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What covered companies filed with the SEC, day by day.

  1. 26
  2. 27
  3. 28
  4. 29
  5. 2
  6. 3
  7. 4
  8. 5
  9. 8
‹ Fri, Sep 5, 2008

Monday, September 8, 2008

149 filings · 119 companiesAll checks passed · Updated Nov 6

Tue, Sep 9, 2008 ›
The dayMonday, September 8
Delisting noticesNHTC18:14

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

1 announced

After-hours1

  • 16:14MINDMind Technology, Inc

Reports

3 quarterly · 0 annual
  1. Invesco CurrencyShares Euro TrustFXE · 10-Q · Jul 31 · 20:08
    ——
  2. Invesco CurrencyShares Swiss Franc TrustFXF · 10-Q · Jul 31 · 20:09
    ——
  3. Amrep Corp.AXR · 10-Q · Jul 31 · 20:41
    ——

Insiders

9 filings
Purchases$152.57K7 filings
Sales$112.98K2 filings
AATCAutoscope Technologies Corp · James Murdakes, Director$111.13KSale · 7,938 sh
FNRNFirst Northern Community Bancorp · Owen J Onsum, CEO/President/Director$105.01KPurchase · 10,449 sh
AVKAdvent Convertible & Income Fund · Gerald L Seizert, Director$19.04KPurchase · 1,000 sh
ASTIAscent Solar Technologies, Inc. · Gary Gatchell, Chief Financial Officer$14.04KPurchase · 2,000 sh
HNRGHallador Energy Co · Martin Lawrence D$4.25KPurchase · 1,000 sh
LTBRLightbridge Corp · Thomas Graham JR, Chairman$4.18KPurchase · 22,000 sh
Open insider activity

Agreements

4 filings
  1. 16:09DCM DeFi Capital Markets, Inc. · New agreement
  2. 15:43EESH EESTech, Inc. · New agreement
  3. 14:46ABVC Abvc Biopharma, Inc. · Debt acceleration · New agreement
  4. 11:23RVP Retractable Technologies Inc · New agreement

Officers and directors

3 filings
  1. 13:13LPTH Lightpath Technologies Inc · Officers or directors
  2. 12:06GTHP Guided Therapeutics Inc · Officers or directors
  3. 18:27ARMP Armata Pharmaceuticals, Inc. · Officers or directors

Filings

30 listed

18:00

  1. 18:14
    NHTC Natural Health Trends Corp · Delisting notice
  2. 18:27
    ARMP Armata Pharmaceuticals, Inc. · Officers or directors

06:00

  1. 06:05
    CDZIP Cadiz Inc · Announcement

09:00

  1. 09:39
    PNNT Pennantpark Investment Corp · Investor disclosure

10:00

  1. 10:12
    RICK RCI Hospitality Holdings, Inc. · Acquisition or sale completed

11:00

  1. 11:23
    RVP Retractable Technologies Inc · New agreement

12:00

  1. 12:06
    GTHP Guided Therapeutics Inc · Officers or directors
  2. 12:38
    PNBK Patriot National Bancorp Inc · Investor disclosure

13:00

  1. 13:13
    LPTH Lightpath Technologies Inc · Officers or directors
  2. 13:19
    YHGJ Yunhong Green CTI Ltd. · Investor disclosure

14:00

  1. 14:46
    ABVC Abvc Biopharma, Inc. · Debt acceleration · New agreement
  2. 14:56
    DOMH Dominari Holdings Inc. · Announcement

15:00

  1. 15:43
    EESH EESTech, Inc. · New agreement
  2. 15:43
    RIO Rio Tinto PLC · Merger communication
  3. 15:48
    RIO Rio Tinto PLC · Merger communication

16:00

  1. 16:09
    DCM DeFi Capital Markets, Inc. · New agreement
  2. 16:14
    MIND Mind Technology, Inc · Results, after-hours
  3. 16:59
    PGOL Patriot Gold Corp · Announcement

17:00

  1. 17:08
    KF Korea Fund Inc · Announcement
  2. 17:23
    SNUS-PH Santander Holdings USA, Inc. · Announcement

18:00

  1. 18:41
    AUSI Aura Systems Inc · Announcement

20:00

  1. 20:08
    FXE Invesco CurrencyShares Euro Trust · Quarterly report
  2. 20:09
    FXF Invesco CurrencyShares Swiss Franc Trust · Quarterly report
  3. 20:41
    AXR Amrep Corp. · Quarterly report

21:00

  1. 21:17
    IA Innovative Solutions & Support Inc · Investor disclosure
  2. 21:20
    BCDA BioCardia, Inc. · Stake reported
  3. 21:21
    BCDA BioCardia, Inc. · Stake reported
  4. 21:27
    PLX Protalix BioTherapeutics, Inc. · Announcement

—

  1. —
    DTGI Digerati Technologies, Inc. · Current report
  2. —
    TGLO Theglobe Com Inc · Current report
30 of 30

Index

Forms filed

  • Insider filing433
  • Current report8-K23
  • Foreign issuer report6-K22
  • N-CSRS17
  • Initial ownership311
  • Proxy materialDEFA14A7
  • CORRESP4
  • Quarterly report10-Q3
  • Passive stake amendedSC 13G/A3
  • UPLOAD3
  • 10KSB/A2
  • Merger communication4252
  • Insider filing, amended4/A2
  • Free writing prospectusFWP2
  • REGDEX2
  • Stake reportedSC 13D2
  • 10-12B/A1
  • 40-17F21
  • 40-17G/A1
  • Prospectus supplement424B31
  • Annual report to shareholdersARS1
  • EFFECT1
  • N-CSR1
  • Preliminary proxy statementPRE 14A1
  • REGDEX/A1
  • Shelf registrationS-31
  • SUPPL1

36 companies

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