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What covered companies filed with the SEC, day by day.

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‹ Tue, Dec 2, 2003

Wednesday, December 3, 2003

89 filings · 47 companiesAll checks passed · Updated Nov 12

Thu, Dec 4, 2003 ›
The dayWednesday, December 3

By time of day

10 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Reports

1 quarterly · 1 annual
  1. Global Asset Management Group, Inc.GAMG · 10-Q · Sep 30 · 16:22
    ——
  2. Geospace Technologies CorpGEOS · 10-K · Sep 30 · 16:57
    ——

Insiders

12 filings
Purchases$54.14K2 filings
Sales$7.16M10 filings
UTSIUtstarcom Holdings Corp. · Ying WU, Executive VP & Vice Chairman$3.22MSale · 85,000 sh
SJTSan Juan Basin Royalty Trust · Bruce Robert W III, 10% owner$1.57MSale · 78,800 sh
SJTSan Juan Basin Royalty Trust · Bruce Robert W III, 10% owner$977.79KSale · 49,400 sh
UTSIUtstarcom Holdings Corp. · Michael J Sophie, Sr. VP of Finance & CFO$824.97KSale · 21,805 sh
UTSIUtstarcom Holdings Corp. · Thomas J Toy, Director$378.34KSale · 10,000 sh
GCVGabelli Convertible & Income Securities Fund Inc · Mario J Gabelli, Chairman and CIO$65.93KSale · 6,300 sh
Open insider activity

Filings

10 listed

Index

Forms filed

  • Initial ownership331
  • Insider filing428
  • Foreign issuer report6-K11
  • Current report8-K7
  • Annual report10-K1
  • Quarterly report10-Q1
  • 4971
  • Insider filing, amended4/A1
  • Proxy statementDEF 14A1
  • Proxy materialDEFA14A1
  • N-2/A1
  • N-CSRS1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1