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What covered companies filed with the SEC, day by day.

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  6. 15
  7. 18
  8. 19
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  10. 21
‹ Wed, Aug 20, 2008

Thursday, August 21, 2008

167 filings · 123 companiesAll checks passed · Updated Nov 6

Fri, Aug 22, 2008 ›
The dayThursday, August 21

By time of day

37 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

3 announced

Market hours2

  • 09:50MZTIMarzetti Co
  • 14:00SHOEShoe Station Group Inc

After-hours1

  • 20:44MTRMesa Royalty Trust

Insiders

29 filings
Purchases$1.44M20 filings
Sales$1.14M9 filings
IBIOiBio, Inc. · John D McKey JR, Director$499.65KPurchase · 234,576 sh
GHMGraham Corp · Jerald D Bidlack, Director$253.75KSale · 2,500 sh
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$239.75KSale · 5,000 sh
NEPHNephros Inc · Stagg Capital Group LLC, 10% owner$213.74KSale · 417,000 sh
CECOCeco Environmental Corp · Phillip Dezwirek, Chief Executive Officer$194.66KPurchase · 40,900 sh
GEOSGeospace Technologies Corp · Thomas T McEntire, Chief Financial Officer$152.26KSale · 3,000 sh
Open insider activity

Agreements

3 filings
  1. 20:21CETY Clean Energy Technologies, Inc. · New agreement
  2. 20:06POSC Positron Corp · New agreement (amended)
  3. 09:59ISCO International Stem Cell CORP · New agreement

Officers and directors

1 filing
  1. 19:02DX Dynex Capital Inc · Officers or directors

Filings

37 listed

17:00

  1. 17:38
    TY Tri-Continental Corp · Stake amended

08:00

  1. 08:11
    SPCB SuperCom Ltd · Amended annual report

09:00

  1. 09:50
    MZTI Marzetti Co · Results, market hours
  2. 09:59
    ISCO International Stem Cell CORP · New agreement

10:00

  1. 10:56
    RVT Royce Small-Cap Trust, Inc. · Proxy statement

11:00

  1. 11:39
    NEPH Nephros Inc · Stake amended

14:00

  1. 14:00
    SHOE Shoe Station Group Inc · Results, market hours

15:00

  1. 15:01
    RMT Royce Micro-Cap Trust, Inc. · Proxy statement
  2. 15:05
    FUND Sprott Focus Trust Inc. · Proxy statement
  3. 15:12
    INBP Integrated Biopharma Inc · Stake amended
  4. 15:19
    MGF Aberdeen Government Markets Income Fund · Proxy statement
  5. 15:19
    MMT Aberdeen Multi-Market Income Fund · Proxy statement
  6. 15:24
    FCAP First Capital Inc · Announcement
  7. 15:35
    FA First Advantage Corp · Stake amended

16:00

  1. 16:00
    DLPN Dolphin Entertainment, Inc. · Amended registration statement
  2. 16:02
    PBSV Pharma-Bio Serv, Inc. · Announcement
  3. 16:14
    IA Innovative Solutions & Support Inc · Investor disclosure
  4. 16:59
    RIO Rio Tinto PLC · Merger communication

17:00

  1. 17:00
    IBIO iBio, Inc. · Stake reported
  2. 17:02
    RIO Rio Tinto PLC · Merger communication
  3. 17:19
    AVK Advent Convertible & Income Fund · Proxy statement
  4. 17:19
    IBIO iBio, Inc. · Unregistered shares sold

19:00

  1. 19:02
    DX Dynex Capital Inc · Officers or directors
  2. 19:18
    MIN Aberdeen Intermediate Income Fund · Proxy statement
  3. 19:19
    MFM Aberdeen Municipal Income Fund · Proxy statement

20:00

  1. 20:06
    POSC Positron Corp · New agreement (amended)
  2. 20:21
    CETY Clean Energy Technologies, Inc. · New agreement
  3. 20:44
    MTR Mesa Royalty Trust · Results, after-hours

—

  1. —
    GTIM Good Times Restaurants Inc. · Current report
  2. —
    — MFS Charter Income Trust · Proxy statement
  3. —
    — MFS Intermediate High Income Fund · Proxy statement
  4. —
    — MFS High Income Municipal Trust · Proxy statement
  5. —
    FBCD FBC Holding, Inc. · Stake reported
  6. —
    CDSG China Dongsheng International, Inc. · Current report
  7. —
    CPMV Mosaic ImmunoEngineering Inc. · Current report
  8. —
    INVU Investview, Inc. · Current report
  9. —
    TVE Tennessee Valley Authority · Current report
37 of 37

Index

Forms filed

  • Insider filing465
  • Foreign issuer report6-K16
  • Current report8-K15
  • Proxy statementDEF 14A11
  • Proxy materialDEFA14A11
  • CORRESP5
  • NSAR-A4
  • Stake amendedSC 13D/A4
  • UPLOAD4
  • 40-17G3
  • Insider filing, amended4/A3
  • Proxy voting recordN-PX3
  • POS AM3
  • Initial ownership32
  • Merger communication4252
  • Stake reportedSC 13D2
  • 10KSB1
  • 10KSB/A1
  • Amended annual report20-F/A1
  • Initial ownership, amended3/A1
  • Annual ownership51
  • Current report (amended)8-K/A1
  • EFFECT1
  • N-CSR1
  • NO ACT1
  • N-Q1
  • Amended registration statementS-1/A1
  • Passive stake reportedSC 13G1
  • SC TO-I/A1
  • SUPPL1

41 companies

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