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What covered companies filed with the SEC, day by day.

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‹ Tue, Oct 14, 2003

Wednesday, October 15, 2003

69 filings · 56 companiesAll checks passed · Updated Nov 12

Thu, Oct 16, 2003 ›
The dayWednesday, October 15

By time of day

24 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

1 without a time on file

Reports

4 quarterly · 1 annual
  1. Heritage Global Inc.HGBL · 10-K/A · Dec 31 · 11:43
    ——
  2. Heritage Global Inc.HGBL · 10-Q/A · Mar 31 · 12:18
    ——
  3. Heritage Global Inc.HGBL · 10-Q/A · Jun 30 · 12:32
    ——
  4. Vaso CorpVASO · 10-Q · Aug 31 · 16:18
    ——
  5. Aura Systems IncAUSI · 10-Q · Aug 31 · 20:29
    ——

Insiders

5 filings
Purchases$0.000 filings
Sales$507.55K5 filings
CATOCato Corp · Thomas e Cato, VICE PRESIDENT - DMM - CATO$468.06KSale · 22,200 sh
CPMVMosaic ImmunoEngineering Inc. · Gloria Felcyn, Director$18.61KSale · 338,500 sh
USAUU.S. Gold Corp. · Robert Tarantino V, President and CEO$12.30KSale · 3,000 sh
GCVGabelli Convertible & Income Securities Fund Inc · Mario J Gabelli, Chairman & CIO$6.10KSale · 600 sh
NVECNVE Corp · Still George J JR, 10% owner$2.48KSale · 109 sh
Open insider activity

Filings

24 listed

17:00

  1. 17:32
    RAVE Rave Restaurant Group, Inc. · 4 · 7
  2. 17:33
    RAVE Rave Restaurant Group, Inc. · 1

19:00

  1. 19:37
    PIAC Princeton Capital Corp · 2
  2. 19:38
    UAMY United States Antimony Corp · 5

20:00

  1. 20:07
    POCI Precision Optics Corporation, Inc. · Proxy statement

22:00

  1. 22:22
    RJET Republic Airways Holdings Inc. · Merger communication

09:00

  1. 09:47
    CLS Celestica Inc · Merger communication

11:00

  1. 11:07
    INTI Inhibitor Therapeutics, Inc. · 7
  2. 11:12
    CYD China Yuchai International Ltd · Stake amended
  3. 11:43
    HGBL Heritage Global Inc. · Amended annual report

12:00

  1. 12:18
    HGBL Heritage Global Inc. · Amended quarterly report
  2. 12:32
    HGBL Heritage Global Inc. · Amended quarterly report

13:00

  1. 13:36
    RLBY Reliability Inc · 9
  2. 13:49
    SIGA Siga Technologies Inc · Stake amended
  3. 13:52
    KRMD KORU Medical Systems, Inc. · Late filing notice

14:00

  1. 14:15
    CCEL Cryo Cell International Inc · 12 · 7
  2. 14:23
    MZTI Marzetti Co · Proxy statement

15:00

  1. 15:16
    LCNB LCNB Corp · 12 · 7 · 9
  2. 15:22
    TWN Taiwan Fund Inc · 9

16:00

  1. 16:18
    VASO Vaso Corp · Quarterly report

20:00

  1. 20:29
    AUSI Aura Systems Inc · Quarterly report
  2. 20:53
    SOTK Sono TEK Corp · 7 · 9

21:00

  1. 21:16
    ARTW Arts WAY Manufacturing Co Inc · Late filing notice

—

  1. —
    CYAN Cyanotech Corp · Current report
24 of 24

Index

Forms filed

  • Current report8-K11
  • Insider filing410
  • 10QSB8
  • Foreign issuer report6-K7
  • Initial ownership35
  • Quarterly report10-Q2
  • Amended quarterly report10-Q/A2
  • Merger communication4252
  • Annual ownership52
  • Proxy statementDEF 14A2
  • Late filing noticeNT 10-Q2
  • Stake amendedSC 13D/A2
  • Amended annual report10-K/A1
  • 10KSB1
  • Notice of intent to sell1441
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • 4971
  • Insider filing, amended4/A1
  • Exchange listing8-A12B1
  • Proxy materialDEFA14A1
  • N-21
  • N-2/A1
  • PREC14A1
  • PREM14A1
  • SC TO-C1

26 companies

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