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What covered companies filed with the SEC, day by day.

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‹ Thu, Sep 29, 2005

Friday, September 30, 2005

113 filings · 86 companiesAll checks passed · Updated Nov 11

Mon, Oct 3, 2005 ›
The dayFriday, September 30

By time of day

33 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

3 without a time on file

Results

2 announced

Market hours2

  • 12:52TRTTrio-Tech International
  • 14:02EVIEVI Industries, Inc.

Reports

2 quarterly · 3 annual
  1. HDFC Bank LtdHDB · 20-F · Sep 30 · 06:45
    ——
  2. EDP Energias de Portugal SAEDPFY · 20-F · Dec 31 · 16:20
    ——
  3. Linear Minerals CorpLINMF · 20-F · Mar 31 · 17:30
    ——
  4. University Bancorp Inc— · 10-Q/A · Mar 31 · —
    ——
  5. University Bancorp Inc— · 10-Q/A · Jun 30 · —
    ——

Insiders

13 filings
Purchases$207.22K8 filings
Sales$2.98M5 filings
REXREX American Resources Corp · Stuart a Rose, COB, CEO, President$1.78MSale · 133,225 sh
REXREX American Resources Corp · Lawrence Tomchin, Director$1.10MSale · 86,000 sh
PAMTPamt Corp · Matthew T Moroun, Director$86.35KPurchase · 5,365 sh
HWKNHawkins Inc · Donald L Shipp, Director$69.50KSale · 5,000 sh
EFTEaton Vance Floating-Rate Income Trust · Scott H Page, Vice President$34.86KPurchase · 2,000 sh
EFREaton Vance Senior Floating-Rate Trust · Scott H Page, Vice President$34.70KPurchase · 2,000 sh
Open insider activity

Agreements

8 filings
  1. 21:04YHGJ Yunhong Green CTI Ltd. · New agreement
  2. 17:19ASTC Astrotech Corp · New agreement
  3. 16:20BMNM Bimini Capital Management, Inc. · Change in control · New agreement
  4. 15:48DWSN Dawson Geophysical Co · New debt · New agreement
  5. 13:57CITR CitroTech Inc. · New debt
  6. 13:57FHB First Hawaiian, Inc. · New agreement
  7. 10:25ULH Universal Logistics Holdings, Inc. · New agreement
  8. 09:15— Graybar Electric Co Inc · New agreement

Officers and directors

3 filings
  1. 20:50MRKR Marker Therapeutics, Inc. · Officers or directors
  2. 19:57PMCB PharmaCyte Biotech, Inc. · Officers or directors
  3. 16:18MNOV Medicinova Inc · Officers or directors

Filings

33 listed

06:00

  1. 06:45
    HDB HDFC Bank Ltd · Annual report

09:00

  1. 09:15
    — Graybar Electric Co Inc · New agreement

10:00

  1. 10:25
    ULH Universal Logistics Holdings, Inc. · New agreement

11:00

  1. 11:52
    VTN Invesco Trust for Investment Grade New York Municipals · Merger communication
  2. 11:54
    VKI Invesco Advantage Municipal Income Trust II · Merger communication

12:00

  1. 12:08
    VMO Invesco Municipal Opportunity Trust · Merger communication
  2. 12:12
    VPV Invesco Pennsylvania Value Municipal Income Trust · Merger communication
  3. 12:35
    PTN Palatin Technologies Inc · Unregistered shares sold
  4. 12:52
    TRT Trio-Tech International · Results, market hours

13:00

  1. 13:31
    USAU U.S. Gold Corp. · Announcement
  2. 13:57
    FHB First Hawaiian, Inc. · New agreement
  3. 13:57
    CITR CitroTech Inc. · New debt

14:00

  1. 14:02
    EVI EVI Industries, Inc. · Results, market hours
  2. 14:39
    PNBK Patriot National Bancorp Inc · Stake reported

15:00

  1. 15:48
    DWSN Dawson Geophysical Co · New debt · New agreement
  2. 15:50
    PLX Protalix BioTherapeutics, Inc. · Auditor change
  3. 15:51
    NXTN NEXT10, Inc · Investor disclosure

16:00

  1. 16:18
    MNOV Medicinova Inc · Officers or directors
  2. 16:20
    EDPFY EDP Energias de Portugal SA · Annual report
  3. 16:20
    BMNM Bimini Capital Management, Inc. · Change in control · New agreement
  4. 16:47
    MODD Modular Medical, Inc. · Stake reported

17:00

  1. 17:04
    MODD Modular Medical, Inc. · Stake reported
  2. 17:06
    BGICF Birks Group Inc. · Merger communication
  3. 17:19
    ASTC Astrotech Corp · New agreement
  4. 17:19
    CLRO Clearone Inc · Unregistered shares sold
  5. 17:30
    LINMF Linear Minerals Corp · Annual report

19:00

  1. 19:57
    PMCB PharmaCyte Biotech, Inc. · Officers or directors

20:00

  1. 20:50
    MRKR Marker Therapeutics, Inc. · Officers or directors

21:00

  1. 21:04
    YHGJ Yunhong Green CTI Ltd. · New agreement
  2. 21:10
    ALPE alpha-En Corp · Auditor change (amended)

—

  1. —
    LPTH Lightpath Technologies Inc · Proxy statement
  2. —
    — University Bancorp Inc · Amended quarterly report
  3. —
    — University Bancorp Inc · Amended quarterly report
33 of 33

Index

Forms filed

  • Insider filing431
  • Current report8-K18
  • Foreign issuer report6-K16
  • Initial ownership36
  • Merger communication4255
  • 40-17G4
  • Annual report20-F3
  • N-CSR3
  • Stake reportedSC 13D3
  • 10KSB2
  • Amended quarterly report10-Q/A2
  • Exchange listing8-A12B2
  • CORRESP2
  • N-Q2
  • REGDEX2
  • 35-CERT1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • 4971
  • Annual ownership51
  • Current report (amended)8-K/A1
  • Proxy statementDEF 14A1
  • N-2/A1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • SB-21
  • SB-2/A1

38 companies

A

B

C

D

E

F

G

  • Graybar Electric Co Inc

H

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M

N

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