M · 27 sales $10.68M

CYHCommunity Health Systems Inc · Shanda Media LTD, 10% owner$9.55MPurchase · 929,813 sh

MDTMedtronic plc · Kuntz Richard, SrVP & Chief Scien, Clin, Reg$3.67MSale · 42,340 sh

BJRIBJs RESTAURANTS INC · LCG Holdings LLC, 10% owner$3.21MSale · 88,406 sh

DSUBlackRock Debt Strategies Fund, Inc. · Saba Capital Management, L.P., 10% owner$1.09MPurchase · 301,800 sh

KMXCarMax Inc · Garten Jeffrey e, Director$336.48KSale · 6,300 sh

CULPCulp Inc · Saxon Franklin N, Chief Executive Officer$315.40KSale · 10,000 sh

Open insider activity

Nothing from your lists

Officers and directors

10 filings

Nothing from your lists

The dayWednesday, September 28