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What covered companies filed with the SEC, day by day.

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  6. 31
  7. 1
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  10. 6
‹ Fri, Apr 3, 2009

Monday, April 6, 2009

131 filings · 109 companiesAll checks passed · Updated Nov 5

Tue, Apr 7, 2009 ›
The dayMonday, April 6

By time of day

41 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

9 without a time on file

Results

1 announced

After-hours1

  • 18:32SBRSabine Royalty Trust

Reports

0 quarterly · 5 annual
  1. Nice Ltd.NICE · 20-F · Dec 31 · 06:08
    $624.16M—
  2. Mesa Royalty TrustMTR · 10-K · Dec 31 · 21:31
    ——
  3. Mineralrite CorpRITE · 10-K/A · Dec 31 · 16:05
    ——
  4. QXO, Inc.QXO · 10-K · Dec 31 · 16:44
    ——
  5. XTL Biopharmaceuticals LtdXTLB · 20-F · Dec 31 · 20:51
    ——

Insiders

18 filings
Purchases$465.93K8 filings
Sales$12.26M10 filings
GAIAGaia, Inc · Prentice Capital Management, LP, 10% owner$5.59MSale · 1,863,310 sh
FLNAFilana Therapeutics, Inc. · Eastbourne Capital Management LLC, 10% owner$3.73MSale · 900,000 sh
FLNAFilana Therapeutics, Inc. · Black Bear Offshore Master Fund LP, 10% owner$2.58MSale · 621,860 sh
GAIAGaia, Inc · James P Argyropoulos, Director$418.00KPurchase · 125,000 sh
DXDynex Capital Inc · Buck JAY$113.83KSale · 15,700 sh
APYXApyx Medical Corp · J Robert Saron, Chief Sales & Mkt Officer$108.55KSale · 16,800 sh
Open insider activity

Agreements

6 filings
  1. 16:52VRTS Virtus Investment Partners, Inc. · New agreement
  2. 16:37NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement
  3. 15:57IRIX Iridex Corp · Unregistered shares sold · New agreement
  4. 15:28CFNB California First Leasing Corp · New agreement
  5. 13:20CQP Cheniere Energy Partners, L.P. · New agreement
  6. 10:22MMEX MMEX Resources Corp · Agreement ended · Unregistered shares sold · New agreement · Officers or directors

Officers and directors

4 filings
  1. 17:11REI Ring Energy, Inc. · Officers or directors
  2. 16:31DGII Digi International Inc · Officers or directors
  3. 10:22MMEX MMEX Resources Corp · Agreement ended · Unregistered shares sold · New agreement · Officers or directors
  4. 09:55ESCA Escalade Inc · Officers or directors

Filings

41 listed

18:00

  1. 18:30
    WIA Western Asset Inflation-Linked Income Fund · Proxy statement
  2. 18:32
    WIW Western Asset Inflation-Linked Opportunities & Income Fund · Proxy statement

20:00

  1. 20:22
    RJET Republic Airways Holdings Inc. · Amended registration statement

21:00

  1. 21:31
    MTR Mesa Royalty Trust · Annual report

06:00

  1. 06:08
    NICE Nice Ltd. · Annual report

08:00

  1. 08:41
    DRD Drdgold Ltd · Stake reported

09:00

  1. 09:08
    HKHC Horizon Kinetics Holding Corp · Proxy statement
  2. 09:55
    ESCA Escalade Inc · Officers or directors

10:00

  1. 10:22
    MMEX MMEX Resources Corp · Agreement ended · Unregistered shares sold · New agreement · Officers or directors

12:00

  1. 12:49
    NRC NRC Health · Proxy statement

13:00

  1. 13:20
    CQP Cheniere Energy Partners, L.P. · New agreement

15:00

  1. 15:28
    CFNB California First Leasing Corp · New agreement
  2. 15:46
    TULP Bloomia Holdings, Inc. · Proxy statement
  3. 15:54
    INTZ Intrusion Inc · Proxy statement
  4. 15:57
    IRIX Iridex Corp · Unregistered shares sold · New agreement

16:00

  1. 16:05
    RITE Mineralrite Corp · Amended annual report
  2. 16:07
    ARMP Armata Pharmaceuticals, Inc. · Proxy statement
  3. 16:14
    FLNA Filana Therapeutics, Inc. · Proxy statement
  4. 16:29
    GAIA Gaia, Inc · Stake amended
  5. 16:31
    DGII Digi International Inc · Officers or directors
  6. 16:37
    NWBO Northwest Biotherapeutics Inc · New debt · Unregistered shares sold · New agreement
  7. 16:43
    HGBL Heritage Global Inc. · Announcement
  8. 16:44
    QXO QXO, Inc. · Annual report
  9. 16:51
    OTEX Open Text Corp · Announcement
  10. 16:52
    VRTS Virtus Investment Partners, Inc. · New agreement

17:00

  1. 17:11
    REI Ring Energy, Inc. · Officers or directors
  2. 17:19
    POCI Precision Optics Corporation, Inc. · Amended registration statement
  3. 17:43
    MLP Maui Land & Pineapple Co Inc · Proxy statement

18:00

  1. 18:31
    USAU U.S. Gold Corp. · Acquisition or sale completed
  2. 18:32
    SBR Sabine Royalty Trust · Results, after-hours

20:00

  1. 20:39
    PMCB PharmaCyte Biotech, Inc. · Current report (amended)
  2. 20:51
    XTLB XTL Biopharmaceuticals Ltd · Annual report

—

  1. —
    NUVR Nuvera Communications, Inc. · Current report
  2. —
    — Inotiv, Inc. · Stake reported
  3. —
    SYPR Sypris Solutions Inc · Current report
  4. —
    BRKR Bruker Corp · Proxy statement
  5. —
    — MV Oil Trust · Current report
  6. —
    EFOI Energy Focus, Inc · Current report
  7. —
    MHLA Maiden Holdings, Ltd. · Proxy statement
  8. —
    EFOI Energy Focus, Inc · Current report
40 of 41

Index

Forms filed

  • Foreign issuer report6-K23
  • Insider filing422
  • Current report8-K19
  • Initial ownership311
  • Proxy statementDEF 14A11
  • UPLOAD8
  • CORRESP7
  • Initial ownership, amended3/A3
  • Annual report10-K2
  • Annual report20-F2
  • Annual report to shareholdersARS2
  • N-CSRS2
  • Amended registration statementS-1/A2
  • Stake reportedSC 13D2
  • Amended annual report10-K/A1
  • Insider filing, amended4/A1
  • Current report (amended)8-K/A1
  • Exempt offering noticeD1
  • Exempt offering notice, amendedD/A1
  • Information statementDEF 14C1
  • Proxy materialDEFA14A1
  • DFAN14A1
  • EFFECT1
  • POS AM1
  • PRRN14A1
  • S-11/A1
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1
  • SUPPL1

44 companies

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