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What covered companies filed with the SEC, day by day.

‹ Wed, Dec 6, 2023

Thursday, December 7, 2023

Fri, Dec 8, 2023 ›1,160 filings · 731 companiesAll checks passed · Updated Oct 13

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Thaler Agent

Front page17
Reports39
Results27
Insiders187
Officers and directors43
Agreements21
Also filed300

Front page

10 filings

AVGO Broadcom Inc. · Restructuring costs · Results, after-hours16:18

SOAR Volato Group, Inc. · Change in control · Auditor change · Agreement ended · Shareholder rights changed · Acquisition or sale completed · Shell status changed · Code of ethics changed · Bylaws or fiscal year changed · New debt · Unregistered shares sold · New agreement · Officers or directors22:26

NB Niocorp Developments Ltd · Auditor change (amended)16:15

NB Niocorp Developments Ltd · Auditor change16:19

CMP Compass Minerals International Inc · Auditor change21:12

NEWH NewHydrogen, Inc. · Agreement ended21:30

HLSQ Tessera Defense & Homeland Security Inc. · Agreement ended · New agreement22:29

FSP Franklin Street Properties Corp · Acquisition or sale completed16:05

AUMN Golden Minerals Co · Acquisition or sale completed · New agreement21:02

VNDA Vanda Pharmaceuticals Inc. · Acquisition or sale completed · New agreement22:19

Delisting noticesC

Nothing from your lists

Reports

31 quarterly · 8 annual

DGDollar General Corp$9.69B +2.4%10-Q · Nov 3 · 07:14

IESCIES Holdings, Inc.$2.38B +9.7%10-K · Sep 30 · 12:50

PVHPVH Corp.$2.36B +3.6%10-Q · Oct 29 · 17:41

LULUlululemon athletica inc.$2.20B +18.7%10-Q · Oct 29 · 21:11

WOOFPetco Health & Wellness Company, Inc.$1.49B −0.5%10-Q · Oct 28 · 16:14

DDSDillard's, Inc.$1.48B −4.4%10-Q · Oct 28 · 21:26

NGVCNatural Grocers by Vitamin Cottage, Inc.$1.14B +4.7%10-K · Sep 30 · 16:30

RHRH$751.23M −13.6%10-Q · Oct 28 · 17:00

+ 31 more

Nothing from your lists

Agreements

21 filings

Also filed

6-K 73
Form 144 120
Schedule 13G 23
Schedule 13D 11
Merger communications 10
Proxy statements 18
S-1 13
Prospectuses 32

Results

27 announced

Pre-marketH

Thaler ResearchEngraved from SEC EDGAR© 2026 Thaler. All rights reserved.Last sale prices: Data provided for free by IEX. By accessing or using IEX Historical Data, you agree to the IEX Historical Data Terms of Use.

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GDST

17:00

SOUN

09:15

+ 5 more

Nothing from your lists

MAYS

08:10

Market hoursL

After-hoursL

Nothing from your lists

Insiders

50 purchases $18.48M · 137 sales $314.87M

RUSHARush Enterprises Inc · Rush William M Rusty, CEO, President and COB$65.34MSale · 1,500,000 sh

UNHUnitedHealth Group Inc · Hemsley Stephen J, Director$36.37MSale · 66,081 sh

WMGWarner Music Group Corp. · Lousada Max, CEO, Recorded Music$28.99MSale · 869,008 sh

EYPTEyePoint, Inc. · Liu Ye, Director$19.51MSale · 1,000,000 sh

DASHDoorDash, Inc. · Tang Stanley, Director$18.06MSale · 186,000 sh

CELHCelsius Holdings, Inc. · Fieldly John, Chief Executive Officer$15.72MSale · 300,000 sh

Open insider activity

Nothing from your lists

Officers and directors

43 filings

ASMB16:05+ 27 more

Nothing from your lists

The dayThursday, December 7