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What covered companies filed with the SEC, day by day.

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‹ Thu, Jan 20, 2005

Friday, January 21, 2005

113 filings · 87 companiesAll checks passed · Updated Nov 11

Mon, Jan 24, 2005 ›
The dayFriday, January 21

By time of day

45 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

7 announced

Market hours4

  • 11:50POCIPrecision Optics Corporation, Inc.
  • 14:56FHBFirst Hawaiian, Inc.
  • 15:15CRTCross Timbers Royalty Trust
  • 15:48Hugoton Royalty Trust

After-hours3

  • 16:16MSBMesabi Trust
  • 16:20SMBCSouthern Missouri Bancorp, Inc.
  • 17:01KSBIKS Bancorp Inc

Reports

2 quarterly · 3 annual
  1. Hurco Companies IncHURC · 10-K · Oct 31 · 10:43
    ——
  2. Mesabi TrustMSB · 10-Q/A · Jul 31 · 10:51
    ——
  3. Mesabi TrustMSB · 10-Q/A · Apr 30 · 10:51
    ——
  4. CSP IncCSPI · 10-K · Sep 30 · 17:23
    ——
  5. Outcrop Silver & Gold CorpOCGSF · 20-F · Jan 21 · —
    ——

Insiders

6 filings
Purchases$26.00K1 filing
Sales$519.78K5 filings
BRNBarnwell Industries Inc · Martin Anderson, Director$263.13KSale · 3,500 sh
BRNBarnwell Industries Inc · Martin Anderson, Director$151.99KSale · 2,000 sh
CETCentral Securities Corp · C Carter Walker JR, Director$47.34KSale · 2,144 sh
IAFAbrdn Australia Equity Fund, Inc. · Bankgesellschaft Berlin AG, 10% owner$46.36KSale · 4,100 sh
TGTXTG Therapeutics, Inc. · Rosenwald Lindsay a MD, 10% owner$26.00KPurchase · 25,000 sh
FRHCFreedom Holding Corp. · Alexandre Agaian, President & co-CEO$10.96KSale · 2,000 sh
Open insider activity

Agreements

3 filings
  1. 17:14TPB Turning Point Brands, Inc. · Agreement ended · New agreement · Officers or directors
  2. 16:26GHC Graham Holdings Co · New agreement
  3. 16:04CBAT CBAK Energy Technology Ltd · Change in control · Auditor change · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

4 filings
  1. 17:18XELB XCel Brands, Inc. · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors
  2. 17:14TPB Turning Point Brands, Inc. · Agreement ended · New agreement · Officers or directors
  3. 16:04CBAT CBAK Energy Technology Ltd · Change in control · Auditor change · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  4. 14:48FOTB First Ottawa Bancshares, Inc. · Officers or directors

Filings

45 listed

18:00

  1. 18:12
    PROV Provident Financial Holdings Inc · Investor disclosure

20:00

  1. 20:40
    KSBI KS Bancorp Inc · Stake reported

10:00

  1. 10:43
    HURC Hurco Companies Inc · Annual report
  2. 10:51
    MSB Mesabi Trust · Amended quarterly report
  3. 10:51
    MSB Mesabi Trust · Amended quarterly report

11:00

  1. 11:50
    POCI Precision Optics Corporation, Inc. · Results, market hours

14:00

  1. 14:48
    FOTB First Ottawa Bancshares, Inc. · Officers or directors
  2. 14:56
    FHB First Hawaiian, Inc. · Results, market hours

15:00

  1. 15:15
    CRT Cross Timbers Royalty Trust · Results, market hours
  2. 15:48
    — Hugoton Royalty Trust · Results, market hours

16:00

  1. 16:04
    CBAT CBAK Energy Technology Ltd · Change in control · Auditor change · Acquisition or sale completed · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  2. 16:15
    JHI John Hancock Investors Trust · Proxy statement
  3. 16:16
    MSB Mesabi Trust · Results, after-hours
  4. 16:20
    SMBC Southern Missouri Bancorp, Inc. · Results, after-hours
  5. 16:26
    GHC Graham Holdings Co · New agreement
  6. 16:41
    BVFL BV Financial, Inc. · Stake reported

17:00

  1. 17:01
    KSBI KS Bancorp Inc · Results, after-hours
  2. 17:05
    SCD LMP Capital & Income Fund Inc. · Investor disclosure
  3. 17:11
    HIX Western Asset High Income Fund II Inc. · Investor disclosure
  4. 17:14
    TPB Turning Point Brands, Inc. · Agreement ended · New agreement · Officers or directors
  5. 17:17
    EHI Western Asset Global High Income Fund Inc. · Investor disclosure
  6. 17:17
    GNSS Genasys Inc. · Shareholder rights changed · Unregistered shares sold (amended)
  7. 17:18
    XELB XCel Brands, Inc. · Bylaws or fiscal year changed · Unregistered shares sold · Officers or directors
  8. 17:19
    SBI Western Asset Intermediate Muni Fund Inc. · Investor disclosure
  9. 17:19
    EMD Western Asset Emerging Markets Debt Fund Inc. · Investor disclosure
  10. 17:20
    MMU Western Asset Managed Municipals Fund Inc. · Investor disclosure
  11. 17:21
    MHF Western Asset Municipal High Income Fund Inc. · Investor disclosure
  12. 17:23
    HIO Western Asset High Income Opportunity Fund Inc. · Investor disclosure
  13. 17:23
    CSPI CSP Inc · Annual report
  14. 17:50
    CREG Smart Powerr Corp. · Auditor change (amended)

20:00

  1. 20:49
    MTR Mesa Royalty Trust · Investor disclosure

21:00

  1. 21:11
    BTO John Hancock Financial Opportunities Fund · Proxy statement
  2. 21:17
    JHS John Hancock Income Securities Trust · Proxy statement
  3. 21:32
    HPI John Hancock Preferred Income Fund · Proxy statement
  4. 21:35
    HTD John Hancock Tax-Advantaged Dividend Income Fund · Proxy statement
  5. 21:36
    HPS John Hancock Preferred Income Fund III · Proxy statement
  6. 21:37
    HPF John Hancock Preferred Income Fund II · Proxy statement
  7. 21:41
    PDT John Hancock Premium Dividend Fund · Proxy statement

—

  1. —
    IRD Opus Genetics, Inc. · Current report
  2. —
    IRD Opus Genetics, Inc. · Stake reported
40 of 45

Index

Forms filed

  • Current report8-K25
  • Insider filing413
  • Foreign issuer report6-K10
  • Initial ownership38
  • Proxy statementDEF 14A8
  • Passive stake amendedSC 13G/A8
  • Annual ownership57
  • Stake reportedSC 13D4
  • Annual report10-K2
  • Amended quarterly report10-Q/A2
  • Current report (amended)8-K/A2
  • Proxy materialDEFA14A2
  • REGDEX2
  • Employee plan registrationS-82
  • SB-22
  • Passive stake reportedSC 13G2
  • 10KSB/A1
  • Institutional holdings13F-HR1
  • Annual report20-F1
  • 424B11
  • Prospectus supplement424B31
  • Insider filing, amended4/A1
  • N-21
  • N-2/A1
  • N-8A1
  • N-Q1
  • NSAR-A1
  • Preliminary proxy statementPRE 14A1
  • Amended shelf registrationS-3/A1
  • Stake amendedSC 13D/A1

45 companies

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