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What covered companies filed with the SEC, day by day.

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‹ Fri, Mar 13, 2009

Monday, March 16, 2009

186 filings · 143 companiesAll checks passed · Updated Nov 6

Tue, Mar 17, 2009 ›
The dayMonday, March 16
Delisting noticesSTRS12:49

By time of day

92 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

15 without a time on file

Results

7 announced

Pre-market1

  • 08:40CIACitizens, Inc.

Market hours3

  • 09:55BCICBCP Investment Corp
  • 10:19CNTYCentury Casinos Inc
  • 12:20GUREGulf Resources, Inc.

After-hours3

  • 16:41Cumulus Media Inc
  • 16:41IDTIDT Corp
  • 21:14BDCOBlue Dolphin Energy Co

Reports

7 quarterly · 51 annual
  1. Emo Capital Corp.NUVI · 10-Q · Jan 31 · 17:48
    ——
  2. First Northern Community BancorpFNRN · 10-K · Mar 13 · 17:59
    ——
  3. Barrett Business Services IncBBSI · 10-K · Dec 31 · 19:28
    ——
  4. Peraso Inc.PRSO · 10-K · Dec 31 · 20:29
    ——
  5. Socket Mobile, Inc.SCKT · 10-K · Dec 31 · 20:46
    ——
  6. Jones Soda Co.JSDA · 10-K · Dec 31 · 06:01
    ——
  7. Sterling Infrastructure, Inc.STRL · 10-K · Dec 31 · 08:20
    ——
  8. Urban One, Inc.UONE · 10-K · Dec 31 · 08:47
    ——
  9. National Bankshares IncNKSH · 10-K · Dec 31 · 09:25
    ——
  10. Oxford Square Capital Corp.OXSQ · 10-K · Dec 31 · 09:38
    ——

Insiders

20 filings
Purchases$452.23K15 filings
Sales$5.01M5 filings
GHCGraham Holdings Co · Donald Graham, CEO and COB$4.88MSale · 13,936 sh
RVPRetractable Technologies Inc · Thomas J Shaw, President and CEO$200.00KPurchase · 200,000 sh
MCYMercury General Corp · Gabriel Tirador, President$99.60KPurchase · 4,000 sh
STRLSterling Infrastructure, Inc. · Joseph P Harper SR, President & COO$54.00KSale · 3,000 sh
STRLSterling Infrastructure, Inc. · Maarten D Hemsley, Director$49.50KSale · 2,750 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$46.15KPurchase · 12,199 sh
Open insider activity

Agreements

1 filing
  1. 19:17SFBS ServisFirst Bancshares, Inc. · Agreement ended · Unregistered shares sold

Officers and directors

5 filings
  1. 16:36SNGX Soligenix, Inc. · Officers or directors
  2. 16:20CVGI Commercial Vehicle Group, Inc. · Officers or directors
  3. 15:44VASO Vaso Corp · Officers or directors
  4. 13:41ACFN Acorn Energy, Inc. · Officers or directors
  5. 12:20GURE Gulf Resources, Inc. · Officers or directors · Results, market hours

Filings

92 listed

17:00

  1. 17:48
    NUVI Emo Capital Corp. · Quarterly report
  2. 17:59
    FNRN First Northern Community Bancorp · Annual report

19:00

  1. 19:17
    SFBS ServisFirst Bancshares, Inc. · Agreement ended · Unregistered shares sold
  2. 19:28
    BBSI Barrett Business Services Inc · Annual report

20:00

  1. 20:29
    PRSO Peraso Inc. · Annual report
  2. 20:46
    SCKT Socket Mobile, Inc. · Annual report
  3. 20:49
    SCKT Socket Mobile, Inc. · Proxy statement

23:00

  1. 23:52
    FR First Industrial Realty Trust Inc · Stake amended

06:00

  1. 06:01
    JSDA Jones Soda Co. · Annual report
  2. 06:45
    RDWR Radware Ltd · Stake reported

08:00

  1. 08:20
    STRL Sterling Infrastructure, Inc. · Annual report
  2. 08:40
    CIA Citizens, Inc. · Results, pre-market
  3. 08:47
    UONE Urban One, Inc. · Annual report

09:00

  1. 09:18
    NKSH National Bankshares Inc · Proxy statement
  2. 09:25
    NKSH National Bankshares Inc · Annual report
  3. 09:34
    CFFI C & F Financial Corp · Proxy statement
  4. 09:38
    OXSQ Oxford Square Capital Corp. · Annual report
  5. 09:55
    BCIC BCP Investment Corp · Results, market hours

10:00

  1. 10:17
    CNTY Century Casinos Inc · Annual report
  2. 10:19
    CNTY Century Casinos Inc · Results, market hours
  3. 10:21
    CNTY Century Casinos Inc · Proxy statement

11:00

  1. 11:09
    HWBK Hawthorn Bancshares, Inc. · Annual report
  2. 11:32
    APYX Apyx Medical Corp · Annual report
  3. 11:49
    TACT Transact Technologies Inc · Annual report
  4. 11:58
    MCRI Monarch Casino & Resort Inc · Annual report

12:00

  1. 12:20
    GURE Gulf Resources, Inc. · Officers or directors · Results, market hours
  2. 12:22
    FCFS FirstCash Holdings, Inc. · Annual report
  3. 12:32
    STRS Stratus Properties Inc · Late filing notice
  4. 12:49
    STRS Stratus Properties Inc · Delisting notice
  5. 12:51
    WELPP Wisconsin Electric Power Co · Announcement

13:00

  1. 13:33
    DUOT Duos Technologies Group, Inc. · Annual report
  2. 13:41
    ACFN Acorn Energy, Inc. · Officers or directors
  3. 13:47
    CDR-PB Cedar Realty Trust, Inc. · Annual report
  4. 13:54
    SBFM Sunshine Biopharma Inc. · Quarterly report

14:00

  1. 14:28
    GURE Gulf Resources, Inc. · Annual report
  2. 14:31
    EVC Entravision Communications Corp · Annual report
  3. 14:40
    CVGI Commercial Vehicle Group, Inc. · Annual report

15:00

  1. 15:16
    FF FutureFuel Corp. · Annual report
  2. 15:32
    DWSN Dawson Geophysical Co · Annual report
  3. 15:35
    SBI Western Asset Intermediate Muni Fund Inc. · Proxy statement
40 of 92

Index

Forms filed

  • Annual report10-K50
  • Insider filing446
  • Current report8-K23
  • Foreign issuer report6-K13
  • CORRESP11
  • Quarterly report10-Q7
  • Proxy statementDEF 14A5
  • UPLOAD5
  • Initial ownership33
  • Late filing noticeNT 10-K3
  • Employee plan registrationS-83
  • Annual report40-F1
  • Prospectus supplement424B51
  • 4971
  • Insider filing, amended4/A1
  • Annual ownership51
  • Annual report to shareholdersARS1
  • Exempt offering noticeD1
  • F-6EF1
  • N-14 8C1
  • Late filing noticeNT 10-Q1
  • Preliminary proxy statementPRE 14A1
  • S-8 POS1
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake reportedSC 13G1
  • Passive stake amendedSC 13G/A1
  • SC TO-I/A1

86 companies

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