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What covered companies filed with the SEC, day by day.

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‹ Fri, Jun 20, 2008

Monday, June 23, 2008

125 filings · 91 companiesAll checks passed · Updated Nov 6

Tue, Jun 24, 2008 ›
The dayMonday, June 23
Delisting noticesNAGE13:35

By time of day

38 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

5 without a time on file

Results

1 announced

After-hours1

  • 18:24EBFEnnis, Inc.

Reports

3 quarterly · 3 annual
  1. North American Construction Group Ltd.NOA · 40-F · Mar 31 · 07:55
    ——
  2. China Southern Airlines Co LtdCHKIF · 20-F · Dec 31 · 09:05
    ——
  3. Nobility Homes IncNOBH · 10-Q · May 3 · 16:27
    ——
  4. Blink Charging Co.BLNK · 10-Q/A · Mar 31 · 16:52
    ——
  5. Mexco Energy CorpMXC · 10-K · Mar 31 · 17:22
    ——
  6. Kopin CorpKOPN · 10-Q · Mar 29 · —
    ——

Insiders

9 filings
Purchases$804.45K8 filings
Sales$342.16K1 filing
WIAWestern Asset Inflation-Linked Income Fund · Gates William H III, 10% owner$609.04KPurchase · 50,000 sh
POWLPowell Industries Inc · Thomas W Powell, President, CEO$342.16KSale · 6,500 sh
TSSITSS, Inc. · Hummingbird Value Fund LP, 10% owner$124.97KPurchase · 39,100 sh
AWREAware Inc · Stafford John S JR, 10% owner$36.35KPurchase · 11,600 sh
SCDLMP Capital & Income Fund Inc. · Jeswald W Salacuse, Director$8.07KPurchase · 500 sh
AWREAware Inc · Stafford John S JR, 10% owner$7.86KPurchase · 2,500 sh
Open insider activity

Agreements

4 filings
  1. 19:07CAPR Capricor Therapeutics, Inc. · New agreement
  2. 16:43NTIP NETWORK-1 Technologies, Inc. · New agreement
  3. 16:14BCDA BioCardia, Inc. · New agreement
  4. 13:35NAGE Niagen Bioscience, Inc. · Delisting notice · New agreement

Officers and directors

12 filings
  1. 21:26DBC Invesco DB Commodity Index Tracking Fund · Officers or directors
  2. 21:25UDN Invesco DB US Dollar Index Bearish Fund · Officers or directors
  3. 21:25UUP Invesco DB US Dollar Index Bullish Fund · Officers or directors
  4. 21:23DBB Invesco DB Base Metals Fund · Officers or directors
  5. 21:23DBA Invesco DB Agriculture Fund · Officers or directors
  6. 21:23DBP Invesco DB Precious Metals Fund · Officers or directors
  7. 21:23DBO Invesco DB Oil Fund · Officers or directors
  8. 21:23DBE Invesco DB Energy Fund · Officers or directors

Filings

38 listed

20:00

  1. 20:01
    MCRI Monarch Casino & Resort Inc · Officers or directors

07:00

  1. 07:55
    NOA North American Construction Group Ltd. · Annual report

08:00

  1. 08:53
    GOVX GeoVax Labs, Inc. · Unregistered shares sold

09:00

  1. 09:05
    CHKIF China Southern Airlines Co Ltd · Annual report

13:00

  1. 13:06
    ZIVO Zivo Bioscience, Inc. · Stake reported
  2. 13:35
    NAGE Niagen Bioscience, Inc. · Delisting notice · New agreement

14:00

  1. 14:14
    PGP PIMCO Global StocksPLUS & Income Fund · Proxy statement

16:00

  1. 16:07
    HGBL Heritage Global Inc. · Announcement
  2. 16:09
    RIO Rio Tinto PLC · Merger communication
  3. 16:13
    RIO Rio Tinto PLC · Merger communication
  4. 16:14
    BCDA BioCardia, Inc. · New agreement
  5. 16:27
    NOBH Nobility Homes Inc · Quarterly report
  6. 16:32
    AMTX Aemetis, Inc · Officers or directors
  7. 16:32
    AMSC American Superconductor Corp · Proxy statement
  8. 16:40
    CTTH CTT Pharmaceutical Holdings, Inc. · Officers or directors
  9. 16:43
    NTIP NETWORK-1 Technologies, Inc. · New agreement
  10. 16:52
    BLNK Blink Charging Co. · Amended quarterly report

17:00

  1. 17:03
    LBSR Liberty Star Uranium & Metals Corp. · Investor disclosure
  2. 17:22
    MXC Mexco Energy Corp · Annual report
  3. 17:28
    REX REX American Resources Corp · Announcement

18:00

  1. 18:24
    EBF Ennis, Inc. · Results, after-hours

19:00

  1. 19:07
    CAPR Capricor Therapeutics, Inc. · New agreement

20:00

  1. 20:33
    RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed
  2. 20:38
    BNBX BNB Plus Corp. · Officers or directors

21:00

  1. 21:00
    CREG Smart Powerr Corp. · Stake amended
  2. 21:23
    DBB Invesco DB Base Metals Fund · Officers or directors
  3. 21:23
    DBA Invesco DB Agriculture Fund · Officers or directors
  4. 21:23
    DBP Invesco DB Precious Metals Fund · Officers or directors
  5. 21:23
    DBO Invesco DB Oil Fund · Officers or directors
  6. 21:23
    DBE Invesco DB Energy Fund · Officers or directors
  7. 21:25
    UDN Invesco DB US Dollar Index Bearish Fund · Officers or directors
  8. 21:25
    UUP Invesco DB US Dollar Index Bullish Fund · Officers or directors
  9. 21:26
    DBC Invesco DB Commodity Index Tracking Fund · Officers or directors

—

  1. —
    SIGA Siga Technologies Inc · Current report
  2. —
    TXMD TherapeuticsMD, Inc. · Current report
  3. —
    TVE Tennessee Valley Authority · Current report
  4. —
    KOPN Kopin Corp · Quarterly report
  5. —
    IWSH Wright Investors Service Holdings, Inc. · Current report
38 of 38

Index

Forms filed

  • Insider filing430
  • Current report8-K26
  • Foreign issuer report6-K22
  • Initial ownership38
  • Insider filing, amended4/A6
  • N-23C-26
  • Prospectus supplement424B33
  • Quarterly report10-Q2
  • Merger communication4252
  • CORRESP2
  • Proxy statementDEF 14A2
  • F-3ASR2
  • UPLOAD2
  • Annual report10-K1
  • Amended quarterly report10-Q/A1
  • Annual report20-F1
  • Annual report40-F1
  • 424B71
  • CT ORDER1
  • DEFR14A1
  • F-X1
  • REGDEX1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1

44 companies

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