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What covered companies filed with the SEC, day by day.

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‹ Thu, Mar 1, 2007

Friday, March 2, 2007

139 filings · 97 companiesAll checks passed · Updated Nov 7

Mon, Mar 5, 2007 ›
The dayFriday, March 2

By time of day

38 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

5 announced

Market hours2

  • 10:20ACUAcme United Corp
  • 15:56COKECoca-Cola Consolidated, Inc.

After-hours3

  • 18:19CIXCompx International Inc
  • 20:03DEIDouglas Emmett Inc
  • 17:26HKHCHorizon Kinetics Holding Corp

Reports

0 quarterly · 3 annual
  1. Wisconsin Electric Power CoWELPP · 10-K · Dec 31 · 11:24
    ——
  2. Curis IncCRIS · 10-K · Dec 31 · 14:26
    ——
  3. Viskase Holdings, Inc.VISK · 10-K · Dec 31 · 16:12
    ——

Insiders

13 filings
Purchases$975.35K3 filings
Sales$9.20M10 filings
JKHYJack Henry & Associates Inc · Jkhy Partners$4.69MSale · 200,000 sh
JKHYJack Henry & Associates Inc · Michael e Henry, DIRECTOR & CHAIRMAN$2.34MSale · 100,000 sh
FLNAFilana Therapeutics, Inc. · Black Bear Offshore Master Fund LP, 10% owner$950.63KPurchase · 120,475 sh
—NextSource Materials Inc. · Donaldson Thornton J, 10% owner$900.00KSale · 600,000 sh
PROVProvident Financial Holdings Inc · Thomas LEE Fenn, Senior Vice President$558.44KSale · 20,546 sh
FLNAFilana Therapeutics, Inc. · Remi Barbier, President and CEO$383.50KSale · 50,000 sh
Open insider activity

Agreements

3 filings
  1. 19:39PLX Protalix BioTherapeutics, Inc. · New agreement · Officers or directors
  2. 19:06ESMC Escalon Medical Corp · Agreement ended · New agreement
  3. 14:46PPIH Perma-Pipe International Holdings, Inc. · New debt · New agreement

Officers and directors

4 filings
  1. 19:39PLX Protalix BioTherapeutics, Inc. · New agreement · Officers or directors
  2. 16:41GHM Graham Corp · Officers or directors
  3. 14:27DHC Diversified Healthcare Trust · Officers or directors
  4. 10:03TOFB Tofutti Brands Inc · Officers or directors

Filings

38 listed

18:00

  1. 18:19
    CIX Compx International Inc · Results, after-hours

20:00

  1. 20:03
    DEI Douglas Emmett Inc · Results, after-hours

23:00

  1. 23:33
    MRKR Marker Therapeutics, Inc. · Proxy statement

07:00

  1. 07:00
    CREX Creative Realities, Inc. · Announcement

08:00

  1. 08:47
    INNI Innovaro, Inc. · Stake reported

10:00

  1. 10:03
    TOFB Tofutti Brands Inc · Officers or directors
  2. 10:20
    ACU Acme United Corp · Results, market hours

11:00

  1. 11:24
    WELPP Wisconsin Electric Power Co · Annual report

12:00

  1. 12:34
    NAN Nuveen New York Quality Municipal Income Fund · Proxy statement
  2. 12:37
    NNY Nuveen New York Municipal Value Fund · Proxy statement
  3. 12:44
    NRK Nuveen New York Amt-Free Quality Municipal Income Fund · Proxy statement
  4. 12:45
    JRS Nuveen Real Estate Income Fund · Proxy statement

14:00

  1. 14:26
    CRIS Curis Inc · Annual report
  2. 14:27
    DHC Diversified Healthcare Trust · Officers or directors
  3. 14:46
    PPIH Perma-Pipe International Holdings, Inc. · New debt · New agreement
  4. 14:59
    GRF Eagle Capital Growth Fund, Inc. · Proxy statement

15:00

  1. 15:38
    ULBI Ultralife Corp · Stake amended
  2. 15:47
    FENC Fennec Pharmaceuticals Inc. · Stake reported
  3. 15:56
    COKE Coca-Cola Consolidated, Inc. · Results, market hours

16:00

  1. 16:12
    VISK Viskase Holdings, Inc. · Annual report
  2. 16:21
    KF Korea Fund Inc · Proxy statement
  3. 16:41
    GHM Graham Corp · Officers or directors

17:00

  1. 17:00
    SKY Champion Homes, Inc. · Stake amended
  2. 17:19
    CQP Cheniere Energy Partners, L.P. · Amended registration statement
  3. 17:20
    ULBI Ultralife Corp · Announcement
  4. 17:26
    HKHC Horizon Kinetics Holding Corp · Results, after-hours
  5. 17:41
    SPXX Nuveen S&P 500 Dynamic Overwrite Fund · Proxy statement

19:00

  1. 19:06
    ESMC Escalon Medical Corp · Agreement ended · New agreement
  2. 19:39
    PLX Protalix BioTherapeutics, Inc. · New agreement · Officers or directors

21:00

  1. 21:56
    AUMN Golden Minerals Co · Late filing notice
  2. 21:57
    AUMN Golden Minerals Co · Restated financials

22:00

  1. 22:15
    CIK UBS Asset Management Income Fund, Inc. · Proxy statement
  2. 22:27
    AEF abrdn Emerging Markets ex-China Fund, Inc. · Proxy statement

—

  1. —
    JBK Lehman ABS Corp Goldman Sachs CAP 1 SEC Backed SER 2004-6 · Current report
  2. —
    UTSI Utstarcom Holdings Corp. · Late filing notice
  3. —
    UTSI Utstarcom Holdings Corp. · Current report
  4. —
    CIZN Citizens Holding Co · Current report
  5. —
    YBGJ Yubo International Biotech Ltd · Current report
38 of 38

Index

Forms filed

  • Insider filing450
  • Current report8-K18
  • Foreign issuer report6-K11
  • Proxy statementDEF 14A10
  • Initial ownership39
  • UPLOAD8
  • Annual report10-K3
  • Preliminary proxy statementPRE 14A3
  • Prospectus supplement424B32
  • Annual ownership52
  • Late filing noticeNT 10-K2
  • REGDEX/A2
  • Stake reportedSC 13D2
  • Stake amendedSC 13D/A2
  • Passive stake amendedSC 13G/A2
  • 10KSB1
  • 10QSB1
  • 10QSB/A1
  • Insider filing, amended4/A1
  • 5/A1
  • CORRESP1
  • EFFECT1
  • N-CSR1
  • NT-NSAR1
  • REGDEX1
  • Amended registration statementS-1/A1
  • SB-21
  • Passive stake reportedSC 13G1

41 companies

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