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What covered companies filed with the SEC, day by day.

‹ Tue, Oct 8, 2019

Wednesday, October 9, 2019

Thu, Oct 10, 2019 ›407 filings · 278 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page5
Reports6
Results5
Insiders48
Officers and directors13
Agreements10
Also filed93

Front page

4 filings

OCGN Ocugen, Inc. · Auditor change21:28

BIVI Biovie Inc. · Shareholder rights changed · Unregistered shares sold · New agreement21:13

HTO H2O America · Acquisition or sale completed · New debt · New agreement · Officers or directors20:33

JYNT JOINT Corp · Acquisition or sale completed (amended)21:00

Delisting noticesP

Nothing from your lists

Reports

5 quarterly · 1 annual

TECHBIO-TECHNE Corp$714.01M +11.0%10-K/A · Jun 30 · 06:31

SRXHSRX Global Inc.$4.08M +7.0%10-Q · Jun 30 · 21:27

AETNAeternum Health, Inc.$0.0010-Q · May 31 · 14:38

GTICGreentech Innovations, Inc.$0.00 −100.0%10-Q · Aug 31 · —

TMQTrilogy Metals Inc.—10-Q · Aug 31 · 10:37

SARSaratoga Investment Corp.—10-Q · Aug 31 · 20:01

Nothing from your lists

Agreements

10 filings

Also filed

6-K 28
Schedule 13G 34
Schedule 13D 4
Merger communications 5
Proxy statements 7
S-1 4
Prospectuses 9
S-8 2

Results

5 announced

Market hoursT

After-hours

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DLR

20:15

Nothing from your lists

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HRZN

16:19

Nothing from your lists

Insiders

16 purchases $7.25M · 32 sales $62.51M

PCYOPure Cycle Corp · PAR Capital Management Inc, 10% owner$28.76MSale · 2,950,000 sh

AAPLApple Inc. · Maestri Luca, Senior Vice President, CFO$14.08MSale · 61,659 sh

APREAprea Therapeutics, Inc. · Diekman John D, 10% owner$5.00MPurchase · 333,333 sh

SYYSysco Corp · Bene Thomas, President and CEO$3.08MSale · 39,384 sh

WKCWorld Kinect Corp · Kasbar Michael J, Chairman, CEO and President$2.93MSale · 75,000 sh

MPWRMonolithic Power Systems, Inc. · Moyer James C, Director$2.86MSale · 19,000 sh

Open insider activity

Nothing from your lists

Officers and directors

13 filings

Nothing from your lists

The dayWednesday, October 9