Skip to content
Thaler

News

What covered companies filed with the SEC, day by day.

  1. 27
  2. 28
  3. 29
  4. 2
  5. 3
  6. 5
  7. 6
  8. 9
  9. 10
‹ Mon, Jul 9, 2007

Tuesday, July 10, 2007

145 filings · 126 companiesAll checks passed · Updated Nov 7

Wed, Jul 11, 2007 ›
The dayTuesday, July 10

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Reports

1 quarterly · 2 annual
  1. HDFC Bank LtdHDB · 20-F · Mar 31 · 16:34
    ——
  2. Pure Cycle CorpPCYO · 10-Q · May 31 · 17:00
    ——
  3. Freedom Holding Corp.FRHC · 10-K/A · Mar 31 · 17:22
    ——

Insiders

14 filings
Purchases$5.17M5 filings
Sales$10.86M9 filings
TWITitan International Inc · Jana Partners LLC, 10% owner$5.63MSale · 172,100 sh
MGTIMGT Capital Investments, Inc. · Macniven & Cameron Equity Holdings Ltd, 10% owner$5.00MSale · 1,000,000 sh
MGTIMGT Capital Investments, Inc. · Brown TIM Paterson, CHAIRMAN & CEO$5.00MPurchase · 1,000,000 sh
MINDMind Technology, Inc · Paul GUY Rogers, VP - Business Development$151.71KSale · 7,500 sh
FUNDSprott Focus Trust Inc. · W Whitney George, Vice President$143.34KPurchase · 12,601 sh
TRTTrio-Tech International · Hwee POH LIM, Vice President of Testing$41.90KSale · 2,000 sh
Open insider activity

Agreements

4 filings
  1. 21:04BNBX BNB Plus Corp. · New debt · Unregistered shares sold
  2. 17:20TOVX Theriva Biologics, Inc. · New agreement
  3. 16:00CMS-PB Consumers Energy Co · Agreement ended
  4. 14:58NORD Nordicus Partners Corp · Acquisition or sale completed · New agreement

Officers and directors

1 filing
  1. 15:36GOOD Gladstone Commercial Corp · Bylaws or fiscal year changed · Officers or directors

Filings

30 listed

18:00

  1. 18:11
    TGTX TG Therapeutics, Inc. · Announcement

09:00

  1. 09:20
    REFR Research Frontiers Inc · Investor disclosure

11:00

  1. 11:50
    KF Korea Fund Inc · Stake amended
  2. 11:56
    CLRO Clearone Inc · Announcement

13:00

  1. 13:50
    OMCC Old Market Capital Corp · Proxy statement

14:00

  1. 14:01
    MGTI MGT Capital Investments, Inc. · Announcement
  2. 14:58
    NORD Nordicus Partners Corp · Acquisition or sale completed · New agreement

15:00

  1. 15:29
    GAIN Gladstone Investment Corporation · Bylaws or fiscal year changed
  2. 15:30
    GLAD Gladstone Capital Corp · Bylaws or fiscal year changed
  3. 15:36
    GOOD Gladstone Commercial Corp · Bylaws or fiscal year changed · Officers or directors
  4. 15:37
    THO Thor Industries Inc · Announcement
  5. 15:43
    PBSV Pharma-Bio Serv, Inc. · Investor disclosure

16:00

  1. 16:00
    CMS-PB Consumers Energy Co · Agreement ended
  2. 16:34
    HDB HDFC Bank Ltd · Annual report
  3. 16:47
    SPCB SuperCom Ltd · Stake amended

17:00

  1. 17:00
    PCYO Pure Cycle Corp · Quarterly report
  2. 17:01
    MLSS Milestone Scientific Inc. · Announcement
  3. 17:12
    UHAL U-Haul Holding Co · Proxy statement
  4. 17:20
    TOVX Theriva Biologics, Inc. · New agreement
  5. 17:22
    FRHC Freedom Holding Corp. · Amended annual report
  6. 17:25
    AEM Agnico Eagle Mines Ltd · Stake amended
  7. 17:25
    CCEL Cryo Cell International Inc · Stake amended
  8. 17:26
    GEDC TerraVolt Holdings, Inc. · Investor disclosure

19:00

  1. 19:37
    BBGI Beasley Broadcast Group Inc · Stake amended

20:00

  1. 20:06
    PDT John Hancock Premium Dividend Fund · Stake reported

21:00

  1. 21:04
    BNBX BNB Plus Corp. · New debt · Unregistered shares sold

—

  1. —
    CAPC Capstone Companies, Inc. · Current report
  2. —
    IRIX Iridex Corp · Current report
  3. —
    FBCD FBC Holding, Inc. · Current report
  4. —
    CLDX Celldex Therapeutics, Inc. · Current report
30 of 30

Index

Forms filed

  • Foreign issuer report6-K21
  • Insider filing419
  • Current report8-K19
  • Passive stake reportedSC 13G12
  • Passive stake amendedSC 13G/A8
  • SUPPL7
  • UPLOAD7
  • 40-17F25
  • Stake amendedSC 13D/A5
  • Initial ownership34
  • CORRESP3
  • EFFECT3
  • SB-2/A3
  • Annual report to shareholdersARS2
  • Proxy statementDEF 14A2
  • REGDEX2
  • Employee plan registrationS-82
  • Amended annual report10-K/A1
  • Quarterly report10-Q1
  • 10QSB1
  • Annual report20-F1
  • 40-17G1
  • 424A1
  • Prospectus supplement424B21
  • 4971
  • 497AD1
  • Annual ownership51
  • Information statementDEF 14C1
  • DEFC14A1
  • F-3ASR1
  • F-41
  • F-N1
  • Free writing prospectusFWP1
  • POS AM1
  • PREC14A1
  • PRER14A1
  • Amended shelf registrationS-3/A1
  • Stake reportedSC 13D1

36 companies

A

B

C

F

G

H

I

J

K

M

N

O

P

R

S

T

U

W