News

What covered companies filed with the SEC, day by day.

‹ Thu, Sep 16, 2004

Friday, September 17, 2004

57 filings · 51 companiesAll checks passed · Updated Nov 12

Mon, Sep 20, 2004 ›

The dayFriday, September 17

By time of day

12 filings

Each bar is 30 minutes, New York time. Select one to filter the filings below.

Results
Other filings

1 without a time on file

Reports

0 quarterly · 1 annual

CompanyRevenueOn the year

Key Tronic CorpKTCC · 10-K · Jul 3 · 11:04
——

Insiders

7 filings

Purchases$292.79K3 filings

Sales$265.76K4 filings

MINDMind Technology, Inc · Peter H Blum, Director$233.41KPurchase · 47,000 sh

UONEUrban One, Inc. · Linda J Vilardo, VP and Assistant Secretary$157.82KSale · 10,780 sh

ANIKAnika Therapeutics, Inc. · Harvey S Sadow, Director$60.27KSale · 4,500 sh

MINDMind Technology, Inc · Robert P Capps, Director$50.20KPurchase · 10,000 sh

DAIOData I/O Corp · Industries Inc Bisco, Director$34.26KSale · 13,950 sh

CATOCato Corp · Brian McAlpine, VP - FINANCIAL PLANNING$13.41KSale · 600 sh

Open insider activity

Agreements

1 filing

22:06RICK RCI Hospitality Holdings, Inc. · New agreement

Officers and directors

1 filing

20:21BYFC Broadway Financial Corp de · Officers or directors

Filings

12 listed

12 of 12

Index

Forms filed

Insider filing415
Foreign issuer report6-K13
Current report8-K8
Initial ownership33
N-2/A2
Annual report10-K1
10KSB1
20FR12B1
2-E1
40-17G1
Prospectus424B41
CORRESP1
Proxy statementDEF 14A1
POS AM1
Shelf registrationS-31
Employee plan registrationS-81
SB-21
Stake reportedSC 13D1
Stake amendedSC 13D/A1
Passive stake amendedSC 13G/A1
SE1

16 companies

A

Anika Therapeutics, Inc.ANIK

B

Blue Dolphin Energy CoBDCO
Broadway Financial Corp deBYFC

C

News

Friday, September 17, 2004

By time of day

Reports

Insiders

Agreements

Officers and directors

Filings

22:00

10:00

11:00

13:00

14:00

16:00

20:00

21:00

—

Index

Forms filed

16 companies

A

B

C

D

F

K

L

M

N

R

S

U