Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 1
  2. 2
  3. 3
  4. 4
  5. 7
  6. 8
  7. 9
  8. 10
  9. 11
  10. 14
‹ Fri, Aug 11, 2006

Monday, August 14, 2006

289 filings · 239 companiesAll checks passed · Updated Nov 10

Tue, Aug 15, 2006 ›
The dayMonday, August 14

By time of day

120 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

23 without a time on file

Results

10 announced

Pre-market1

  • 06:06AMSFAmerisafe Inc

Market hours5

  • 13:51EQSEquus Total Return, Inc.
  • 13:57EQSEquus Total Return, Inc.
  • 14:45ENVBEnveric Biosciences, Inc.
  • 14:57CWCOConsolidated Water Co. Ltd.
  • 15:21PDEXPro DEX Inc

After-hours4

  • 17:56MTEXMannatech Inc
  • 18:27HKHCHorizon Kinetics Holding Corp
  • 16:18SWKHLSWK Holdings Corp
  • 17:08PRKAParks America, Inc

Reports

60 quarterly · 0 annual
  1. Enveric Biosciences, Inc.ENVB · 10-Q · Jun 30 · 17:51
    ——
  2. Horizon Kinetics Holding CorpHKHC · 10-Q · Aug 11 · 18:30
    ——
  3. Socket Mobile, Inc.SCKT · 10-Q · Jun 30 · 21:18
    ——
  4. Magnachip Semiconductor CorpMX · 10-Q · Jul 2 · 08:29
    ——
  5. Potomac Bancshares IncPTBS · 10-Q · Jun 30 · 09:32
    ——
  6. Solitario Resources Corp.XPL · 10-Q · Jun 30 · 10:01
    ——
  7. DeFi Capital Markets, Inc.DCM · 10-Q · Jun 30 · 10:25
    ——
  8. Amerisafe IncAMSF · 10-Q · Jun 30 · 10:46
    ——
  9. Oculus Inc.OVTZ · 10-Q · Jun 30 · 10:57
    ——
  10. Union Bankshares IncUNB · 10-Q · Jun 30 · 11:09
    ——

Insiders

27 filings
Purchases$5.23M15 filings
Sales$9.72M12 filings
WMGWarner Music Group Corp. · Lyor Cohen, CEO, U.S. Recorded Music$5.39MSale · 234,100 sh
SNUS-PHSantander Holdings USA, Inc. · Banco Santander Central Hispano SA, 10% owner$4.91MPurchase · 240,000 sh
WMGWarner Music Group Corp. · Lyor Cohen, CEO, U.S. Recorded Music$2.46MSale · 108,300 sh
GEOSGeospace Technologies Corp · Charles H Still, Director$720.10KSale · 13,654 sh
PCQPIMCO California Municipal Income Fund · Powers William C$304.02KSale · 18,200 sh
GEOSGeospace Technologies Corp · Charles H Still, Director$231.43KSale · 4,365 sh
Open insider activity

Agreements

3 filings
  1. 17:29CITR CitroTech Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  2. 14:55CAPR Capricor Therapeutics, Inc. · Change in control · Unregistered shares sold · New agreement · Officers or directors
  3. 12:51RIME Algorhythm Holdings, Inc. · New agreement

Officers and directors

2 filings
  1. 20:02DSS DSS, Inc. · Officers or directors
  2. 14:55CAPR Capricor Therapeutics, Inc. · Change in control · Unregistered shares sold · New agreement · Officers or directors

Filings

120 listed

17:00

  1. 17:51
    ENVB Enveric Biosciences, Inc. · Quarterly report
  2. 17:56
    MTEX Mannatech Inc · Results, after-hours

18:00

  1. 18:17
    GEDC TerraVolt Holdings, Inc. · Late filing notice
  2. 18:27
    HKHC Horizon Kinetics Holding Corp · Results, after-hours
  3. 18:30
    HKHC Horizon Kinetics Holding Corp · Quarterly report

20:00

  1. 20:38
    NMAD Nomad Power Solutions, Inc. · Late filing notice

21:00

  1. 21:18
    SCKT Socket Mobile, Inc. · Quarterly report

06:00

  1. 06:06
    AMSF Amerisafe Inc · Results, pre-market

08:00

  1. 08:29
    MX Magnachip Semiconductor Corp · Quarterly report
  2. 08:40
    TGTX TG Therapeutics, Inc. · Restated financials

09:00

  1. 09:32
    PTBS Potomac Bancshares Inc · Quarterly report
  2. 09:52
    FTFT Future FinTech Group Inc. · Late filing notice

10:00

  1. 10:01
    XPL Solitario Resources Corp. · Quarterly report
  2. 10:14
    MGHL Morgan Group Holding Co · Investor disclosure
  3. 10:25
    DCM DeFi Capital Markets, Inc. · Quarterly report
  4. 10:44
    CBAT CBAK Energy Technology Ltd · Late filing notice
  5. 10:46
    AMSF Amerisafe Inc · Quarterly report
  6. 10:57
    OVTZ Oculus Inc. · Quarterly report

11:00

  1. 11:09
    UNB Union Bankshares Inc · Quarterly report
  2. 11:21
    XELB XCel Brands, Inc. · Late filing notice
  3. 11:35
    CSBB CSB Bancorp, Inc. · Quarterly report
  4. 11:50
    CVU CPI Aerostructures Inc · Quarterly report
  5. 11:50
    FRD Friedman Industries Inc · Quarterly report
  6. 11:59
    TPB Turning Point Brands, Inc. · Quarterly report

12:00

  1. 12:18
    THMG Thunder Mountain Gold Inc · Late filing notice
  2. 12:28
    DLPN Dolphin Entertainment, Inc. · Late filing notice
  3. 12:51
    RIME Algorhythm Holdings, Inc. · New agreement

13:00

  1. 13:01
    DJCO Daily Journal Corp · Quarterly report
  2. 13:07
    IAU iShares Gold Trust · Quarterly report
  3. 13:35
    CREG Smart Powerr Corp. · Late filing notice
  4. 13:51
    EQS Equus Total Return, Inc. · Results, market hours
  5. 13:54
    EQS Equus Total Return, Inc. · Quarterly report
  6. 13:57
    EQS Equus Total Return, Inc. · Results, market hours

14:00

  1. 14:01
    CRWE Crown Equity Holdings, Inc. · Auditor change
  2. 14:17
    AIRT Air T Inc · Proxy statement
  3. 14:32
    USO United States Oil Fund, LP · Quarterly report
  4. 14:35
    CETY Clean Energy Technologies, Inc. · Announcement
  5. 14:41
    UBCP United Bancorp Inc · Quarterly report
  6. 14:45
    GRVE Groove Botanicals Inc. · Late filing notice
  7. 14:45
    ENVB Enveric Biosciences, Inc. · Results, market hours
40 of 120

Index

Forms filed

  • 10QSB70
  • Quarterly report10-Q60
  • Insider filing432
  • Late filing noticeNT 10-Q31
  • Current report8-K25
  • Foreign issuer report6-K24
  • Annual ownership56
  • CORRESP5
  • EFFECT4
  • 10QSB/A3
  • Initial ownership33
  • Insider filing, amended4/A3
  • SUPPL3
  • 10KSB2
  • Proxy statementDEF 14A2
  • UPLOAD2
  • 10SB12B1
  • 10SB12B/A1
  • Institutional holdings13F-HR1
  • 40-17F21
  • Prospectus supplement424B31
  • Exchange listing8-A12G1
  • Current report (amended)8-K/A1
  • Annual report to shareholdersARS1
  • N-CSR/A1
  • POS 8C1
  • REGDEX1
  • Registration statementS-11
  • SB-2/A1
  • Passive stake reportedSC 13G1

111 companies

A

B

C

D

E

F

G

H

I

J

K

L

M

N

O

P

R

S

T

U

W

X