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What covered companies filed with the SEC, day by day.

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  8. 31
  9. 1
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‹ Thu, Sep 1, 2005

Friday, September 2, 2005

104 filings · 79 companiesAll checks passed · Updated Nov 11

Mon, Sep 5, 2005 ›
The dayFriday, September 2

By time of day

22 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

Reports

1 quarterly · 0 annual
  1. TAP Real Estate Technologies, Inc.RWAX · 10-Q/A · Mar 31 · 12:23
    ——

Insiders

18 filings
Purchases$122.37K4 filings
Sales$198.58M14 filings
KFKorea Fund Inc · President & Fellows of Harvard College, 10% owner$197.01MSale · 9,924,971 sh
FWDIForward Industries, Inc. · Michael Schiffman, President & COO$507.60KSale · 20,000 sh
MXFMexico Fund Inc · Pimienta Jose Luis Gomez, President$231.88KSale · 9,189 sh
DMLPDorchester Minerals, L.P. · Lucent Technologies Inc. Master Pension Trust, 10% owner$215.54KSale · 8,108 sh
PROVProvident Financial Holdings Inc · ROY Taylor, Director$204.96KSale · 7,000 sh
FWDIForward Industries, Inc. · Jerome Ball, CEO$130.00KSale · 5,000 sh
Open insider activity

Agreements

2 filings
  1. 16:43VRMK ERP Operating Ltd Partnership · New debt · New agreement
  2. 16:14ANIK Anika Therapeutics, Inc. · Agreement ended

Officers and directors

1 filing
  1. 19:40LEEN Leopard Energy, Inc. · Officers or directors

Filings

22 listed

17:00

  1. 17:31
    STN Stantec Inc · Merger communication

19:00

  1. 19:09
    HNNA Hennessy Advisors Inc · Amended registration statement
  2. 19:54
    SCD LMP Capital & Income Fund Inc. · Proxy statement
  3. 19:54
    EHI Western Asset Global High Income Fund Inc. · Proxy statement
  4. 19:54
    HIX Western Asset High Income Fund II Inc. · Proxy statement
  5. 19:54
    EMD Western Asset Emerging Markets Debt Fund Inc. · Proxy statement

11:00

  1. 11:42
    UHT Universal Health Realty Income Trust · Announcement

12:00

  1. 12:23
    RWAX TAP Real Estate Technologies, Inc. · Amended quarterly report
  2. 12:33
    FXBY Foxby Corp. · Proxy statement

14:00

  1. 14:57
    SFDL Security Federal Corp · Announcement

15:00

  1. 15:16
    FF FutureFuel Corp. · Registration statement
  2. 15:20
    DWSN Dawson Geophysical Co · Announcement

16:00

  1. 16:14
    ANIK Anika Therapeutics, Inc. · Agreement ended
  2. 16:30
    ADMT ADM Tronics Unlimited, Inc. · Restated financials
  3. 16:34
    SBI Western Asset Intermediate Muni Fund Inc. · Proxy statement
  4. 16:34
    MHF Western Asset Municipal High Income Fund Inc. · Proxy statement
  5. 16:34
    MMU Western Asset Managed Municipals Fund Inc. · Proxy statement
  6. 16:34
    HIO Western Asset High Income Opportunity Fund Inc. · Proxy statement
  7. 16:43
    VRMK ERP Operating Ltd Partnership · New debt · New agreement
  8. 16:49
    RICK RCI Hospitality Holdings, Inc. · Announcement

19:00

  1. 19:40
    LEEN Leopard Energy, Inc. · Officers or directors

21:00

  1. 21:13
    LEEN Leopard Energy, Inc. · Stake reported
22 of 22

Index

Forms filed

  • Insider filing431
  • Foreign issuer report6-K16
  • Proxy statementDEF 14A9
  • Current report8-K8
  • 40-17G6
  • CORRESP5
  • N-CSRS5
  • Initial ownership33
  • Annual ownership53
  • N-22
  • UPLOAD2
  • Amended quarterly report10-Q/A1
  • 40-6C/A1
  • Prospectus supplement424B31
  • Merger communication4251
  • Insider filing, amended4/A1
  • NT 11-K1
  • PREM14A1
  • RW1
  • Registration statementS-11
  • Amended registration statementS-1/A1
  • Amended shelf registrationS-3/A1
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Passive stake reportedSC 13G1

28 companies

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