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What covered companies filed with the SEC, day by day.

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‹ Mon, May 12, 2008

Tuesday, May 13, 2008

228 filings · 175 companiesAll checks passed · Updated Nov 6

Wed, May 14, 2008 ›
The dayTuesday, May 13

By time of day

92 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

13 announced

Market hours4

  • 10:28PTNPalatin Technologies Inc
  • 12:00AUMNGolden Minerals Co
  • 15:13UONEUrban One, Inc.
  • 15:40FENCFennec Pharmaceuticals Inc.

After-hours9

  • 18:10GLREGreenlight Capital RE, Ltd.
  • 20:02MNOVMedicinova Inc
  • 16:15INTZIntrusion Inc
  • 16:31SGRPSPAR Group, Inc.
  • 16:50TOFBTofutti Brands Inc
  • 17:25MELIMercadoLibre Inc
  • 18:12CWCOConsolidated Water Co. Ltd.
  • 20:27CATXPerspective Therapeutics, Inc.
  • 20:32IRIXIridex Corp

Reports

40 quarterly · 4 annual
  1. Greenlight Capital RE, Ltd.GLRE · 10-Q · Mar 31 · 18:05
    ——
  2. Green Brick Partners, Inc.GRBK · 10-Q · Mar 31 · 19:52
    ——
  3. Euroseas Ltd.ESEA · 20-F · Dec 31 · 20:31
    ——
  4. Barnwell Industries IncBRN · 10-Q · Mar 31 · 21:28
    ——
  5. Live Ventures IncLIVE · 10-K/A · Sep 30 · 06:04
    ——
  6. Sanara MedTech Inc.SMTI · 10-Q · Mar 31 · 10:01
    ——
  7. ARK Restaurants CorpARKR · 10-Q · Mar 29 · 11:41
    ——
  8. CSP IncCSPI · 10-Q · Mar 31 · 11:48
    ——
  9. Bank of the James Financial Group IncBOTJ · 10-Q · Mar 31 · 11:50
    ——
  10. CPI Aerostructures IncCVU · 10-Q · Mar 31 · 12:06
    ——

Insiders

23 filings
Purchases$622.27K14 filings
Sales$4.96M9 filings
WMGWarner Music Group Corp. · Alejandro Zubillaga, EVP, Digital Strategy and Busi$1.99MSale · 248,168 sh
LTCLTC Properties Inc · Andre C Dimitriadis, Exec. Chairman$1.66MSale · 63,014 sh
NGSNatural Gas Services Group Inc · William F Hughes JR, Director$527.91KSale · 20,000 sh
POWLPowell Industries Inc · Stephen W Seale JR, Director$300.11KSale · 6,000 sh
NGSNatural Gas Services Group Inc · Charles G Curtis, Director$263.79KSale · 10,000 sh
PNNTPennantpark Investment Corp · Samuel L Katz, Director$157.92KPurchase · 20,000 sh
Open insider activity

Officers and directors

4 filings
  1. 20:45USAU U.S. Gold Corp. · Officers or directors
  2. 14:05RIME Algorhythm Holdings, Inc. · Officers or directors
  3. 13:26FA First Advantage Corp · Officers or directors
  4. 13:02ULTA Ulta Beauty, Inc. · Officers or directors (amended)

Filings

92 listed

17:00

  1. 17:58
    TRI Thomson Reuters Corp · Stake amended

18:00

  1. 18:05
    GLRE Greenlight Capital RE, Ltd. · Quarterly report
  2. 18:10
    GLRE Greenlight Capital RE, Ltd. · Results, after-hours

19:00

  1. 19:52
    GRBK Green Brick Partners, Inc. · Quarterly report

20:00

  1. 20:02
    MNOV Medicinova Inc · Results, after-hours
  2. 20:31
    ESEA Euroseas Ltd. · Annual report

21:00

  1. 21:28
    BRN Barnwell Industries Inc · Quarterly report
  2. 21:52
    PPC Pilgrims Pride Corp · Announcement
  3. 21:59
    TRI Thomson Reuters Corp · Stake amended

06:00

  1. 06:01
    SNUS-PH Santander Holdings USA, Inc. · Announcement
  2. 06:04
    LIVE Live Ventures Inc · Amended annual report
  3. 06:07
    LIVE Live Ventures Inc · Restated financials

09:00

  1. 09:53
    OGEN Oragenics Inc · Announcement

10:00

  1. 10:01
    SMTI Sanara MedTech Inc. · Quarterly report
  2. 10:01
    DMLP Dorchester Minerals, L.P. · Investor disclosure
  3. 10:28
    PTN Palatin Technologies Inc · Restructuring costs · Results, market hours

11:00

  1. 11:31
    PETS Petmed Express Inc · Announcement
  2. 11:36
    PETS Petmed Express Inc · Announcement
  3. 11:41
    ARKR ARK Restaurants Corp · Quarterly report
  4. 11:48
    CSPI CSP Inc · Quarterly report
  5. 11:50
    BOTJ Bank of the James Financial Group Inc · Quarterly report

12:00

  1. 12:00
    AUMN Golden Minerals Co · Results, market hours
  2. 12:06
    CVU CPI Aerostructures Inc · Quarterly report

13:00

  1. 13:02
    ULTA Ulta Beauty, Inc. · Officers or directors (amended)
  2. 13:26
    FA First Advantage Corp · Officers or directors
  3. 13:47
    RIO Rio Tinto PLC · Merger communication
  4. 13:54
    RIO Rio Tinto PLC · Merger communication

14:00

  1. 14:05
    RIME Algorhythm Holdings, Inc. · Officers or directors
  2. 14:23
    CLRO Clearone Inc · Quarterly report
  3. 14:36
    KUST Kustom Entertainment, Inc. · Announcement
  4. 14:43
    COCP Cocrystal Pharma, Inc. · Quarterly report
  5. 14:44
    RIO Rio Tinto PLC · Merger communication
  6. 14:50
    RIO Rio Tinto PLC · Merger communication
  7. 14:54
    AIMD Ainos, Inc. · Quarterly report
  8. 14:55
    RAND Rand Capital Corp · Quarterly report

15:00

  1. 15:02
    AWX Avalon Holdings Corp · Quarterly report
  2. 15:09
    CCFN Muncy Columbia Financial Corp · Quarterly report
  3. 15:10
    GAMG Global Asset Management Group, Inc. · Quarterly report
  4. 15:13
    UONE Urban One, Inc. · Results, market hours
  5. 15:20
    TOFB Tofutti Brands Inc · Quarterly report
40 of 92

Index

Forms filed

  • Foreign issuer report6-K43
  • Insider filing442
  • Quarterly report10-Q39
  • Current report8-K29
  • 10QSB6
  • Initial ownership36
  • Merger communication4256
  • Proxy statementDEF 14A5
  • UPLOAD4
  • CORRESP3
  • N-23C-23
  • Late filing noticeNT 10-Q3
  • Amended annual report10-K/A2
  • Initial ownership, amended3/A2
  • Prospectus supplement424B22
  • Annual ownership52
  • Current report (amended)8-K/A2
  • Annual report to shareholdersARS2
  • EFFECT2
  • N-2/A2
  • Stake amendedSC 13D/A2
  • Passive stake amendedSC 13G/A2
  • 10-12G/A1
  • Annual report10-K1
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • 40-17G1
  • 4971
  • 497AD1
  • Insider filing, amended4/A1
  • Information statementDEF 14C1
  • F-3ASR1
  • Free writing prospectusFWP1
  • Preliminary proxy statementPRE 14A1
  • PREC14A1
  • PRER14C1
  • REGDEX/A1
  • Amended registration statementS-1/A1
  • Passive stake reportedSC 13G1
  • SUPPL1

86 companies

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