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What covered companies filed with the SEC, day by day.

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‹ Fri, Nov 7, 2008

Monday, November 10, 2008

289 filings · 237 companiesAll checks passed · Updated Nov 6

Tue, Nov 11, 2008 ›
The dayMonday, November 10
Delisting noticesDOMH15:51

By time of day

150 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

22 without a time on file

Results

15 announced

Pre-market3

  • 06:07PCYOPure Cycle Corp
  • 07:19CNTHPConnecticut Light & Power Co
  • 09:24BCICBCP Investment Corp

Market hours2

  • 09:30CNTYCentury Casinos Inc
  • 12:07HWKNHawkins Inc

After-hours10

  • 23:12INTTIntest Corp
  • 16:30CVUCPI Aerostructures Inc
  • 16:30CIACitizens, Inc.
  • 16:32IIIInformation Services Group Inc.
  • 16:35SVCService Properties Trust
  • 16:41LPTHLightpath Technologies Inc
  • 17:04PNBKPatriot National Bancorp Inc
  • 17:06MNOVMedicinova Inc
  • 18:05NLSTNetlist Inc
  • 22:29PLAGPlanet Green Holdings Corp.

Reports

104 quarterly · 0 annual
  1. Nstar Electric CoNSARO · 10-Q · Sep 30 · 18:04
    ——
  2. Ampco Pittsburgh CorpAP · 10-Q · Sep 30 · 18:36
    ——
  3. Connecticut Light & Power CoCNTHP · 10-Q · Sep 30 · 18:38
    ——
  4. Oxford Square Capital Corp.OXSQ · 10-Q · Sep 30 · 19:46
    ——
  5. Invesco DB Precious Metals FundDBP · 10-Q · Sep 30 · 22:31
    ——
  6. Invesco DB Energy FundDBE · 10-Q · Sep 30 · 22:31
    ——
  7. Invesco DB Base Metals FundDBB · 10-Q · Sep 30 · 22:35
    ——
  8. Invesco DB Oil FundDBO · 10-Q · Sep 30 · 22:36
    ——
  9. MGT Capital Investments, Inc.MGTI · 10-Q · Sep 30 · 06:01
    ——
  10. Ceva IncCEVA · 10-Q · Sep 30 · 06:01
    ——

Insiders

20 filings
Purchases$1.55M15 filings
Sales$909.09K5 filings
CNACNA Financial Corp · Loews Corp, 10% owner$1.25MPurchase · 86,400 sh
GDVGabelli Dividend & Income Trust · Gamco Investors, Inc. et AL$550.45KSale · 50,000 sh
GDLGDL Fund · Gamco Investors, Inc. et AL$199.35KSale · 15,000 sh
NEPHNephros Inc · Enso Capital Management LLC, 10% owner$142.29KSale · 1,106,955 sh
CQPCheniere Energy Partners, L.P. · Charif Souki, Chairman & CEO$111.17KPurchase · 22,000 sh
ARKRARK Restaurants Corp · Bruce R Lewin, Director$72.01KPurchase · 6,000 sh
Open insider activity

Officers and directors

10 filings
  1. 22:18CETY Clean Energy Technologies, Inc. · Auditor change · Shareholder rights changed · Officers or directors
  2. 20:51AIMD Ainos, Inc. · Officers or directors
  3. 20:06EAXR Ealixir, Inc. · Officers or directors
  4. 18:05NLST Netlist Inc · Officers or directors · Results, after-hours
  5. 17:19PPC Pilgrims Pride Corp · Trading blackout · Officers or directors
  6. 16:30CIA Citizens, Inc. · Officers or directors · Results, after-hours
  7. 16:30FBSI First Bancshares Inc · Officers or directors
  8. 15:31MBWM Mercantile Bank Corp · Officers or directors

Filings

150 listed

18:00

  1. 18:04
    NSARO Nstar Electric Co · Quarterly report
  2. 18:36
    AP Ampco Pittsburgh Corp · Quarterly report
  3. 18:38
    CNTHP Connecticut Light & Power Co · Quarterly report

19:00

  1. 19:46
    OXSQ Oxford Square Capital Corp. · Quarterly report

22:00

  1. 22:31
    DBP Invesco DB Precious Metals Fund · Quarterly report
  2. 22:31
    DBE Invesco DB Energy Fund · Quarterly report
  3. 22:35
    DBB Invesco DB Base Metals Fund · Quarterly report
  4. 22:36
    DBO Invesco DB Oil Fund · Quarterly report

23:00

  1. 23:12
    INTT Intest Corp · Results, after-hours

06:00

  1. 06:01
    MGTI MGT Capital Investments, Inc. · Quarterly report
  2. 06:01
    CEVA Ceva Inc · Quarterly report
  3. 06:07
    PCYO Pure Cycle Corp · Results, pre-market
  4. 06:12
    MNOV Medicinova Inc · Investor disclosure
  5. 06:16
    LODE Comstock Inc. · Quarterly report

07:00

  1. 07:19
    CNTHP Connecticut Light & Power Co · Results, pre-market

09:00

  1. 09:04
    EGY Vaalco Energy Inc · Quarterly report
  2. 09:07
    FTEK Fuel Tech, Inc. · Quarterly report
  3. 09:13
    FDBC Fidelity D & D Bancorp Inc · Quarterly report
  4. 09:24
    BCIC BCP Investment Corp · Results, pre-market
  5. 09:29
    CNTY Century Casinos Inc · Quarterly report
  6. 09:30
    CNTY Century Casinos Inc · Results, market hours
  7. 09:53
    HWBK Hawthorn Bancshares, Inc. · Amended quarterly report
  8. 09:55
    REPX Riley Exploration Permian, Inc. · Quarterly report
  9. 09:58
    APYX Apyx Medical Corp · Quarterly report
  10. 09:59
    HWBK Hawthorn Bancshares, Inc. · Quarterly report

10:00

  1. 10:17
    BSRR Sierra Bancorp · Quarterly report
  2. 10:31
    AXTI AXT Inc · Quarterly report

11:00

  1. 11:20
    RLBY Reliability Inc · Quarterly report
  2. 11:57
    FKYS First Keystone Corp · Quarterly report

12:00

  1. 12:00
    HWKN Hawkins Inc · Quarterly report
  2. 12:07
    HWKN Hawkins Inc · Results, market hours
  3. 12:12
    STRL Sterling Infrastructure, Inc. · Quarterly report
  4. 12:16
    WWR Westwater Resources, Inc. · Quarterly report
  5. 12:16
    TACT Transact Technologies Inc · Quarterly report
  6. 12:28
    OVLY Oak Valley Bancorp · Announcement
  7. 12:33
    INBP Integrated Biopharma Inc · Officers or directors
  8. 12:39
    GOVX GeoVax Labs, Inc. · Quarterly report
  9. 12:49
    MCRI Monarch Casino & Resort Inc · Quarterly report
  10. 12:52
    OMCC Old Market Capital Corp · Quarterly report

13:00

  1. 13:15
    IVFH Innovative Food Holdings Inc · Quarterly report
40 of 150

Index

Forms filed

  • Quarterly report10-Q103
  • Foreign issuer report6-K40
  • Current report8-K40
  • Insider filing434
  • Passive stake amendedSC 13G/A28
  • Passive stake reportedSC 13G7
  • N-CSR6
  • CORRESP5
  • Merger communication4253
  • UPLOAD3
  • Notice of intent to sell1442
  • Initial ownership32
  • Insider filing, amended4/A2
  • 10KSB/A1
  • Amended quarterly report10-Q/A1
  • Delisting by the exchange25-NSE1
  • Amended annual report40-F/A1
  • Prospectus supplement424B31
  • Prospectus supplement424B51
  • 6-K/A1
  • Current report (amended)8-K/A1
  • EFFECT1
  • F-101
  • F-6EF1
  • F-X1
  • REGDEX1
  • Amended registration statementS-1/A1

142 companies

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