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What covered companies filed with the SEC, day by day.

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‹ Thu, Apr 17, 2008

Friday, April 18, 2008

151 filings · 125 companiesAll checks passed · Updated Nov 6

Mon, Apr 21, 2008 ›
The dayFriday, April 18
Delisting noticesLOAN20:15

By time of day

62 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

14 announced

Pre-market1

  • 09:24AUBNAuburn National Bancorporation, Inc

Market hours9

  • 09:34DITAmcon Distributing Co
  • 10:03SBFGSB Financial Group, Inc.
  • 10:06ACUAcme United Corp
  • 10:19ATLOAmes National Corp
  • 11:02CFBKCF Bankshares Inc.
  • 11:09CRTCross Timbers Royalty Trust
  • 11:10Hugoton Royalty Trust
  • 11:44LCNBLCNB Corp
  • 12:20BOTJBank of the James Financial Group Inc

After-hours4

  • 19:06SWKHLSWK Holdings Corp
  • 16:30PLBCPlumas Bancorp
  • 16:57STRTStrattec Security Corp
  • 17:16CZWICitizens Community Bancorp Inc.

Reports

3 quarterly · 0 annual
  1. Perma-Pipe International Holdings, Inc.PPIH · 10-Q/A · Oct 31 · 18:00
    ——
  2. Amcon Distributing CoDIT · 10-Q · Mar 31 · 08:34
    ——
  3. Healthcare Services Group IncHCSG · 10-Q · Mar 31 · 12:38
    ——

Insiders

10 filings
Purchases$94.98K4 filings
Sales$1.84M6 filings
IAFAbrdn Australia Equity Fund, Inc. · Landesbank Berlin Holding AG, 10% owner$1.12MSale · 69,300 sh
AMSCAmerican Superconductor Corp · Gregory J Yurek, Chairman, President and CEO$405.04KSale · 15,000 sh
WABCWestamerica Bancorporation · Dennis R Hansen, SVP/Systems & Operations Mgr.$275.00KSale · 5,000 sh
FUNDSprott Focus Trust Inc. · W Whitney George, Vice President$83.00KPurchase · 10,000 sh
WABCWestamerica Bancorporation · David L Robinson, VP/Banking Division Manager$22.91KSale · 412 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$15.73KSale · 1,800 sh
Open insider activity

Agreements

3 filings
  1. 19:42BESS Bimergen Energy Corp · New agreement · Officers or directors
  2. 16:38MCRI Monarch Casino & Resort Inc · New debt · New agreement
  3. 15:52UONE Urban One, Inc. · New agreement

Officers and directors

12 filings
  1. 21:24BESS Bimergen Energy Corp · Officers or directors
  2. 21:04IDT IDT Corp · Officers or directors
  3. 19:46BESS Bimergen Energy Corp · Officers or directors
  4. 19:42BESS Bimergen Energy Corp · New agreement · Officers or directors
  5. 16:06MFIC MidCap Financial Investment Corp · Officers or directors
  6. 15:19FTFT Future FinTech Group Inc. · Officers or directors
  7. 14:50CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors
  8. 13:29BMNM Bimini Capital Management, Inc. · Officers or directors

Filings

62 listed

17:00

  1. 17:35
    OESX Orion Energy Systems, Inc. · Officers or directors

18:00

  1. 18:00
    PPIH Perma-Pipe International Holdings, Inc. · Amended quarterly report

19:00

  1. 19:06
    SWKHL SWK Holdings Corp · Results, after-hours

08:00

  1. 08:34
    DIT Amcon Distributing Co · Quarterly report

09:00

  1. 09:24
    AUBN Auburn National Bancorporation, Inc · Results, pre-market
  2. 09:34
    DIT Amcon Distributing Co · Results, market hours

10:00

  1. 10:03
    SBFG SB Financial Group, Inc. · Results, market hours
  2. 10:06
    ACU Acme United Corp · Results, market hours
  3. 10:14
    CFFI C & F Financial Corp · Officers or directors
  4. 10:19
    ATLO Ames National Corp · Results, market hours

11:00

  1. 11:02
    CFBK CF Bankshares Inc. · Results, market hours
  2. 11:09
    CRT Cross Timbers Royalty Trust · Results, market hours
  3. 11:10
    — Hugoton Royalty Trust · Results, market hours
  4. 11:13
    REED Reed's, Inc. · Officers or directors
  5. 11:22
    PFD Flaherty & Crumrine Preferred & Income Fund Inc · Proxy statement
  6. 11:24
    PFO Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC · Proxy statement
  7. 11:44
    LCNB LCNB Corp · Results, market hours

12:00

  1. 12:06
    GEDC TerraVolt Holdings, Inc. · Investor disclosure
  2. 12:20
    BOTJ Bank of the James Financial Group Inc · Results, market hours
  3. 12:30
    MYSZ My Size, Inc. · Officers or directors
  4. 12:38
    HCSG Healthcare Services Group Inc · Quarterly report
  5. 12:39
    KUST Kustom Entertainment, Inc. · Announcement

13:00

  1. 13:02
    IBOC International Bancshares Corp · Proxy statement
  2. 13:08
    OMEX Odyssey Marine Exploration Inc · Announcement
  3. 13:29
    BMNM Bimini Capital Management, Inc. · Officers or directors
  4. 13:45
    INTI Inhibitor Therapeutics, Inc. · Amended registration statement

14:00

  1. 14:22
    RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed (amended)
  2. 14:27
    CRCUF Canagold Resources Ltd. · Amended annual report
  3. 14:40
    BDCO Blue Dolphin Energy Co · Proxy statement
  4. 14:50
    CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors

15:00

  1. 15:01
    OSBK Oconee Financial Corp · Proxy statement
  2. 15:10
    GNTOF Gentor Resources Inc. · Announcement
  3. 15:13
    CRCUF Canagold Resources Ltd. · Amended annual report
  4. 15:19
    FTFT Future FinTech Group Inc. · Officers or directors
  5. 15:50
    SVBL Silver Bull Resources, Inc. · Announcement
  6. 15:52
    UONE Urban One, Inc. · New agreement
  7. 15:56
    GAB Gabelli Equity Trust Inc · Proxy statement
  8. 15:59
    GGT Gabelli Multimedia Trust Inc. · Proxy statement

16:00

  1. 16:02
    WTBA West Bancorporation Inc · Investor disclosure
  2. 16:02
    APLD Applied Digital Corp. · Announcement
40 of 62

Index

Forms filed

  • Current report8-K42
  • Foreign issuer report6-K24
  • Insider filing418
  • Proxy statementDEF 14A12
  • UPLOAD6
  • Initial ownership35
  • Annual report to shareholdersARS5
  • CORRESP5
  • EFFECT4
  • Passive stake reportedSC 13G4
  • Preliminary proxy statementPRE 14A3
  • Quarterly report10-Q2
  • 10QSB/A2
  • Amended annual report20-F/A2
  • N-30B-22
  • 10KSB1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • 10QSB1
  • Prospectus supplement424B21
  • Prospectus supplement424B31
  • 4971
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • F-41
  • Free writing prospectusFWP1
  • N-23C-21
  • Amended registration statementS-1/A1
  • Employee plan registrationS-81
  • Stake amendedSC 13D/A1

64 companies

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