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What covered companies filed with the SEC, day by day.

  1. 18
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  4. 23
  5. 24
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  7. 26
  8. 29
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  10. 1
‹ Tue, Sep 30, 2008

Wednesday, October 1, 2008

168 filings · 119 companiesAll checks passed · Updated Nov 6

Thu, Oct 2, 2008 ›
The dayWednesday, October 1

By time of day

27 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

2 without a time on file

Results

3 announced

Market hours3

  • 11:41CSPICSP Inc
  • 12:00GLREGreenlight Capital RE, Ltd.
  • 13:02ASTCAstrotech Corp

Reports

1 quarterly · 0 annual
  1. Guided Therapeutics IncGTHP · 10-Q · Mar 31 · 17:23
    ——

Insiders

18 filings
Purchases$588.70K13 filings
Sales$334.62K5 filings
WIAWestern Asset Inflation-Linked Income Fund · Gates William H III, 10% owner$379.89KPurchase · 36,000 sh
POWLPowell Industries Inc · Thomas W Powell, CEO, Chairman of the Board$200.51KSale · 5,000 sh
MPVBarings Participation Investors · Babson Capital Management LLC$125.40KPurchase · 10,900 sh
UTLUnitil Corp · Michael J Dalton, Director$80.35KSale · 3,087 sh
CRMTAmericas Carmart Inc · William H Henderson, President and CEO$28.50KSale · 1,500 sh
KDOZFKidoz Inc. · Praetorian Capital Management LLC, 10% owner$19.80KPurchase · 98,500 sh
Open insider activity

Agreements

4 filings
  1. 19:08RLBY Reliability Inc · New agreement
  2. 17:14RDCT Vnue, Inc. · Unregistered shares sold · New agreement
  3. 16:56OTLC Oncotelic Therapeutics, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement
  4. 16:28MHH Mastech Digital, Inc. · Code of ethics changed · Bylaws or fiscal year changed · New agreement · Officers or directors

Officers and directors

5 filings
  1. 21:07BYFC Broadway Financial Corp de · Officers or directors
  2. 18:55SNOA Sonoma Pharmaceuticals, Inc. · Officers or directors
  3. 16:28MHH Mastech Digital, Inc. · Code of ethics changed · Bylaws or fiscal year changed · New agreement · Officers or directors
  4. 15:30SGLY Singularity Future Technology Ltd. · Officers or directors
  5. 11:59LPTH Lightpath Technologies Inc · Officers or directors

Filings

27 listed

18:00

  1. 18:01
    WELPP Wisconsin Electric Power Co · Announcement

21:00

  1. 21:09
    TRI Thomson Reuters Corp · Stake amended
  2. 21:19
    TRI Thomson Reuters Corp · Stake amended

09:00

  1. 09:56
    TWN Taiwan Fund Inc · Investor disclosure

11:00

  1. 11:41
    CSPI CSP Inc · Results, market hours
  2. 11:42
    JKHY Jack Henry & Associates Inc · Proxy statement
  3. 11:59
    LPTH Lightpath Technologies Inc · Officers or directors

12:00

  1. 12:00
    GLRE Greenlight Capital RE, Ltd. · Results, market hours

13:00

  1. 13:02
    ASTC Astrotech Corp · Results, market hours
  2. 13:16
    RIO Rio Tinto PLC · Merger communication
  3. 13:18
    RIO Rio Tinto PLC · Merger communication
  4. 13:55
    UMEW UMeWorld Inc. · Proxy statement

15:00

  1. 15:07
    IIM Invesco Value Municipal Income Trust · Proxy statement
  2. 15:30
    SGLY Singularity Future Technology Ltd. · Officers or directors

16:00

  1. 16:24
    ELTP Elite Pharmaceuticals Inc · Announcement
  2. 16:28
    MHH Mastech Digital, Inc. · Code of ethics changed · Bylaws or fiscal year changed · New agreement · Officers or directors
  3. 16:29
    HROW Harrow, Inc. · Proxy statement
  4. 16:37
    ADAM Adamas Trust, Inc. · Announcement
  5. 16:44
    FF FutureFuel Corp. · Announcement
  6. 16:56
    OTLC Oncotelic Therapeutics, Inc. · Acquisition or sale completed · Unregistered shares sold · New agreement

17:00

  1. 17:14
    RDCT Vnue, Inc. · Unregistered shares sold · New agreement
  2. 17:23
    GTHP Guided Therapeutics Inc · Quarterly report

18:00

  1. 18:55
    SNOA Sonoma Pharmaceuticals, Inc. · Officers or directors

19:00

  1. 19:08
    RLBY Reliability Inc · New agreement

21:00

  1. 21:07
    BYFC Broadway Financial Corp de · Officers or directors

—

  1. —
    INVU Investview, Inc. · Current report
  2. —
    — Whitestone REIT · Current report
27 of 27

Index

Forms filed

  • Insider filing464
  • Foreign issuer report6-K26
  • Initial ownership324
  • Current report8-K18
  • Prospectus supplement424B34
  • Proxy statementDEF 14A4
  • CORRESP3
  • Merger communication4252
  • Annual ownership52
  • EFFECT2
  • N-23C-22
  • NTN 10K2
  • REGDEX2
  • Employee plan registrationS-82
  • Stake amendedSC 13D/A2
  • Quarterly report10-Q1
  • 40-17G1
  • Exempt offering noticeD1
  • Proxy materialDEFA14A1
  • F-3/A1
  • N-23C3A1
  • NT 20-F1
  • Amended shelf registrationS-3/A1
  • UPLOAD1

33 companies

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E

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H

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