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What covered companies filed with the SEC, day by day.

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‹ Fri, Aug 10, 2007

Monday, August 13, 2007

181 filings · 156 companiesAll checks passed · Updated Nov 7

Tue, Aug 14, 2007 ›
The dayMonday, August 13

By time of day

51 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

7 announced

Market hours5

  • 09:33FITYFifty 1 Labs, Inc.
  • 11:57IDXGInterpace Biosciences, Inc.
  • 14:35ARKRARK Restaurants Corp
  • 15:36HKHCHorizon Kinetics Holding Corp
  • 15:44ENVBEnveric Biosciences, Inc.

After-hours2

  • 16:33BCICBCP Investment Corp
  • 17:19NEPHNephros Inc

Reports

21 quarterly · 0 annual
  1. Rand Capital CorpRAND · 10-Q · Jun 30 · 10:45
    ——
  2. Security Federal CorpSFDL · 10-Q · Jun 30 · 12:10
    ——
  3. Allient IncALNT · 10-Q · Jun 30 · 12:35
    ——
  4. United Bancorp IncUBCP · 10-Q · Jun 30 · 13:04
    ——
  5. Abundia Global Impact Group, Inc.AGIG · 10-Q · Jun 30 · 13:17
    ——
  6. Daily Journal CorpDJCO · 10-Q · Jun 30 · 14:22
    ——
  7. Potomac Bancshares IncPTBS · 10-Q · Jun 30 · 14:34
    ——
  8. Union Bankshares IncUNB · 10-Q · Jun 30 · 14:37
    ——
  9. Innodata IncINOD · 10-Q · Jun 30 · 14:53
    ——
  10. Avalon Holdings CorpAWX · 10-Q · Jun 30 · 14:58
    ——

Insiders

19 filings
Purchases$527.97K15 filings
Sales$964.29K4 filings
IAInnovative Solutions & Support Inc · Geoffrey S M Hedrick, Chief Executive Officer$501.19KSale · 23,300 sh
PDFSPDF Solutions Inc · P Steven Melman, VP Investor Relations$290.54KSale · 25,000 sh
COHNCohen & Co Inc. · Daniel G Cohen, Chairman$250.50KPurchase · 50,000 sh
PKEPark Aerospace Corp · Anthony Chiesa, Director$150.40KSale · 5,000 sh
COHNCohen & Co Inc. · John Longino, CFO and Treasurer$42.12KPurchase · 8,500 sh
COHNCohen & Co Inc. · Thomas Costello, Director$37.13KPurchase · 7,500 sh
Open insider activity

Agreements

3 filings
  1. 21:29SNOA Sonoma Pharmaceuticals, Inc. · Unregistered shares sold · New agreement
  2. 20:48BNBX BNB Plus Corp. · New debt · Unregistered shares sold
  3. 16:21APCX AppTech Payments Corp. · Unregistered shares sold · New agreement (amended)

Officers and directors

2 filings
  1. 15:44ENVB Enveric Biosciences, Inc. · Officers or directors · Results, market hours
  2. 13:37— ProtoKinetix, Inc. · Officers or directors

Filings

51 listed

18:00

  1. 18:20
    BLGO Biolargo, Inc. · Proxy statement
  2. 18:27
    CLRO Clearone Inc · Announcement

19:00

  1. 19:07
    RDCT Vnue, Inc. · Unregistered shares sold

09:00

  1. 09:33
    FITY Fifty 1 Labs, Inc. · Results, market hours

10:00

  1. 10:45
    RAND Rand Capital Corp · Quarterly report

11:00

  1. 11:57
    IDXG Interpace Biosciences, Inc. · Results, market hours

12:00

  1. 12:09
    AIRT Air T Inc · Proxy statement
  2. 12:10
    SFDL Security Federal Corp · Quarterly report
  3. 12:35
    ALNT Allient Inc · Quarterly report

13:00

  1. 13:00
    MGHL Morgan Group Holding Co · Investor disclosure
  2. 13:04
    UBCP United Bancorp Inc · Quarterly report
  3. 13:17
    AGIG Abundia Global Impact Group, Inc. · Quarterly report
  4. 13:37
    — ProtoKinetix, Inc. · Officers or directors

14:00

  1. 14:22
    DJCO Daily Journal Corp · Quarterly report
  2. 14:27
    WTBA West Bancorporation Inc · Investor disclosure
  3. 14:34
    PTBS Potomac Bancshares Inc · Quarterly report
  4. 14:35
    ARKR ARK Restaurants Corp · Results, market hours
  5. 14:37
    UNB Union Bankshares Inc · Quarterly report
  6. 14:53
    INOD Innodata Inc · Quarterly report
  7. 14:58
    AWX Avalon Holdings Corp · Quarterly report

15:00

  1. 15:18
    AXTI AXT Inc · Quarterly report
  2. 15:33
    KNOS Kronos Advanced Technologies Inc · Stake reported
  3. 15:35
    KNOS Kronos Advanced Technologies Inc · Stake reported
  4. 15:36
    HKHC Horizon Kinetics Holding Corp · Results, market hours
  5. 15:44
    ENVB Enveric Biosciences, Inc. · Officers or directors · Results, market hours

16:00

  1. 16:11
    CVR Chicago Rivet & Machine Co · Quarterly report
  2. 16:21
    APCX AppTech Payments Corp. · Unregistered shares sold · New agreement (amended)
  3. 16:33
    BCIC BCP Investment Corp · Results, after-hours
  4. 16:34
    SCKT Socket Mobile, Inc. · Quarterly report
  5. 16:38
    NORD Nordicus Partners Corp · Quarterly report
  6. 16:39
    FCAP First Capital Inc · Quarterly report
  7. 16:45
    ASTH Astrana Health, Inc. · Late filing notice
  8. 16:56
    GLRE Greenlight Capital RE, Ltd. · Quarterly report
  9. 16:59
    SBFG SB Financial Group, Inc. · Quarterly report

17:00

  1. 17:03
    JOE St JOE Co · Acquisition or sale completed (amended)
  2. 17:05
    NHTC Natural Health Trends Corp · Quarterly report
  3. 17:10
    FOTB First Ottawa Bancshares, Inc. · Quarterly report
  4. 17:19
    NEPH Nephros Inc · Results, after-hours
  5. 17:28
    NWBO Northwest Biotherapeutics Inc · Late filing notice
  6. 17:58
    USAU U.S. Gold Corp. · Proxy statement
40 of 51

Index

Forms filed

  • Insider filing431
  • 10QSB24
  • Proxy materialDEFA14A22
  • Quarterly report10-Q21
  • Current report8-K17
  • Foreign issuer report6-K13
  • Proxy voting recordN-PX7
  • Initial ownership34
  • Prospectus supplement424B34
  • Annual report to shareholdersARS4
  • Proxy statementDEF 14A4
  • Late filing noticeNT 10-Q4
  • CORRESP3
  • Passive stake reportedSC 13G3
  • UPLOAD3
  • Institutional holdings13F-HR2
  • Current report (amended)8-K/A2
  • REGDEX2
  • Stake reportedSC 13D2
  • 10KSB1
  • Exchange listing8-A12B1
  • EFFECT1
  • Preliminary proxy statementPRE 14A1
  • Registration statementS-11
  • Shelf registrationS-31
  • SB-2/A1
  • SC TO-C1
  • SUPPL1

56 companies

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