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What covered companies filed with the SEC, day by day.

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‹ Fri, Sep 14, 2007

Monday, September 17, 2007

126 filings · 88 companiesAll checks passed · Updated Nov 7

Tue, Sep 18, 2007 ›
The dayMonday, September 17

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

1 announced

After-hours1

  • 17:20BUKSButler National Corp

Reports

1 quarterly · 5 annual
  1. Diageo PLCDEO · 20-F · Jun 30 · 10:35
    ——
  2. Key Tronic CorpKTCC · 10-K · Jun 30 · 11:05
    ——
  3. Trio-Tech InternationalTRT · 10-K · Jun 30 · 13:10
    ——
  4. California First Leasing CorpCFNB · 10-K · Jun 30 · 15:12
    ——
  5. Anixa Biosciences IncANIX · 10-Q · Jul 31 · 16:05
    ——
  6. Clearone IncCLRO · 10-K · Jun 30 · 17:15
    ——

Insiders

9 filings
Purchases$174.76K5 filings
Sales$90.87K4 filings
TSSITSS, Inc. · Thomas P Rosato, Chief Executive Officer$91.84KPurchase · 15,700 sh
CBATCBAK Energy Technology Ltd · Yanlong Zou, Vice President$43.22KSale · 9,800 sh
NGSNatural Gas Services Group Inc · Earl R Wait, VP - Accounting and Treasurer$40.26KSale · 2,500 sh
CLFDClearfield, Inc. · Ronald G Roth, Director$25.43KPurchase · 25,000 sh
FTEKFuel Tech, Inc. · Michael P Maley, Senior Vice President$23.82KPurchase · 1,000 sh
SFSTSouthern First Bancshares Inc · F Justin Strickland, President$21.27KPurchase · 1,160 sh
Open insider activity

Agreements

2 filings
  1. 17:30AMFN American Fusion, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement (amended)
  2. 16:36ASUR Asure Software Inc · New agreement

Officers and directors

2 filings
  1. 16:31FA First Advantage Corp · Officers or directors
  2. 14:50INOD Innodata Inc · Officers or directors

Filings

32 listed

17:00

  1. 17:55
    MIDD Middleby Corp · Announcement

10:00

  1. 10:35
    DEO Diageo PLC · Annual report

11:00

  1. 11:05
    KTCC Key Tronic Corp · Annual report
  2. 11:12
    KTCC Key Tronic Corp · Proxy statement

13:00

  1. 13:07
    PNNT Pennantpark Investment Corp · Announcement
  2. 13:10
    TRT Trio-Tech International · Annual report
  3. 13:28
    JSDA Jones Soda Co. · Investor disclosure
  4. 13:48
    FGPR Ferrellgas Partners L P · Investor disclosure

14:00

  1. 14:50
    INOD Innodata Inc · Officers or directors

15:00

  1. 15:01
    PMO Franklin Municipal Opportunities Trust · Merger communication
  2. 15:05
    MZTI Marzetti Co · Stake amended
  3. 15:06
    PMM Franklin Managed Municipal Income Trust · Merger communication
  4. 15:11
    PMO Franklin Municipal Opportunities Trust · Merger communication
  5. 15:12
    CFNB California First Leasing Corp · Annual report
  6. 15:41
    III Information Services Group Inc. · Investor disclosure
  7. 15:45
    ABVC Abvc Biopharma, Inc. · Auditor change (amended)

16:00

  1. 16:05
    ANIX Anixa Biosciences Inc · Quarterly report
  2. 16:08
    HERZ Herzfeld Credit Income Fund, Inc · Announcement
  3. 16:31
    FA First Advantage Corp · Officers or directors
  4. 16:36
    ASUR Asure Software Inc · New agreement
  5. 16:46
    KLNG Koil Energy Solutions, Inc. · Unregistered shares sold

17:00

  1. 17:15
    CLRO Clearone Inc · Annual report
  2. 17:20
    BUKS Butler National Corp · Results, after-hours
  3. 17:25
    PMO Franklin Municipal Opportunities Trust · Merger communication
  4. 17:26
    PMO Franklin Municipal Opportunities Trust · Merger communication
  5. 17:27
    PMM Franklin Managed Municipal Income Trust · Merger communication
  6. 17:30
    AMFN American Fusion, Inc. · Acquisition or sale completed · New debt · Unregistered shares sold · New agreement (amended)

21:00

  1. 21:23
    SSNC SS&C Technologies Holdings Inc · Amended registration statement

—

  1. —
    BCLI Brainstorm Cell Therapeutics Inc. · Stake amended
  2. —
    BCLI Brainstorm Cell Therapeutics Inc. · Stake amended
  3. —
    KOPN Kopin Corp · Current report
  4. —
    SUIC SUIC Worldwide Holdings Ltd. · Current report
32 of 32

Index

Forms filed

  • Insider filing431
  • Foreign issuer report6-K17
  • Current report8-K13
  • S-8 POS9
  • SUPPL7
  • Merger communication4256
  • Annual report10-K4
  • CORRESP4
  • S-3DPOS3
  • Stake amendedSC 13D/A3
  • UPLOAD3
  • 10QSB2
  • Initial ownership32
  • Current report (amended)8-K/A2
  • Annual report to shareholdersARS2
  • Shelf registrationS-32
  • Passive stake reportedSC 13G2
  • 10KSB/A1
  • Quarterly report10-Q1
  • Annual report20-F1
  • Prospectus supplement424B21
  • 4971
  • Proxy statementDEF 14A1
  • DFAN14A1
  • EFFECT1
  • F-61
  • N-Q1
  • REGDEX1
  • Amended registration statementS-1/A1
  • SB-2/A1
  • Passive stake amendedSC 13G/A1

34 companies

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