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What covered companies filed with the SEC, day by day.

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  9. 28
‹ Wed, May 27, 2009

Thursday, May 28, 2009

166 filings · 131 companiesAll checks passed · Updated Nov 5

Fri, May 29, 2009 ›
The dayThursday, May 28

By time of day

32 filings
Each bar is 30 minutes, New York time. Select one to filter the filings below.
  • Results
  • Other filings

4 without a time on file

Results

3 announced

Market hours1

  • 14:11SHOEShoe Station Group Inc

After-hours2

  • 16:25SWKHLSWK Holdings Corp
  • 17:20NLSTNetlist Inc

Reports

1 quarterly · 4 annual
  1. American Superconductor CorpAMSC · 10-K · Mar 31 · 16:37
    $182.76M—
  2. SWK Holdings CorpSWKHL · 10-Q · Mar 31 · 14:55
    ——
  3. Luvu Brands, Inc.LUVU · 10-K/A · Dec 31 · 16:55
    ——
  4. Entrex Carbon Market, Inc.NTRX · 10-K · May 28 · 19:55
    ——
  5. Regenerex Pharma, Inc.— · 10-K/A · Nov 30 · —
    ——

Insiders

22 filings
Purchases$455.05K12 filings
Sales$3.07M10 filings
ACHVAchieve Life Sciences, Inc. · Tamer Anthony, 10% owner$1.89MSale · 88,400 sh
APYXApyx Medical Corp · Andrew Makrides, CEO$406.25KSale · 57,500 sh
STEWSRH Total Return Fund, Inc. · Ernest Horejsi Trust NO 1B, 10% owner$346.45KPurchase · 77,211 sh
OESXOrion Energy Systems, Inc. · John H Scribante, Sr. VP of Business Development$281.30KSale · 77,850 sh
VCVInvesco California Value Municipal Income Trust · Rodney F Dammeyer, Director$144.20KSale · 13,200 sh
EMLEastern Co · Donald S Tuttle III, Director$108.14KSale · 8,000 sh
Open insider activity

Agreements

2 filings
  1. 16:36CIM Chimera Investment Corp · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  2. 13:54CCFN Muncy Columbia Financial Corp · New agreement

Officers and directors

5 filings
  1. 17:20NLST Netlist Inc · Officers or directors · Results, after-hours
  2. 16:42RDGL Vivos Inc · Officers or directors
  3. 16:12LIVE Live Ventures Inc · Officers or directors
  4. 16:03CECO Ceco Environmental Corp · Officers or directors
  5. 13:26TWN Taiwan Fund Inc · Officers or directors

Filings

32 listed

17:00

  1. 17:31
    CIX Compx International Inc · Investor disclosure
  2. 17:31
    ASUR Asure Software Inc · Stake reported

19:00

  1. 19:29
    CIM Chimera Investment Corp · Investor disclosure

21:00

  1. 21:46
    OVTZ Oculus Inc. · Announcement
  2. 21:47
    TLSS Transportation & Logistics Systems, Inc. · Registration statement

22:00

  1. 22:08
    IGC IGC Pharma, Inc. · Stake amended

09:00

  1. 09:10
    FGPR Ferrellgas Partners L P · Investor disclosure

11:00

  1. 11:53
    ABVC Abvc Biopharma, Inc. · Unregistered shares sold

12:00

  1. 12:07
    ADC Agree Realty Corp · Unregistered shares sold

13:00

  1. 13:26
    TWN Taiwan Fund Inc · Officers or directors
  2. 13:54
    CCFN Muncy Columbia Financial Corp · New agreement

14:00

  1. 14:11
    SHOE Shoe Station Group Inc · Results, market hours
  2. 14:55
    SWKHL SWK Holdings Corp · Quarterly report

15:00

  1. 15:45
    OPHC OptimumBank Holdings, Inc. · Announcement

16:00

  1. 16:03
    CECO Ceco Environmental Corp · Officers or directors
  2. 16:12
    LIVE Live Ventures Inc · Officers or directors
  3. 16:25
    SWKHL SWK Holdings Corp · Results, after-hours
  4. 16:36
    CIM Chimera Investment Corp · Bylaws or fiscal year changed · Unregistered shares sold · New agreement
  5. 16:37
    AMSC American Superconductor Corp · Annual report
  6. 16:42
    RDGL Vivos Inc · Officers or directors
  7. 16:55
    LUVU Luvu Brands, Inc. · Amended annual report

17:00

  1. 17:20
    NLST Netlist Inc · Officers or directors · Results, after-hours
  2. 17:27
    ASII Accredited Solutions, Inc. · Registration statement
  3. 17:29
    GRBK Green Brick Partners, Inc. · Debt acceleration

19:00

  1. 19:55
    NTRX Entrex Carbon Market, Inc. · Annual report

20:00

  1. 20:21
    DPLS DarkPulse, Inc. · Auditor change

21:00

  1. 21:06
    TTEC TTEC Holdings, Inc. · Bylaws or fiscal year changed
  2. 21:14
    IHT Innsuites Hospitality Trust · Proxy statement

—

  1. —
    AMS American Shared Hospital Services · Current report
  2. —
    — Regenerex Pharma, Inc. · Amended annual report
  3. —
    XTGRF Xtra-Gold Resources Corp · Current report
  4. —
    MVCO Metavesco, Inc. · Current report
32 of 32

Index

Forms filed

  • Insider filing446
  • Current report8-K22
  • N-Q22
  • Foreign issuer report6-K18
  • CORRESP10
  • UPLOAD9
  • NSAR-B6
  • NSAR-A3
  • Annual report10-K2
  • Amended annual report10-K/A2
  • Prospectus supplement424B32
  • Prospectus supplement424B52
  • Registration statementS-12
  • Quarterly report10-Q1
  • Insider filing, amended4/A1
  • Annual report to shareholdersARS1
  • CT ORDER1
  • Proxy statementDEF 14A1
  • DEFC14A1
  • DFAN14A1
  • EFFECT1
  • N-23C3A1
  • N-30B-21
  • N-CSR1
  • POS AM1
  • Preliminary proxy statementPRE 14A1
  • PRRN14A1
  • S-11/A1
  • Merger registrationS-41
  • Employee plan registrationS-81
  • Stake reportedSC 13D1
  • Stake amendedSC 13D/A1
  • Passive stake amendedSC 13G/A1

38 companies

A

C

D

E

F

G

I

L

M

N

O

P

R

  • Regenerex Pharma, Inc.

S

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V

X