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What covered companies filed with the SEC, day by day.

‹ Mon, Dec 2, 2019

Tuesday, December 3, 2019

Wed, Dec 4, 2019 ›824 filings · 466 companiesAll checks passed · Updated Oct 17

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Thaler Agent

Front page8
Reports13
Results9
Insiders173
Officers and directors18
Agreements14
Also filed106

Front page

7 filings

—Selectis Health, Inc. · Bankruptcy16:32

ATH-PA Athene Holding Ltd. · Agreement ended · New agreement21:37

BTCS BTCS Inc. · Shareholder rights changed · Bylaws or fiscal year changed19:11

PINE Alpine Income Property Trust, Inc. · Shareholder rights changed · Acquisition or sale completed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement · Officers or directors21:48

PBI Pitney Bowes Inc · Acquisition or sale completed16:09

VCYT Veracyte, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement17:10

CMRF CIM Group, Inc. · Acquisition or sale completed22:26

Delisting noticesA

Nothing from your lists

Reports

8 quarterly · 5 annual

BMOBank of Montreal$25.48B +11.3%40-F · Oct 31 · —

TJXTJX Companies Inc$10.45B +6.4%10-Q · Nov 2 · 14:20

MDTMedtronic plc$7.71B +3.0%10-Q · Oct 25 · 21:11

HZOMarinemax Inc$1.24B +5.1%10-K · Sep 30 · 21:01

LELands' END, Inc.$340.02M −0.5%10-Q · Nov 1 · 21:39

RGCORGC Resources Inc$67.64M +2.5%10-K · Sep 30 · 19:10

HNNAHennessy Advisors Inc$42.72M −21.8%10-K · Sep 30 · 21:41

—KalVista Pharmaceuticals, Inc.$3.92M −29.9%10-Q · Oct 31 · —

+ 5 more

Nothing from your lists

Agreements

14 filings

Also filed

6-K 57
Form 144 3
Schedule 13G 4
Schedule 13D 6
Merger communications 8
Proxy statements 8
S-1 2
Prospectuses 18

Results

9 announced

Pre-marketX

Market hoursL

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STEX

14:03

Nothing from your lists

D

DCI

12:03

After-hoursM

Nothing from your lists

Insiders

37 purchases $7.36M · 136 sales $119.31M

NKENIKE, Inc. · Parker Mark G, CHAIRMAN, PRESIDENT & CEO$15.44MSale · 165,000 sh

FTNTFortinet, Inc. · Xie Michael, VP, Engineering & CTO$10.37MSale · 100,000 sh

ISRGIntuitive Surgical Inc · Brogna Salvatore, EVP & Chief Operating Officer$7.26MSale · 12,368 sh

MDTMedtronic plc · White Robert John, EVP & President MITG$5.77MSale · 52,166 sh

BURLBurlington Stores, Inc. · Hand Fred, Chief Customer Officer$4.83MSale · 21,383 sh

PBFPBF Energy Inc. · Inversora Carso, S.A. de C.V., 10% owner$4.69MPurchase · 150,000 sh

Open insider activity

Nothing from your lists

Officers and directors

18 filings

BKE22:01+ 2 more

Nothing from your lists

The dayTuesday, December 3