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What covered companies filed with the SEC, day by day.

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  10. 28
‹ Fri, Aug 25, 2006

Monday, August 28, 2006

163 filings · 143 companiesAll checks passed · Updated Nov 10

Tue, Aug 29, 2006 ›
The dayMonday, August 28
Delisting noticesSIGA15:51GBR20:25

By time of day

25 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

4 announced

Pre-market1

  • 09:09CBATCBAK Energy Technology Ltd

Market hours1

  • 15:12QXOQXO, Inc.

After-hours2

  • 16:07FCFSFirstCash Holdings, Inc.
  • 17:20CLROClearone Inc

Reports

0 quarterly · 2 annual
  1. Vaso CorpVASO · 10-K · May 31 · 17:31
    ——
  2. Global Asset Management Group, Inc.GAMG · 10-K · Dec 31 · 18:24
    ——

Insiders

11 filings
Purchases$390.95K6 filings
Sales$403.98K5 filings
IAInnovative Solutions & Support Inc · STRS Ohio, 10% owner$356.00KPurchase · 25,000 sh
AXTIAXT Inc · Morris S Young, Chief Technology Officer$204.00KSale · 60,000 sh
USAUU.S. Gold Corp. · Jeffrey H Duncan, Vice President, Manufacturing$170.92KSale · 40,082 sh
CHCIComstock Holding Companies, Inc. · Bruce J Labovitz, Chief Financial Officer$14.76KPurchase · 3,050 sh
AIMDAinos, Inc. · Joseph M Cummins, Chairman, President and CEO$12.10KSale · 15,000 sh
UBCPUnited Bancorp Inc · L e Richardson JR, Director$10.80KSale · 1,000 sh
Open insider activity

Agreements

4 filings
  1. 21:10RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed · New debt
  2. 16:07FCFS FirstCash Holdings, Inc. · Acquisition or sale completed · New agreement · Results, after-hours
  3. 12:00SLSN Solesence, Inc. · Unregistered shares sold · New agreement
  4. 09:20REFR Research Frontiers Inc · New agreement

Filings

25 listed

09:00

  1. 09:09
    CBAT CBAK Energy Technology Ltd · Results, pre-market
  2. 09:20
    REFR Research Frontiers Inc · New agreement

12:00

  1. 12:00
    SLSN Solesence, Inc. · Unregistered shares sold · New agreement
  2. 12:52
    DLHC DLH Holdings Corp. · Investor disclosure

13:00

  1. 13:33
    APT Alpha Pro Tech Ltd · Investor disclosure

14:00

  1. 14:33
    NL NLI Holdings, Inc. · Investor disclosure
  2. 14:38
    FNFI First Niles Financial Inc · Announcement

15:00

  1. 15:09
    MGF Aberdeen Government Markets Income Fund · Stake amended
  2. 15:12
    QXO QXO, Inc. · Results, market hours
  3. 15:51
    SIGA Siga Technologies Inc · Delisting notice

16:00

  1. 16:07
    FCFS FirstCash Holdings, Inc. · Acquisition or sale completed · New agreement · Results, after-hours
  2. 16:09
    TPHS Trinity Place Holdings Inc. · Announcement
  3. 16:17
    ETG Eaton Vance Tax-Advantaged Global Dividend Income Fund · Proxy statement

17:00

  1. 17:07
    USLM United States Lime & Minerals Inc · Announcement
  2. 17:20
    CLRO Clearone Inc · Results, after-hours
  3. 17:31
    VASO Vaso Corp · Annual report

18:00

  1. 18:24
    GAMG Global Asset Management Group, Inc. · Annual report

20:00

  1. 20:25
    GBR New Concept Energy, Inc. · Delisting notice

21:00

  1. 21:10
    RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed · New debt
  2. 21:30
    FIZZ National Beverage Corp · Proxy statement

—

  1. —
    JBK Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6 · Current report
  2. —
    NSTM NovelStem International Corp. · Current report
  3. —
    WNDW SolarWindow Technologies, Inc. · Current report
  4. —
    PYT PPLUS Trust Series GSC-2 · Current report
  5. —
    — CBAK Energy Technology, Inc. · Current report
25 of 25

Index

Forms filed

  • Proxy voting recordN-PX45
  • Insider filing422
  • Current report8-K20
  • NSAR-A19
  • Foreign issuer report6-K13
  • N-Q7
  • N-CSRS5
  • Initial ownership34
  • Annual report10-K2
  • Insider filing, amended4/A2
  • CORRESP2
  • Proxy statementDEF 14A2
  • EFFECT2
  • REGDEX2
  • SB-2/A2
  • Passive stake amendedSC 13G/A2
  • SUPPL2
  • 40-17G/A1
  • Prospectus supplement424B21
  • Annual report to shareholdersARS1
  • F-31
  • NSAR-B1
  • POS AM1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • UPLOAD1

33 companies

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D

E

F

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L

N

P

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R

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