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News

What covered companies filed with the SEC, day by day.

  1. 13
  2. 14
  3. 15
  4. 18
  5. 19
  6. 20
  7. 21
  8. 22
  9. 25
  10. 26
‹ Mon, Oct 25, 2004

Tuesday, October 26, 2004

89 filings · 66 companiesAll checks passed · Updated Nov 12

Wed, Oct 27, 2004 ›
The dayTuesday, October 26

By time of day

28 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

5 announced

Market hours4

  • 12:17CFBKCF Bankshares Inc.
  • 13:46PNMXOPublic Service Co of New Mexico
  • 14:28FAFirst Advantage Corp
  • 14:52CFNBCalifornia First Leasing Corp

After-hours1

  • 16:26HCKTHackett Group, Inc.

Reports

5 quarterly · 2 annual
  1. Heritage Global Inc.HGBL · 10-Q/A · Sep 30 · 13:46
    ——
  2. Heritage Global Inc.HGBL · 10-K/A · Dec 31 · 13:48
    ——
  3. Heritage Global Inc.HGBL · 10-Q/A · Mar 31 · 13:52
    ——
  4. Heritage Global Inc.HGBL · 10-Q/A · Jun 30 · 13:59
    ——
  5. Heritage Global Inc.HGBL · 10-Q/A · Sep 30 · 14:01
    ——
  6. Heritage Global Inc.HGBL · 10-K/A · Dec 31 · 14:05
    ——
  7. Heritage Global Inc.HGBL · 10-Q/A · Mar 31 · 14:08
    ——

Insiders

11 filings
Purchases$154.23K3 filings
Sales$1.52M8 filings
MTRMesa Royalty Trust · Bruce Robert W III, 10% owner$698.39KSale · 10,300 sh
HOFTHooker Furnishings Corp · Hooker J Clyde JR, 10% owner$662.24KSale · 29,300 sh
PAIWestern Asset Investment Grade Income Fund Inc. · Western Asset Management Co$154.11KPurchase · 10,000 sh
NXTNNEXT10, Inc · John Cockburn, President, CEO & Secretary$109.01KSale · 48,300 sh
HOFTHooker Furnishings Corp · Paul B Toms JR, Chief Executive Officer$23.39KSale · 1,010 sh
NXTNNEXT10, Inc · John Cockburn, President, CEO & Secretary$10.29KSale · 5,000 sh
Open insider activity

Agreements

1 filing
  1. 16:54EPM Evolution Petroleum Corp · Unregistered shares sold · New agreement

Officers and directors

1 filing
  1. 16:54FHB First Hawaiian, Inc. · Officers or directors

Filings

28 listed

06:00

  1. 06:10
    BMNM Bimini Capital Management, Inc. · Investor disclosure

10:00

  1. 10:45
    HGBL Heritage Global Inc. · Announcement

11:00

  1. 11:41
    NXTN NEXT10, Inc · Investor disclosure

12:00

  1. 12:17
    CFBK CF Bankshares Inc. · Shareholder rights changed · Acquisition or sale completed · Unregistered shares sold · Results, market hours

13:00

  1. 13:31
    KGC Kinross Gold Corp · Stake amended
  2. 13:46
    HGBL Heritage Global Inc. · Amended quarterly report
  3. 13:46
    PNMXO Public Service Co of New Mexico · Results, market hours
  4. 13:46
    BMNM Bimini Capital Management, Inc. · Investor disclosure (amended)
  5. 13:48
    HGBL Heritage Global Inc. · Amended annual report
  6. 13:52
    HGBL Heritage Global Inc. · Amended quarterly report
  7. 13:59
    HGBL Heritage Global Inc. · Amended quarterly report

14:00

  1. 14:01
    HGBL Heritage Global Inc. · Amended quarterly report
  2. 14:05
    HGBL Heritage Global Inc. · Amended annual report
  3. 14:08
    HGBL Heritage Global Inc. · Amended quarterly report
  4. 14:28
    FA First Advantage Corp · Results, market hours
  5. 14:51
    MFIC MidCap Financial Investment Corp · Investor disclosure
  6. 14:52
    CFNB California First Leasing Corp · Results, market hours

16:00

  1. 16:23
    PCF High Income Securities Fund · Merger communication
  2. 16:26
    HCKT Hackett Group, Inc. · Results, after-hours
  3. 16:32
    PCF High Income Securities Fund · Merger communication
  4. 16:39
    PPT Franklin Premier Income Trust · Merger communication
  5. 16:47
    PPT Franklin Premier Income Trust · Merger communication
  6. 16:54
    FHB First Hawaiian, Inc. · Officers or directors
  7. 16:54
    EPM Evolution Petroleum Corp · Unregistered shares sold · New agreement

20:00

  1. 20:06
    ESMC Escalon Medical Corp · Proxy statement

—

  1. —
    AMS American Shared Hospital Services · Current report
  2. —
    UTSI Utstarcom Holdings Corp. · Current report
  3. —
    UTSI Utstarcom Holdings Corp. · Current report
28 of 28

Index

Forms filed

  • Insider filing417
  • Foreign issuer report6-K17
  • Current report8-K14
  • Insider filing, amended4/A6
  • Amended quarterly report10-Q/A5
  • Initial ownership34
  • Merger communication4254
  • N-30B-23
  • Amended annual report10-K/A2
  • 4972
  • NSAR-A2
  • 10QSB/A1
  • Prospectus supplement424B31
  • 6-K/A1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • Proxy statementDEF 14A1
  • Information statementDEF 14C1
  • N-21
  • N-2/A1
  • N-Q1
  • REGDEX1
  • Stake amendedSC 13D/A1
  • SUPPL1

20 companies

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