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News

What covered companies filed with the SEC, day by day.

  1. 23
  2. 24
  3. 26
  4. 29
  5. 30
  6. 31
  7. 2
  8. 5
‹ Fri, Jan 2, 2009

Monday, January 5, 2009

239 filings · 134 companiesAll checks passed · Updated Nov 6

Tue, Jan 6, 2009 ›
The dayMonday, January 5

By time of day

30 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

7 without a time on file

Results

1 announced

Pre-market1

  • 08:12DGIIDigi International Inc

Reports

0 quarterly · 3 annual
  1. CBAK Energy Technology LtdCBAT · 10-K/A · Sep 30 · 10:20
    ——
  2. CBAK Energy Technology, Inc.— · 10-K/A · Sep 30 · —
    ——
  3. American Lithium Minerals, Inc.AMLM · 10-K · Sep 30 · —
    ——

Insiders

41 filings
Purchases$4.64M26 filings
Sales$4.12M15 filings
UTGNUTG Inc · Daryl Jack Heald, Director$2.87MPurchase · 249,999 sh
UTGNUTG Inc · First Southern Bancorp Inc, 10% owner$1.52MSale · 132,287 sh
UTGNUTG Inc · First Southern Holdings LLC, 10% owner$1.45MSale · 126,075 sh
GDLGDL Fund · Gamco Investors, Inc. et AL$402.86KPurchase · 30,800 sh
UTGNUTG Inc · William Wesley Perry, Director$400.00KPurchase · 34,783 sh
KYNKayne Anderson Energy Infrastructure Fund, Inc. · Kayne Richard a$319.00KSale · 20,000 sh
Open insider activity

Agreements

6 filings
  1. 22:29BESS Bimergen Energy Corp · Change in control · Acquisition or sale completed · New agreement · Officers or directors
  2. 11:55ISCO International Stem Cell CORP · Agreement ended · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  3. 11:50MGEE MGE Energy Inc · New debt · New agreement
  4. 10:04TWAV TaoWeave, Inc. · Shareholder rights changed · New debt · Unregistered shares sold · New agreement
  5. 10:00AXTI AXT Inc · New agreement
  6. 17:43UTL Unitil Corp · New agreement

Officers and directors

7 filings
  1. 22:29BESS Bimergen Energy Corp · Change in control · Acquisition or sale completed · New agreement · Officers or directors
  2. 16:43FREVS First Real Estate Investment Trust of New Jersey, Inc. · Officers or directors
  3. 15:58WMK Weis Markets Inc · Officers or directors
  4. 12:02FRT Federal Realty Investment Trust · Officers or directors
  5. 11:55ISCO International Stem Cell CORP · Agreement ended · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors
  6. 09:06GNTX Gentex Corp · Officers or directors
  7. 08:40IDT IDT Corp · Officers or directors

Filings

30 listed

17:00

  1. 17:43
    UTL Unitil Corp · New agreement

08:00

  1. 08:12
    DGII Digi International Inc · Results, pre-market
  2. 08:40
    IDT IDT Corp · Officers or directors

09:00

  1. 09:06
    GNTX Gentex Corp · Officers or directors

10:00

  1. 10:00
    AXTI AXT Inc · New agreement
  2. 10:04
    TWAV TaoWeave, Inc. · Shareholder rights changed · New debt · Unregistered shares sold · New agreement
  3. 10:20
    CBAT CBAK Energy Technology Ltd · Amended annual report

11:00

  1. 11:33
    EQS Equus Total Return, Inc. · Announcement
  2. 11:37
    FCAP First Capital Inc · Announcement
  3. 11:39
    GEOS Geospace Technologies Corp · Proxy statement
  4. 11:50
    MGEE MGE Energy Inc · New debt · New agreement
  5. 11:55
    ISCO International Stem Cell CORP · Agreement ended · Bylaws or fiscal year changed · Unregistered shares sold · New agreement · Officers or directors

12:00

  1. 12:02
    FRT Federal Realty Investment Trust · Officers or directors

13:00

  1. 13:09
    CMTV Community Bancorp · Announcement

15:00

  1. 15:54
    JOUT Johnson Outdoors Inc · Stake amended
  2. 15:58
    WMK Weis Markets Inc · Officers or directors

16:00

  1. 16:23
    IVF INVO Fertility, Inc. · Bylaws or fiscal year changed
  2. 16:26
    NATH Nathans Famous, Inc. · Stake amended
  3. 16:38
    CLAR Clarus Corp · Stake amended
  4. 16:43
    FREVS First Real Estate Investment Trust of New Jersey, Inc. · Officers or directors

20:00

  1. 20:50
    ASYS Amtech Systems Inc · Announcement
  2. 20:57
    HTLD Heartland Express Inc · Stake amended

22:00

  1. 22:29
    BESS Bimergen Energy Corp · Change in control · Acquisition or sale completed · New agreement · Officers or directors

—

  1. —
    — Hongchang International Co., Ltd · Current report
  2. —
    TKLS Trutankless, Inc. · Current report
  3. —
    GDRZF Gold Reserve Ltd · Merger communication
  4. —
    — CBAK Energy Technology, Inc. · Amended annual report
  5. —
    NEON Neonode Inc. · Current report
  6. —
    IPB Merrill Lynch Depositor Inc Indexplus Trust Series 2003-1 · Current report
  7. —
    AMLM American Lithium Minerals, Inc. · Annual report
30 of 30

Index

Forms filed

  • Insider filing4141
  • Current report8-K21
  • Foreign issuer report6-K12
  • Initial ownership39
  • Annual ownership58
  • Insider filing, amended4/A7
  • UPLOAD7
  • CORRESP5
  • N-CSR4
  • Stake amendedSC 13D/A4
  • Amended annual report10-K/A2
  • Prospectus supplement424B32
  • EFFECT2
  • Shelf registrationS-32
  • Passive stake amendedSC 13G/A2
  • Annual report10-K1
  • 10KSB/A1
  • Initial ownership, amended3/A1
  • Prospectus supplement424B51
  • Merger communication4251
  • Proxy statementDEF 14A1
  • Preliminary proxy statementPRE 14A1
  • REGDEX1
  • Passive stake reportedSC 13G1
  • SC TO-T/A1
  • SUPPL1

34 companies

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