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What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 30
  5. 3
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  8. 6
‹ Wed, Jan 5, 2005

Thursday, January 6, 2005

91 filings · 76 companiesAll checks passed · Updated Nov 11

Fri, Jan 7, 2005 ›
The dayThursday, January 6
Delisting noticesMLSS20:18

By time of day

23 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

1 announced

Market hours1

  • 11:10SBRSabine Royalty Trust

Reports

2 quarterly · 0 annual
  1. Park Aerospace CorpPKE · 10-Q · Nov 28 · 12:53
    ——
  2. Trinity Place Holdings Inc.TPHS · 10-Q · Nov 27 · 16:10
    ——

Insiders

12 filings
Purchases$49.46K7 filings
Sales$4.76M5 filings
CNTYCentury Casinos Inc · Erwin et AL Haitzmann, Chairman of the Board/CEO$2.15MSale · 277,000 sh
CNTYCentury Casinos Inc · Peter Hoetzinger, Vice Chairman/President$1.73MSale · 223,000 sh
ARMPArmata Pharmaceuticals, Inc. · Elan Corp PLC, 10% owner$688.48KSale · 395,000 sh
TAYDTaylor Devices, Inc. · Douglas P Taylor, President$188.27KSale · 30,000 sh
TSITCW Strategic Income Fund Inc · Thomas D Lyon, Senior V.P.$13.02KPurchase · 2,500 sh
HERZHerzfeld Credit Income Fund, Inc · Thomas J Herzfeld, President$11.15KPurchase · 2,000 sh
Open insider activity

Agreements

4 filings
  1. 17:11RWAX TAP Real Estate Technologies, Inc. · New agreement
  2. 16:56CNA CNA Financial Corp · New agreement
  3. 16:09ACFN Acorn Energy, Inc. · New agreement
  4. 16:05HGBL Heritage Global Inc. · New agreement

Officers and directors

3 filings
  1. 16:57TGTX TG Therapeutics, Inc. · Officers or directors
  2. 15:36REPX Riley Exploration Permian, Inc. · Officers or directors
  3. 10:09BRN Barnwell Industries Inc · Officers or directors

Filings

23 listed

20:00

  1. 20:18
    MLSS Milestone Scientific Inc. · Delisting notice

10:00

  1. 10:09
    BRN Barnwell Industries Inc · Officers or directors

11:00

  1. 11:10
    SBR Sabine Royalty Trust · Results, market hours

12:00

  1. 12:39
    BOSC BOS Better Online Solutions Ltd · Amended annual report
  2. 12:53
    PKE Park Aerospace Corp · Quarterly report

15:00

  1. 15:04
    ARMP Armata Pharmaceuticals, Inc. · Stake amended
  2. 15:05
    ARMP Armata Pharmaceuticals, Inc. · Stake amended
  3. 15:17
    HNNA Hennessy Advisors Inc · Auditor change
  4. 15:29
    NOBH Nobility Homes Inc · Change in control
  5. 15:36
    REPX Riley Exploration Permian, Inc. · Officers or directors

16:00

  1. 16:03
    ESMC Escalon Medical Corp · Auditor change
  2. 16:05
    HGBL Heritage Global Inc. · New agreement
  3. 16:09
    ACFN Acorn Energy, Inc. · New agreement
  4. 16:10
    TPHS Trinity Place Holdings Inc. · Quarterly report
  5. 16:54
    EVI EVI Industries, Inc. · Announcement
  6. 16:56
    CNA CNA Financial Corp · New agreement
  7. 16:57
    TGTX TG Therapeutics, Inc. · Officers or directors

17:00

  1. 17:11
    RWAX TAP Real Estate Technologies, Inc. · New agreement
  2. 17:26
    MNOV Medicinova Inc · Amended registration statement

—

  1. —
    UTSI Utstarcom Holdings Corp. · Current report
  2. —
    ASUR Asure Software Inc · Current report
  3. —
    — Sotherly Hotels Inc. · Current report
  4. —
    GENC Gencor Industries Inc · Current report
23 of 23

Index

Forms filed

  • Insider filing422
  • Current report8-K17
  • Initial ownership312
  • Foreign issuer report6-K11
  • N-CSR8
  • Passive stake amendedSC 13G/A3
  • Quarterly report10-Q2
  • CORRESP2
  • Stake amendedSC 13D/A2
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • 40-17G1
  • F-3/A1
  • N-CSRS1
  • PRE 14C1
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • SB-21
  • Passive stake reportedSC 13G1
  • SUPPL1
  • UPLOAD1

28 companies

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